Vault-13

INNOVATOR ETFS TRUST KAPR

US SML CP PWR ET · ETP · CUSIP 45782C342

84 institutional holders +9 vs Q3 2023
3,328,7223.3m shares reported held*
$97.1mreported value*
8 new 16 added 31 reduced 7 sold out net sold ≈ $17.8m (-609.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.16.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 50Q4 22: 54Q1 23: 57Q2 23: 83Q3 23: 75Q4 23: 8484Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202250
Q4 202254
Q1 202357
Q2 202383
Q3 202375
Q4 202384

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 17 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 24 bought or addedQ4 23: 38 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221726
Q1 20232426
Q2 20235713
Q3 20232238
Q4 20232438

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +348,242+348.2k
Atria Wealth Solutions, Inc. Added +49,278+49.3k
World Investment Advisors New +34,228+34.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +18,343+18.3k
LPL Financial LLC New +17,893+17.9k
WOLVERINE TRADING, LLC Added +15,096+15.1k
SageView Advisory Group, LLC Added +14,497+14.5k
NewEdge Advisors, LLC New +10,942+10.9k
OLD MISSION CAPITAL LLC Added +7,485+7.5k
LINCOLN NATIONAL CORP Added +7,426+7.4k

Biggest sellers

ODonnell Financial Services, LLC Reduced -524,155-524.2k
OSAIC HOLDINGS, INC. Reduced -107,327-107.3k
AVANTAX ADVISORY SERVICES, INC. Reduced -95,426-95.4k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Reduced -95,381-95.4k
STEPHENS INC /AR/ Sold out -90,900-90.9k
Trek Financial, LLC Sold out -86,377-86.4k
AVALON CAPITAL MANAGEMENT Reduced -79,702-79.7k
Global Strategic Investment Solutions, LLC Sold out -29,323-29.3k
Cetera Advisor Networks LLC Reduced -10,252-10.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -9,758-9.8k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 475,530475.5k $13.9m $13.9m 0.03% Added +348.2k +348,242
2 PFS Partners, LLC 8.26% of their portfolio MINE HILL, NJ 414,184414.2k $12.1m $12.1m 8.26% Reduced -2.3k -2,288
3 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 181,198181.2k $5.3m $5.3m 0.01% Reduced -107.3k -107,327
4 ODonnell Financial Services, LLC 2.61% of their portfolio SAN RAFAEL, CA 178,812178.8k $5.2m $5.2m 2.61% Reduced -524.2k -524,155
5 Valtinson Bruner Financial Planning LLC 2.43% of their portfolio NEW BRIGHTON, MN 162,196162.2k $4.7m $4.7m 2.43% Reduced -1.4k -1,375
6 Spectrum Investment Advisors, Inc. 3.39% of their portfolio MEQUON, WI 146,416146.4k $4.3m $4.3m 3.39% First filing
7 AVALON CAPITAL MANAGEMENT 1.49% of their portfolio Port Of Redwood City, CA 121,477121.5k $3.5m $3.5m 1.49% Reduced -79.7k -79,702
8 Donald L. Hagan, LLC 1.82% of their portfolio Sarasota, FL 112,458112.5k $3.3m $3.3m 1.82% Added +659 +659
9 SageView Advisory Group, LLC 0.13% of their portfolio Newport Beach, CA 101,823101.8k $2.9m $2.9m 0.13% Added +14.5k +14,497
10 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 79,95780.0k $2.3m $2.3m 0.04% Added +7.4k +7,426
11 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 71,45871.5k $2.1m $2.1m 0.01% Reduced -10.3k -10,252
12 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 67,94467.9k $2.0m $2.0m 0.02% Reduced -2.8k -2,791
13 Forvis Mazars Wealth Advisors, LLC 0.05% of their portfolio Springfield, MO 66,79066.8k $1.9m $1.9m 0.05% Reduced -7.3k -7,286
14 Stegent Equity Advisors, Inc. 2.12% of their portfolio HOUSTON, TX 61,48861.5k $1.8m $1.8m 2.12% Reduced -230 -230
15 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 57,21557.2k $1.7m $1.7m 0.02% Added +49.3k +49,278
16 COLDSTREAM CAPITAL MANAGEMENT INC 0.03% of their portfolio BELLEVUE, WA 37,09437.1k $1.1m $1.1m 0.03% Reduced -1.0k -1,028
17 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 35,34335.3k $1.0m $1.0m 0.01% Reduced -2.5k -2,471
18 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,18335.2k $1.0m $1.0m 0.00% Added +33 +33
19 CWM, LLC 0.01% of their portfolio OMAHA, NE 34,67934.7k $1.0m $1.0m 0.01% Added +4.4k +4,444
20 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 34,61734.6k $1.0m $1.0m 0.01% Reduced -95.4k -95,426
21 World Investment Advisors 0.13% of their portfolio LINCROFT, NJ 34,22834.2k $996.8k $996.8k 0.13% New
22 HBW ADVISORY SERVICES LLC 0.19% of their portfolio SIMI VALLEY, CA 33,99234.0k $992.0k $992.0k 0.19% Reduced -1.7k -1,705
23 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.05% of their portfolio RICHMOND, VA 33,94033.9k $990.1k $990.1k 0.05% Reduced -95.4k -95,381
24 Pillar Wealth Advisors, LLC 0.69% of their portfolio WESTTOWN, PA 30,62130.6k $893.3k $893.3k 0.69% Reduced -5.5k -5,460
25 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 28,03928.0k $818.0k $818.0k 0.04% Unchanged
26 Encompass More Asset Management 0.88% of their portfolio Danville, CA 26,70826.7k $779.1k $779.1k 0.88% First filing
27 Diligent Investors, LLC 0.20% of their portfolio REDLANDS, CA 25,24825.2k $736.5k $736.5k 0.20% Unchanged
28 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 25,09025.1k $731.9k $731.9k 0.01% Reduced -375 -375
29 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 24,51824.5k $715.3k $715.3k 0.01% Added +15.1k +15,096
30 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 22,23122.2k $648.5k $648.5k 0.09% Unchanged
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,00222.0k $642.0k $642.0k 0.00% Added +221 +221
32 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 20,99821.0k $612.6k $612.6k 0.06% Reduced -325 -325
33 VIMA LLC 1.40% of their portfolio TROY, MI 20,79820.8k $606.7k $606.7k 1.40% First filing
34 Fragasso Financial Advisors Inc 0.05% of their portfolio SEWICKLEY, PA 19,99120.0k $583.2k $583.2k 0.05% Reduced -1.2k -1,218
35 CORRADO ADVISORS, LLC 0.46% of their portfolio RAMSEY, NJ 19,11019.1k $557.5k $557.5k 0.46% Reduced -1.3k -1,335
36 DHJJ Financial Advisors, Ltd. 0.25% of their portfolio NAPERVILLE, IL 18,48118.5k $539.1k $539.1k 0.25% Reduced -800 -800
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,34318.3k $535.1k $535.1k 0.00% New
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,89317.9k $522.0k $522.0k 0.00% New
39 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 17,87817.9k $521.5k $521.5k 0.01% Added +7.5k +7,485
40 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,47317.5k $510.0k $510.0k 0.00% Reduced -3.4k -3,420
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,29417.3k $504.5k $504.5k 0.00% Reduced -9.8k -9,758
42 Compass Advisory Group LLC 0.24% of their portfolio MELVILLE, NY 17,21017.2k $502.1k $502.1k 0.24% Unchanged
43 Clear Point Advisors Inc. 0.38% of their portfolio MELVILLE, NY 14,65214.7k $427.4k $427.4k 0.38% First filing
44 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 14,19314.2k $414.0k $414.0k 0.04% Unchanged
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,15614.2k $413.0k $413.0k 0.00% Reduced -121 -121
46 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 14,07514.1k $410.6k $410.6k 0.01% Added +3.7k +3,680
47 My Personal CFO, LLC 0.26% of their portfolio VANCOUVER, WA 13,73113.7k $400.6k $400.6k 0.26% Unchanged
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,61413.6k $397.2k $397.2k 0.00% Reduced -454 -454
49 Straight Path Wealth Management 0.23% of their portfolio Jenison, MI 13,34013.3k $389.2k $389.2k 0.23% Added +5.3k +5,290
50 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 13,08413.1k $381.7k $381.7k 0.02% Reduced -508 -508
51 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,06913.1k $381.3k $381.3k 0.01% Reduced -329 -329
52 Weaver Consulting Group 0.15% of their portfolio HUNTINGTON BEACH, CA 12,29412.3k $358.6k $358.6k 0.15% Added +400 +400
53 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 12,28912.3k $358.5k $358.5k 0.01% Added +132 +132
54 Financial Network Wealth Advisors LLC 0.38% of their portfolio MURRAY, UT 12,28912.3k $358.5k $358.5k 0.38% First filing
55 Main Street Financial Solutions, LLC 0.05% of their portfolio NEWTOWN, PA 11,95011.9k $348.6k $348.6k 0.05% Unchanged
56 Long Island Wealth Management, Inc. 0.25% of their portfolio MELVILLE, NY 11,89011.9k $347.0k $347.0k 0.25% First filing
57 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 11,62811.6k $339.2k $339.2k 0.00% Unchanged
58 Epic Trust Investment Advisors, LLC 0.44% of their portfolio RICHLAND, WA 11,34511.3k $331.0k $331.0k 0.44% Reduced -200 -200
59 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,94210.9k $314.7k $314.7k 0.00% New
60 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 10,91810.9k $318.5k $318.5k 0.04% Reduced -5.1k -5,070
61 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 10,51110.5k $306.6k $306.6k 0.01% Unchanged
62 Archer Investment Corp 0.10% of their portfolio Carmel, IN 10,49210.5k $306.1k $306.1k 0.10% Unchanged
63 PFG Advisors 0.02% of their portfolio Phoenix, AZ 10,23810.2k $298.7k $298.7k 0.02% Reduced -488 -488
64 ACAS, LLC 0.33% of their portfolio RANCHO SANTA FE, CA 9,8689.9k $287.9k $287.9k 0.33% Reduced -802 -802
65 BCS Wealth Management 0.10% of their portfolio JOHNSON CITY, TN 9,6009.6k $280.0k $280.0k 0.10% Reduced -1.2k -1,230
66 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 8,2008.2k $239.2k $239.2k 0.00% Unchanged
67 Cardinal Point Capital Management ULC 0.05% of their portfolio TORONTO, A6 7,3607.4k $214.7k $214.7k 0.05% New
68 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 7,3007.3k $213.0k $213.0k 0.02% New
69 FSA Advisors, Inc. 0.26% of their portfolio TROY, MI 7,2517.3k $211.5k $211.5k 0.26% First filing
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,1506.2k $179.4k $179.4k 0.00% Added +6.1k +6,069
71 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4,1484.1k $121.0k $121.0k 0.00% Unchanged
72 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,0004.0k $116.7k $116.7k 0.00% Added +2.0k +2,000
73 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,8003.8k $111.7k $111.7k 0.00% Unchanged
74 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 3,2583.3k $95.0k $95.0k 0.02% Unchanged
75 TFO Wealth Partners, LLC 0.02% of their portfolio MAUMEE, OH 2,9302.9k $85.5k $85.5k 0.02% Unchanged
76 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5832.6k $75.4k $75.4k 0.00% Unchanged
77 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,1191.1k $32.6k $32.6k 0.00% Unchanged
78 Global Trust Asset Management, LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 800800 $23.3k $23.3k 0.01% Unchanged
79 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 512512 $14.9k $14.9k 0.00% Unchanged
80 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 435435 $12.7k $12.7k 0.00% First filing
81 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 320320 $9.3k $9.3k 0.00% New
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 302302 $8.8k $8.8k 0.00% New
83 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 138138 $4.0k $4.0k 0.00% Unchanged
84 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged