Vault-13

INNOVATOR ETFS TRUST UMAY

US EQT ULTRA BF · ETP · CUSIP 45782C292

50 institutional holders +10 vs Q1 2023
2,939,2552.9m shares reported held*
$82.5mreported value*
17 new 8 added 15 reduced 7 sold out net sold ≈ $16.2m (-578.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($314.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.08.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 31Q4 22: 40Q1 23: 40Q2 23: 5050Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202231
Q4 202240
Q1 202340
Q2 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 10 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 25 bought or addedQ2 23: 22 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221018
Q1 20231815
Q2 20232522

Biggest buyers

TCWP LLC New +171,973+172.0k
HighTower Advisors, LLC Added +112,055+112.1k
Brookstone Capital Management Added +111,521+111.5k
MILESTONE ASSET MANAGEMENT, LLC New +32,926+32.9k
KFG WEALTH MANAGEMENT, LLC Added +30,877+30.9k
Worth Financial Advisory Group, LLC New +29,234+29.2k
MML INVESTORS SERVICES, LLC New +21,646+21.6k
TRUIST FINANCIAL CORP Added +20,682+20.7k
OLD MISSION CAPITAL LLC New +19,941+19.9k
Cetera Investment Advisers New +16,990+17.0k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -938,080-938.1k
Capital Investment Advisory Services, LLC Reduced -144,959-145.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -33,711-33.7k
Belpointe Asset Management LLC Sold out -30,331-30.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -18,482-18.5k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Reduced -13,463-13.5k
M Holdings Securities, Inc. Sold out -12,076-12.1k
Tradition Wealth Management, LLC Reduced -10,713-10.7k
Outlook Wealth Advisors, LLC Reduced -9,856-9.9k
Kestra Advisory Services, LLC Sold out -8,250-8.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution new · filed 2026-06-03 36.1% new 1.4m≈ $54.8m 2026-06-03

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Tradition Wealth Management, LLC 2.72% of their portfolio EDINA, MN 813,197813.2k $23.3m $23.3m 2.72% Reduced -10.7k -10,713
2 Brookstone Capital Management 0.37% of their portfolio WHEATON, IL 664,390664.4k $18.5m $18.5m 0.37% Added +111.5k +111,521
3 Outlook Wealth Advisors, LLC 2.43% of their portfolio SHENANDOAH, TX 230,258230.3k $6.4m $6.4m 2.43% Reduced -9.9k -9,856
4 TCWP LLC 1.03% of their portfolio Beachwood, OH 171,973172.0k $4.8m $4.8m 1.03% New
5 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 152,808152.8k $4.3m $4.3m 0.01% Added +112.1k +112,055
6 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.41% of their portfolio Westlake, OH 103,994104.0k $2.9m $2.9m 0.41% Reduced -13.5k -13,463
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 88,70688.7k $2.5m $2.5m 0.01% Added +12.2k +12,167
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 70,31670.3k $2.0m $2.0m 0.00% Reduced -938.1k -938,080
9 Castle Rock Wealth Management, LLC 0.64% of their portfolio WALNUT CREEK, CA 67,52767.5k $1.9m $1.9m 0.64% Reduced -3.1k -3,137
10 KFG WEALTH MANAGEMENT, LLC 0.76% of their portfolio GRANGER, IN 46,58746.6k $1.3m $1.3m 0.76% Added +30.9k +30,877
11 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 40,08940.1k $1.1m $1.1m 0.00% Added +20.7k +20,682
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 39,76139.8k $1.1m $1.1m 0.00% Reduced -33.7k -33,711
13 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 39,24239.2k $1.1m $1.1m 0.01% Added +10.8k +10,762
14 Strategic Blueprint, LLC 0.10% of their portfolio ATLANTA, GA 38,26538.3k $1.1m $1.1m 0.10% Reduced -3.5k -3,533
15 MILESTONE ASSET MANAGEMENT, LLC 0.41% of their portfolio PITTSBURGH, PA 32,92632.9k $920.3k $920.3k 0.41% New
16 Worth Financial Advisory Group, LLC 0.76% of their portfolio CHARLOTTE, NC 29,23429.2k $817.1k $817.1k 0.76% New
17 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,64621.6k $605.0k $605.0k 0.00% New
18 Truadvice, LLC 0.21% of their portfolio SARASOTA, FL 20,28720.3k $568.4k $568.4k 0.21% Reduced -4.5k -4,528
19 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 19,94119.9k $557.3k $557.3k 0.02% New
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,99017.0k $474.9k $474.9k 0.00% New
21 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 15,84615.8k $423.2k $423.2k 0.01% Reduced -6.5k -6,536
22 WEALTH ALLIANCE, LLC 0.07% of their portfolio MELLVILLE, NY 15,70315.7k $438.9k $438.9k 0.07% Unchanged
23 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 15,67015.7k $438.0k $438.0k 0.02% Unchanged
24 Arete Wealth Advisors, LLC 0.04% of their portfolio CHICAGO, IL 15,63715.6k $437.0k $437.0k 0.04% Reduced -2.8k -2,765
25 Phoenix Wealth Advisors 0.24% of their portfolio CHAPEL HILL, NC 14,81514.8k $414.1k $414.1k 0.24% Unchanged
26 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 14,63814.6k $409.1k $409.1k 0.01% New
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,94713.9k $390.0k $390.0k 0.00% Reduced -2.2k -2,151
28 RETIREMENT GUYS FORMULA LLC 0.22% of their portfolio MAUMEE, OH 13,65713.7k $381.7k $381.7k 0.22% Reduced -4.8k -4,766
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,96112.0k $334.3k $334.3k 0.00% New
30 HBW ADVISORY SERVICES LLC 0.07% of their portfolio SIMI VALLEY, CA 11,00011.0k $307.0k $307.0k 0.07% Unchanged
31 Archer Investment Corp 0.11% of their portfolio Carmel, IN 10,85610.9k $303.4k $303.4k 0.11% Added +2.1k +2,068
32 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,03510.0k $280.0k $280.0k 0.00% Unchanged
33 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,1949.2k $257.0k $257.0k 0.00% New
34 Retirement Planning Group, LLC 0.02% of their portfolio LEAWOOD, KS 8,9108.9k $249.0k $249.0k 0.02% New
35 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 8,0698.1k $225.5k $225.5k 0.00% Unchanged
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,8717.9k $220.0k $220.0k 0.00% Reduced -18.5k -18,482
37 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 7,5867.6k $212.0k $212.0k 0.01% New
38 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 7,5037.5k $209.7k $209.7k 0.02% New
39 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,3907.4k $206.5k $206.5k 0.00% New
40 Allegiance Financial Group Advisory Services LLC 0.12% of their portfolio VIENNA, VA 7,3557.4k $205.6k $205.6k 0.12% New
41 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,5253.5k $98.5k $98.5k 0.01% Reduced -145.0k -144,959
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,2273.2k $90.2k $90.2k 0.00% Added +1.7k +1,694
43 WealthShield Partners, LLC 0.01% of their portfolio CARY, NC 2,4062.4k $67.2k $67.2k 0.01% New
44 Castleview Partners, LLC 0.05% of their portfolio DALLAS, TX 1,7941.8k $50.1k $50.1k 0.05% Unchanged
45 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,1111.1k $31.1k $31.1k 0.00% Unchanged
46 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,0501.1k $29.3k $29.3k 0.00% New
47 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 824824 $23.0k $23.0k 0.00% Reduced -315 -315
48 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 789789 $22.1k $22.1k 0.00% Unchanged
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1111 $307 $307 0.00% New
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged