Vault-13

INNOVATOR ETFS TRUST UMAY

US EQT ULTRA BF · ETP · CUSIP 45782C292

48 institutional holders -3 vs Q4 2024
800,096800.1k shares reported held*
$26.8mreported value*
3 new 10 added 22 reduced 6 sold out net sold ≈ $3.6m (-106.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.48.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 31Q4 22: 40Q1 23: 40Q2 23: 50Q3 23: 51Q4 23: 48Q1 24: 41Q2 24: 53Q3 24: 47Q4 24: 51Q1 25: 4848Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202231
Q4 202240
Q1 202340
Q2 202350
Q3 202351
Q4 202348
Q1 202441
Q2 202453
Q3 202447
Q4 202451
Q1 202548

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 25 bought or addedQ2 23: 22 cut or sold outQ3 23: 12 bought or addedQ3 23: 29 cut or sold outQ3 23Q4 23: 13 bought or addedQ4 23: 27 cut or sold outQ1 24: 9 bought or addedQ1 24: 32 cut or sold outQ1 24Q2 24: 26 bought or addedQ2 24: 14 cut or sold outQ3 24: 11 bought or addedQ3 24: 24 cut or sold outQ3 24Q4 24: 6 bought or addedQ4 24: 22 cut or sold outQ1 25: 13 bought or addedQ1 25: 28 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232522
Q3 20231229
Q4 20231327
Q1 2024932
Q2 20242614
Q3 20241124
Q4 2024622
Q1 20251328

Biggest buyers

C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +15,677+15.7k
GTS SECURITIES LLC New +8,904+8.9k
OLD MISSION CAPITAL LLC Added +6,237+6.2k
Outlook Wealth Advisors, LLC New +6,049+6.0k
BARCLAYS PLC Added +2,505+2.5k
Cetera Investment Advisers Added +2,469+2.5k
CITADEL ADVISORS LLC Added +893+893
Financial Network Wealth Advisors LLC New +462+462
JPMORGAN CHASE & CO Added +431+431
IMG Wealth Management, Inc. Added +148+148

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -50,011-50.0k
Camarda Financial Advisors, LLC Sold out -19,623-19.6k
MONEY CONCEPTS CAPITAL CORP Sold out -10,974-11.0k
Stratos Wealth Advisors, LLC Sold out -10,071-10.1k
OSAIC HOLDINGS, INC. Reduced -9,318-9.3k
Spire Wealth Management Reduced -9,159-9.2k
O'Connor Financial Group LLC Sold out -7,307-7.3k
Steward Partners Investment Advisory, LLC Reduced -4,936-4.9k
KFG WEALTH MANAGEMENT, LLC Reduced -4,199-4.2k
Brookstone Capital Management Reduced -3,038-3.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution new · filed 2026-06-03 36.1% new 1.4m≈ $54.8m 2026-06-03

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.35% of their portfolio Westlake, OH 131,127131.1k $4.4m $4.4m 0.35% Added +15.7k +15,677
2 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 57,12157.1k $1.9m $1.9m 0.01% Reduced -950 -950
3 Castle Rock Wealth Management, LLC 0.47% of their portfolio WALNUT CREEK, CA 51,90351.9k $1.7m $1.7m 0.47% Unchanged
4 KFG WEALTH MANAGEMENT, LLC 0.24% of their portfolio GRANGER, IN 39,10739.1k $1.3m $1.3m 0.24% Reduced -4.2k -4,199
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,99336.0k $1.2m $1.2m 0.00% Reduced -278 -278
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 35,54935.5k $1.2m $1.2m 0.00% Reduced -50.0k -50,011
7 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 35,09035.1k $1.2m $1.2m 0.00% Reduced -1.6k -1,597
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 32,20632.2k $1.1m $1.1m 0.00% Added +2.5k +2,469
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 31,58131.6k $1.1m $1.1m 0.00% Reduced -9.3k -9,318
10 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 27,72727.7k $928.2k $928.2k 0.01% Reduced -3.0k -3,038
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 26,24726.2k $878.7k $878.7k 0.00% Reduced -1.9k -1,894
12 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 19,83419.8k $664.0k $664.0k 0.01% Added +6.2k +6,237
13 CENTRAL VALLEY ADVISORS, LLC 0.21% of their portfolio SACRAMENTO, CA 16,93316.9k $566.9k $566.9k 0.21% Added +147 +147
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 15,96816.0k $534.6k $534.6k 0.00% Reduced -500 -500
15 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 15,67015.7k $524.6k $524.6k 0.01% Unchanged
16 Wood Tarver Financial Group, LLC 0.17% of their portfolio BOISE, ID 15,39115.4k $515.3k $515.3k 0.17% Reduced -2.0k -2,016
17 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 15,36215.4k $505.6k $505.6k 0.00% Unchanged
18 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 15,23415.2k $510.0k $510.0k 0.00% Reduced -935 -935
19 Bison Wealth, LLC 0.04% of their portfolio ATLANTA, GA 14,14014.1k $473.4k $473.4k 0.04% Reduced -46 -46
20 MILESTONE ASSET MANAGEMENT, LLC 0.10% of their portfolio PITTSBURGH, PA 14,03014.0k $469.7k $469.7k 0.10% Reduced -290 -290
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,47412.5k $417.6k $417.6k 0.00% Added +893 +893
22 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 12,23512.2k $409.6k $409.6k 0.05% Reduced -1.5k -1,468
23 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 10,58310.6k $354.3k $354.3k 0.02% Reduced -2.6k -2,589
24 IMG Wealth Management, Inc. 0.31% of their portfolio JACKSONVILLE, FL 10,35110.4k $346.5k $346.5k 0.31% Added +148 +148
25 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 9,2489.2k $307.0k $307.0k 0.02% Reduced -2.1k -2,148
26 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,1949.2k $307.8k $307.8k 0.00% Reduced -4.9k -4,936
27 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 8,9048.9k $298.1k $298.1k 0.01% New
28 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 8,1268.1k $272.1k $272.1k 0.01% Reduced -9.2k -9,159
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,5727.6k $253.0k $253.0k 0.00% Unchanged
30 Allegiance Financial Group Advisory Services LLC 0.07% of their portfolio VIENNA, VA 7,3557.4k $246.2k $246.2k 0.07% Unchanged
31 RETIREMENT GUYS FORMULA LLC 0.12% of their portfolio MAUMEE, OH 7,3337.3k $245.5k $245.5k 0.12% Unchanged
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,8136.8k $228.0k $228.0k 0.00% Reduced -1.3k -1,300
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,6226.6k $222.0k $222.0k 0.00% Unchanged
34 WorthPointe, LLC 0.10% of their portfolio La Jolla, CA 6,4116.4k $214.6k $214.6k 0.10% Reduced -23 -23
35 Outlook Wealth Advisors, LLC 0.06% of their portfolio SHENANDOAH, TX 6,0496.0k $202.5k $202.5k 0.06% New
36 Bedel Financial Consulting, Inc. 0.03% of their portfolio INDIANAPOLIS, IN 6,0176.0k $201.7k $201.7k 0.03% Unchanged
37 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,1645.2k $172.9k $172.9k 0.00% Added +2.5k +2,505
38 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,3454.3k $145.5k $145.5k 0.01% Reduced -2.9k -2,923
39 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,5253.5k $118.0k $118.0k 0.01% Unchanged
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,4472.4k $81.9k $81.9k 0.00% Added +431 +431
41 Noble Wealth Management PBC 0.02% of their portfolio GREENWOOD VILLAGE, CO 1,0001.0k $33.5k $33.5k 0.02% Added +100 +100
42 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 638638 $21.4k $21.4k 0.00% Unchanged
43 Financial Network Wealth Advisors LLC 0.02% of their portfolio MURRAY, UT 462462 $15.5k $15.5k 0.02% New
44 Archer Investment Corp 0.00% of their portfolio Carmel, IN 350350 $11.7k $11.7k 0.00% Unchanged
45 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 315315 $10.5k $10.5k 0.00% Reduced -155 -155
46 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 186186 $6.2k $6.2k 0.00% Unchanged
47 UBS Group AG 0.00% of their portfolio ZURICH, V8 164164 $5.5k $5.5k 0.00% Added +56 +56
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged