Vault-13

INNOVATOR ETFS TRUST KAPR

US SML CP PWR ET · ETP · CUSIP 45782C342

75 institutional holders -8 vs Q2 2023
3,697,3473.7m shares reported held*
$98.9mreported value*
6 new 16 added 25 reduced 13 sold out net sold ≈ $15.7m (-588.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.75.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 50Q4 22: 54Q1 23: 57Q2 23: 83Q3 23: 7575Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202250
Q4 202254
Q1 202357
Q2 202383
Q3 202375

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 17 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 57 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 38 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221726
Q1 20232426
Q2 20235713
Q3 20232238

Biggest buyers

OSAIC HOLDINGS, INC. Added +36,905+36.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +14,068+14.1k
OLD MISSION CAPITAL LLC New +10,393+10.4k
LINCOLN NATIONAL CORP Added +9,842+9.8k
Cetera Advisor Networks LLC Added +9,519+9.5k
WOLVERINE TRADING, LLC New +9,422+9.4k
Stegent Equity Advisors, Inc. Added +5,384+5.4k
CWM, LLC Added +5,087+5.1k
Cambridge Investment Research Advisors, Inc. Added +2,861+2.9k
BANK OF MONTREAL /CAN/ Added +2,798+2.8k

Biggest sellers

PERSONAL CFO SOLUTIONS, LLC Sold out -355,455-355.5k
Brookstone Capital Management Reduced -85,142-85.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -54,541-54.5k
ODonnell Financial Services, LLC Reduced -37,681-37.7k
World Investment Advisors Sold out -31,375-31.4k
Advisory Services Network, LLC Sold out -25,258-25.3k
Accuvest Global Advisors Sold out -14,260-14.3k
Apollon Wealth Management, LLC Sold out -12,700-12.7k
RAYMOND JAMES & ASSOCIATES Reduced -12,680-12.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -10,966-11.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ODonnell Financial Services, LLC 10.46% of their portfolio SAN RAFAEL, CA 702,967703.0k $18.8m $18.8m 10.46% Reduced -37.7k -37,681
2 PFS Partners, LLC 9.82% of their portfolio MINE HILL, NJ 416,472416.5k $11.1m $11.1m 9.82% Added +662 +662
3 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 288,525288.5k $7.7m $7.7m 0.01% Added +36.9k +36,905
4 AVALON CAPITAL MANAGEMENT 2.75% of their portfolio Port Of Redwood City, CA 201,179201.2k $5.4m $5.4m 2.75% Reduced -6.6k -6,563
5 Valtinson Bruner Financial Planning LLC 2.39% of their portfolio NEW BRIGHTON, MN 163,571163.6k $4.4m $4.4m 2.39% Reduced -1.5k -1,500
6 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 130,043130.0k $3.5m $3.5m 0.04% Added +861 +861
7 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.19% of their portfolio RICHMOND, VA 129,321129.3k $3.5m $3.5m 0.19% Reduced -2.3k -2,327
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 127,288127.3k $3.4m $3.4m 0.01% Reduced -11.0k -10,966
9 Donald L. Hagan, LLC 1.79% of their portfolio Sarasota, FL 111,799111.8k $3.0m $3.0m 1.79% Reduced -4.3k -4,326
10 STEPHENS INC /AR/ 0.05% of their portfolio LITTLE ROCK, AR 90,90090.9k $2.4m $2.4m 0.05% Reduced -225 -225
11 SageView Advisory Group, LLC 0.13% of their portfolio Newport Beach, CA 87,32687.3k $2.3m $2.3m 0.13% Reduced -602 -602
12 Trek Financial, LLC 0.21% of their portfolio Scottsdale, AZ 86,37786.4k $2.3m $2.3m 0.21% Added +1.8k +1,754
13 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 81,71081.7k $2.2m $2.2m 0.01% Added +9.5k +9,519
14 Forvis Mazars Wealth Advisors, LLC 0.06% of their portfolio Springfield, MO 74,07674.1k $2.0m $2.0m 0.06% Reduced -1.0k -1,038
15 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 72,53172.5k $1.9m $1.9m 0.04% Added +9.8k +9,842
16 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 70,73570.7k $1.9m $1.9m 0.02% Added +886 +886
17 Stegent Equity Advisors, Inc. 2.09% of their portfolio HOUSTON, TX 61,71861.7k $1.7m $1.7m 2.09% Added +5.4k +5,384
18 COLDSTREAM CAPITAL MANAGEMENT INC 0.03% of their portfolio BELLEVUE, WA 38,12238.1k $1.0m $1.0m 0.03% Unchanged
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 37,81437.8k $1.0m $1.0m 0.01% Added +97 +97
20 Pillar Wealth Advisors, LLC 0.84% of their portfolio WESTTOWN, PA 36,08136.1k $965.2k $965.2k 0.84% Unchanged
21 HBW ADVISORY SERVICES LLC 0.20% of their portfolio SIMI VALLEY, CA 35,69735.7k $955.0k $955.0k 0.20% Reduced -666 -666
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,15035.1k $940.3k $940.3k 0.00% Added +568 +568
23 CWM, LLC 0.00% of their portfolio OMAHA, NE 30,23530.2k $809.0k $809.0k 0.00% Added +5.1k +5,087
24 Global Strategic Investment Solutions, LLC 0.10% of their portfolio Scottsdale, AZ 29,32329.3k $784.4k $784.4k 0.10% Reduced -37 -37
25 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 28,03928.0k $750.0k $750.0k 0.04% Added +550 +550
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,05227.1k $723.6k $723.6k 0.00% Reduced -914 -914
27 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 25,46525.5k $681.2k $681.2k 0.01% Unchanged
28 Diligent Investors, LLC 0.21% of their portfolio REDLANDS, CA 25,24825.2k $675.4k $675.4k 0.21% Unchanged
29 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 22,23122.2k $594.7k $594.7k 0.09% Unchanged
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,78121.8k $583.0k $583.0k 0.00% Added +2.9k +2,861
31 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 21,32321.3k $570.4k $570.4k 0.06% Reduced -610 -610
32 Fragasso Financial Advisors Inc 0.06% of their portfolio SEWICKLEY, PA 21,20921.2k $567.3k $567.3k 0.06% Reduced -538 -538
33 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,89320.9k $559.0k $559.0k 0.00% Reduced -40 -40
34 CORRADO ADVISORS, LLC 0.38% of their portfolio RAMSEY, NJ 20,44520.4k $546.9k $546.9k 0.38% Reduced -214 -214
35 DHJJ Financial Advisors, Ltd. 0.26% of their portfolio NAPERVILLE, IL 19,28119.3k $515.8k $515.8k 0.26% Reduced -500 -500
36 Compass Advisory Group LLC 0.24% of their portfolio MELVILLE, NY 17,21017.2k $460.4k $460.4k 0.24% Unchanged
37 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 15,98816.0k $427.7k $427.7k 0.06% Reduced -285 -285
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,27714.3k $381.0k $381.0k 0.00% Unchanged
39 AdvisorNet Financial, Inc 0.03% of their portfolio MINNETONKA, MN 14,19314.2k $379.7k $379.7k 0.03% Unchanged
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,06814.1k $376.3k $376.3k 0.00% New
41 My Personal CFO, LLC 0.30% of their portfolio VANCOUVER, WA 13,73113.7k $367.3k $367.3k 0.30% Unchanged
42 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 13,59213.6k $363.6k $363.6k 0.02% Reduced -8.1k -8,107
43 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,39813.4k $358.4k $358.4k 0.01% Unchanged
44 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 12,15712.2k $325.2k $325.2k 0.01% Unchanged
45 Main Street Financial Solutions, LLC 0.05% of their portfolio NEWTOWN, PA 11,95011.9k $319.7k $319.7k 0.05% Unchanged
46 Weaver Consulting Group 0.14% of their portfolio HUNTINGTON BEACH, CA 11,89411.9k $318.2k $318.2k 0.14% Unchanged
47 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 11,62811.6k $311.0k $311.0k 0.00% Unchanged
48 Epic Trust Investment Advisors, LLC 0.49% of their portfolio RICHLAND, WA 11,54511.5k $308.8k $308.8k 0.49% Unchanged
49 BCS Wealth Management 0.12% of their portfolio JOHNSON CITY, TN 10,83010.8k $290.0k $290.0k 0.12% Reduced -216 -216
50 PFG Advisors 0.03% of their portfolio Phoenix, AZ 10,72610.7k $286.9k $286.9k 0.03% Reduced -40 -40
51 ACAS, LLC 0.35% of their portfolio RANCHO SANTA FE, CA 10,67010.7k $285.4k $285.4k 0.35% Added +520 +520
52 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 10,51110.5k $273.7k $273.7k 0.01% Reduced -85.1k -85,142
53 Archer Investment Corp 0.10% of their portfolio Carmel, IN 10,49210.5k $280.7k $280.7k 0.10% Unchanged
54 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 10,39510.4k $278.1k $278.1k 0.01% Unchanged
55 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 10,39310.4k $278.0k $278.0k 0.01% New
56 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 9,4229.4k $252.0k $252.0k 0.00% New
57 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 8,2008.2k $219.3k $219.3k 0.00% Reduced -12.7k -12,680
58 Straight Path Wealth Management 0.15% of their portfolio Jenison, MI 8,0508.1k $215.3k $215.3k 0.15% Unchanged
59 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 7,9377.9k $212.3k $212.3k 0.00% Added +77 +77
60 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4,1484.1k $111.0k $111.0k 0.00% Unchanged
61 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,8003.8k $105.5k $105.5k 0.00% Added +2.8k +2,798
62 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 3,2583.3k $87.2k $87.2k 0.02% Unchanged
63 TFO Wealth Partners, LLC 0.02% of their portfolio MAUMEE, OH 2,9302.9k $80.7k $80.7k 0.02% Unchanged
64 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5832.6k $69.1k $69.1k 0.00% Unchanged
65 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0002.0k $53.5k $53.5k 0.00% Unchanged
66 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,1191.1k $29.9k $29.9k 0.00% Reduced -1.1k -1,119
67 Global Trust Asset Management, LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 800800 $21.4k $21.4k 0.01% Unchanged
68 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 636636 $17.0k $17.0k 0.00% New
69 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 512512 $13.7k $13.7k 0.00% Unchanged
70 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 148148 $4.0k $4.0k 0.00% New
71 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 138138 $3.7k $3.7k 0.00% Reduced -153 -153
72 UBS Group AG 0.00% of their portfolio ZURICH, V8 8181 $2.2k $2.2k 0.00% New
73 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55 $134 $134 0.00% Unchanged
74 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 55 $134 $134 0.00% Unchanged
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged