INNOVATOR ETFS TRUST KAPR
US SML CP PWR ET · ETP · CUSIP 45782C342
75
institutional holders
-8 vs Q2 2023
3.7m
shares reported held*
$98.9mreported value*
6 new
16 added
25 reduced
13 sold out
net sold ≈ $15.7m (-588.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.75.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 50 |
| Q4 2022 | 54 |
| Q1 2023 | 57 |
| Q2 2023 | 83 |
| Q3 2023 | 75 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 17 | 26 |
| Q1 2023 | 24 | 26 |
| Q2 2023 | 57 | 13 |
| Q3 2023 | 22 | 38 |
Biggest buyers
| OSAIC HOLDINGS, INC. | Added | +36.9k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | New | +14.1k |
| OLD MISSION CAPITAL LLC | New | +10.4k |
| LINCOLN NATIONAL CORP | Added | +9.8k |
| Cetera Advisor Networks LLC | Added | +9.5k |
| WOLVERINE TRADING, LLC | New | +9.4k |
| Stegent Equity Advisors, Inc. | Added | +5.4k |
| CWM, LLC | Added | +5.1k |
| Cambridge Investment Research Advisors, Inc. | Added | +2.9k |
| BANK OF MONTREAL /CAN/ | Added | +2.8k |
Biggest sellers
| PERSONAL CFO SOLUTIONS, LLC | Sold out | -355.5k |
| Brookstone Capital Management | Reduced | -85.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -54.5k |
| ODonnell Financial Services, LLC | Reduced | -37.7k |
| World Investment Advisors | Sold out | -31.4k |
| Advisory Services Network, LLC | Sold out | -25.3k |
| Accuvest Global Advisors | Sold out | -14.3k |
| Apollon Wealth Management, LLC | Sold out | -12.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -12.7k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -11.0k |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| ODonnell Financial Services, LLC 10.46% of their portfolio | 703.0k $18.8m | Reduced -37.7k |
| PFS Partners, LLC 9.82% of their portfolio | 416.5k $11.1m | Added +662 |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 288.5k $7.7m | Added +36.9k |
| AVALON CAPITAL MANAGEMENT 2.75% of their portfolio | 201.2k $5.4m | Reduced -6.6k |
| Valtinson Bruner Financial Planning LLC 2.39% of their portfolio | 163.6k $4.4m | Reduced -1.5k |
| AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio | 130.0k $3.5m | Added +861 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.19% of their portfolio | 129.3k $3.5m | Reduced -2.3k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 127.3k $3.4m | Reduced -11.0k |
| Donald L. Hagan, LLC 1.79% of their portfolio | 111.8k $3.0m | Reduced -4.3k |
| STEPHENS INC /AR/ 0.05% of their portfolio | 90.9k $2.4m | Reduced -225 |
| SageView Advisory Group, LLC 0.13% of their portfolio | 87.3k $2.3m | Reduced -602 |
| Trek Financial, LLC 0.21% of their portfolio | 86.4k $2.3m | Added +1.8k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 81.7k $2.2m | Added +9.5k |
| Forvis Mazars Wealth Advisors, LLC 0.06% of their portfolio | 74.1k $2.0m | Reduced -1.0k |
| LINCOLN NATIONAL CORP 0.04% of their portfolio | 72.5k $1.9m | Added +9.8k |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 70.7k $1.9m | Added +886 |
| Stegent Equity Advisors, Inc. 2.09% of their portfolio | 61.7k $1.7m | Added +5.4k |
| COLDSTREAM CAPITAL MANAGEMENT INC 0.03% of their portfolio | 38.1k $1.0m | Unchanged |
| Cetera Investment Advisers 0.01% of their portfolio | 37.8k $1.0m | Added +97 |
| Pillar Wealth Advisors, LLC 0.84% of their portfolio | 36.1k $965.2k | Unchanged |
| HBW ADVISORY SERVICES LLC 0.20% of their portfolio | 35.7k $955.0k | Reduced -666 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 35.1k $940.3k | Added +568 |
| CWM, LLC 0.00% of their portfolio | 30.2k $809.0k | Added +5.1k |
| Global Strategic Investment Solutions, LLC 0.10% of their portfolio | 29.3k $784.4k | Reduced -37 |
| Capital Analysts, LLC 0.04% of their portfolio | 28.0k $750.0k | Added +550 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 27.1k $723.6k | Reduced -914 |
| Cetera Advisors LLC 0.01% of their portfolio | 25.5k $681.2k | Unchanged |
| Diligent Investors, LLC 0.21% of their portfolio | 25.2k $675.4k | Unchanged |
| WEALTH ALLIANCE, LLC 0.09% of their portfolio | 22.2k $594.7k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 21.8k $583.0k | Added +2.9k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio | 21.3k $570.4k | Reduced -610 |
| Fragasso Financial Advisors Inc 0.06% of their portfolio | 21.2k $567.3k | Reduced -538 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 20.9k $559.0k | Reduced -40 |
| CORRADO ADVISORS, LLC 0.38% of their portfolio | 20.4k $546.9k | Reduced -214 |
| DHJJ Financial Advisors, Ltd. 0.26% of their portfolio | 19.3k $515.8k | Reduced -500 |
| Compass Advisory Group LLC 0.24% of their portfolio | 17.2k $460.4k | Unchanged |
| Sunbelt Securities, Inc. 0.06% of their portfolio | 16.0k $427.7k | Reduced -285 |
| HighTower Advisors, LLC 0.00% of their portfolio | 14.3k $381.0k | Unchanged |
| AdvisorNet Financial, Inc 0.03% of their portfolio | 14.2k $379.7k | Unchanged |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 14.1k $376.3k | New |
| My Personal CFO, LLC 0.30% of their portfolio | 13.7k $367.3k | Unchanged |
| Stratos Wealth Advisors, LLC 0.02% of their portfolio | 13.6k $363.6k | Reduced -8.1k |
| Kingsview Wealth Management, LLC 0.01% of their portfolio | 13.4k $358.4k | Unchanged |
| TOWNSQUARE CAPITAL LLC 0.01% of their portfolio | 12.2k $325.2k | Unchanged |
| Main Street Financial Solutions, LLC 0.05% of their portfolio | 11.9k $319.7k | Unchanged |
| Weaver Consulting Group 0.14% of their portfolio | 11.9k $318.2k | Unchanged |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 11.6k $311.0k | Unchanged |
| Epic Trust Investment Advisors, LLC 0.49% of their portfolio | 11.5k $308.8k | Unchanged |
| BCS Wealth Management 0.12% of their portfolio | 10.8k $290.0k | Reduced -216 |
| PFG Advisors 0.03% of their portfolio | 10.7k $286.9k | Reduced -40 |
| ACAS, LLC 0.35% of their portfolio | 10.7k $285.4k | Added +520 |
| Brookstone Capital Management 0.01% of their portfolio | 10.5k $273.7k | Reduced -85.1k |
| Archer Investment Corp 0.10% of their portfolio | 10.5k $280.7k | Unchanged |
| InterOcean Capital Group, LLC 0.01% of their portfolio | 10.4k $278.1k | Unchanged |
| OLD MISSION CAPITAL LLC 0.01% of their portfolio | 10.4k $278.0k | New |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 9.4k $252.0k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 8.2k $219.3k | Reduced -12.7k |
| Straight Path Wealth Management 0.15% of their portfolio | 8.1k $215.3k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 7.9k $212.3k | Added +77 |
| SIGNATUREFD, LLC 0.00% of their portfolio | 4.1k $111.0k | Unchanged |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 3.8k $105.5k | Added +2.8k |
| Sugarloaf Wealth Management, LLC 0.02% of their portfolio | 3.3k $87.2k | Unchanged |
| TFO Wealth Partners, LLC 0.02% of their portfolio | 2.9k $80.7k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.6k $69.1k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 2.0k $53.5k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 1.1k $29.9k | Reduced -1.1k |
| Global Trust Asset Management, LLC 0.01% of their portfolio | 800 $21.4k | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 636 $17.0k | New |
| Capital Investment Advisory Services, LLC 0.00% of their portfolio | 512 $13.7k | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 148 $4.0k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 138 $3.7k | Reduced -153 |
| UBS Group AG 0.00% of their portfolio | 81 $2.2k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5 $134 | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 5 $134 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |