Vault-13

INNOVATOR ETFS TRUST KJUL

US SML CP PWR B · ETP · CUSIP 45782C284

86 institutional holders +15 vs Q3 2023
5,768,9595.8m shares reported held*
$156.6mreported value*
13 new 23 added 28 reduced 4 sold out net sold ≈ $15.8m (-582.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.15.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 54Q4 22: 61Q1 23: 58Q2 23: 59Q3 23: 71Q4 23: 8686Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202254
Q4 202261
Q1 202358
Q2 202359
Q3 202371
Q4 202386

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 25 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 13 cut or sold outQ3 23Q4 23: 36 bought or addedQ4 23: 32 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222517
Q1 20231429
Q2 20232627
Q3 20235913
Q4 20233632

Biggest buyers

Legacy CG, LLC New +370,812+370.8k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Added +169,574+169.6k
Gradient Investments LLC Added +58,034+58.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +32,097+32.1k
JANE STREET GROUP, LLC New +24,636+24.6k
Berger Financial Group, Inc Added +21,560+21.6k
CASTLE WEALTH MANAGEMENT LLC New +20,113+20.1k
Kestra Advisory Services, LLC Added +17,471+17.5k
LPL Financial LLC New +17,351+17.4k
Raymond James Financial Services Advisors, Inc. Added +16,839+16.8k

Biggest sellers

Compass Advisory Group LLC Reduced -554,939-554.9k
ALTFEST L J & CO INC Reduced -352,959-353.0k
Global Strategic Investment Solutions, LLC Reduced -129,418-129.4k
ODonnell Financial Services, LLC Reduced -77,972-78.0k
OSAIC HOLDINGS, INC. Reduced -63,404-63.4k
AVANTAX ADVISORY SERVICES, INC. Reduced -63,249-63.2k
HighTower Advisors, LLC Reduced -61,383-61.4k
Accuvest Global Advisors Sold out -36,987-37.0k
IFP Advisors, Inc Sold out -26,743-26.7k
AE Wealth Management LLC Sold out -23,280-23.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 0.42% of their portfolio ARDEN HILLS, MN 644,887644.9k $17.5m $17.5m 0.42% Added +58.0k +58,034
2 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 636,226636.2k $17.2m $17.2m 0.03% Reduced -61.4k -61,383
3 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 438,115438.1k $11.9m $11.9m 0.02% Added +32.1k +32,097
4 PERSONAL CFO SOLUTIONS, LLC 1.80% of their portfolio CHESTER, NJ 383,493383.5k $10.4m $10.4m 1.80% Reduced -2.6k -2,616
5 Legacy CG, LLC 3.81% of their portfolio PLANO, TX 370,812370.8k $10.0m $10.0m 3.81% New
6 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 299,348299.3k $8.1m $8.1m 0.06% Reduced -3.2k -3,160
7 Tradition Wealth Management, LLC 0.67% of their portfolio EDINA, MN 220,767220.8k $6.4m $6.4m 0.67% Reduced -2.1k -2,067
8 PFS Partners, LLC 3.54% of their portfolio MINE HILL, NJ 190,921190.9k $5.2m $5.2m 3.54% Added +219 +219
9 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.22% of their portfolio RICHMOND, VA 169,814169.8k $4.6m $4.6m 0.22% Added +169.6k +169,574
10 Maltin Wealth Management, Inc. 2.87% of their portfolio RIDGEWOOD, NJ 166,250166.2k $4.5m $4.5m 2.87% Added +785 +785
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 116,874116.9k $3.2m $3.2m 0.01% Reduced -63.4k -63,404
12 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 103,481103.5k $2.8m $2.8m 0.05% Added +1.8k +1,822
13 Berger Financial Group, Inc 0.26% of their portfolio PLYMOUTH, MN 92,07992.1k $2.5m $2.5m 0.26% Added +21.6k +21,560
14 Marcum Wealth, LLC 0.25% of their portfolio CLEVELAND, OH 85,12685.1k $2.3m $2.3m 0.25% Reduced -1.1k -1,135
15 Onyx Bridge Wealth Group LLC 0.46% of their portfolio TARRYTOWN, NY 84,65484.7k $2.3m $2.3m 0.46% Added +2.9k +2,915
16 Fragasso Financial Advisors Inc 0.17% of their portfolio SEWICKLEY, PA 70,70870.7k $1.9m $1.9m 0.17% Unchanged
17 ODonnell Financial Services, LLC 0.93% of their portfolio SAN RAFAEL, CA 68,52868.5k $1.9m $1.9m 0.93% Reduced -78.0k -77,972
18 Diligent Investors, LLC 0.50% of their portfolio REDLANDS, CA 67,48867.5k $1.8m $1.8m 0.50% Added +5.8k +5,750
19 Forvis Mazars Wealth Advisors, LLC 0.05% of their portfolio Springfield, MO 66,70466.7k $1.8m $1.8m 0.05% Reduced -7.7k -7,681
20 PRINCIPAL SECURITIES, INC. 0.06% of their portfolio DES MOINES, IA 62,61662.6k $1.7m $1.7m 0.06% First filing
21 Long Island Wealth Management, Inc. 1.09% of their portfolio MELVILLE, NY 56,23856.2k $1.5m $1.5m 1.09% First filing
22 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 52,39952.4k $1.4m $1.4m 0.08% Added +1.0k +1,000
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 50,61850.6k $1.4m $1.4m 0.00% Reduced -205 -205
24 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 50,19650.2k $1.4m $1.4m 0.01% Added +7.5k +7,485
25 Cypress Wealth Services, LLC 0.33% of their portfolio PALM DESERT, CA 49,48149.5k $1.3m $1.3m 0.33% Unchanged
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 46,25346.3k $1.3m $1.3m 0.00% Added +16.8k +16,839
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 44,53544.5k $1.2m $1.2m 0.01% Reduced -3.0k -3,003
28 PRIVATE CLIENT SERVICES, LLC 0.97% of their portfolio LOUISVILLE, KY 43,70943.7k $1.2m $1.2m 0.97% First filing
29 Pillar Wealth Advisors, LLC 0.90% of their portfolio WESTTOWN, PA 43,09343.1k $1.2m $1.2m 0.90% Added +5.9k +5,871
30 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 42,79942.8k $1.2m $1.2m 0.00% Unchanged
31 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 42,02142.0k $1.1m $1.1m 0.02% Added +6.6k +6,583
32 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 41,88841.9k $1.1m $1.1m 0.01% Added +17.5k +17,471
33 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 39,88339.9k $1.1m $1.1m 0.05% Unchanged
34 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 39,22639.2k $1.1m $1.1m 0.10% Reduced -877 -877
35 Compass Advisory Group LLC 0.50% of their portfolio MELVILLE, NY 38,60438.6k $1.0m $1.0m 0.50% Reduced -554.9k -554,939
36 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 37,37837.4k $1.0m $1.0m 0.01% Reduced -63.2k -63,249
37 GILL CAPITAL PARTNERS, LLC 0.40% of their portfolio DENVER, CO 35,18035.2k $952.8k $952.8k 0.40% Reduced -1.4k -1,406
38 WorthPointe, LLC 0.46% of their portfolio La Jolla, CA 33,09833.1k $896.4k $896.4k 0.46% Reduced -7 -7
39 InterOcean Capital Group, LLC 0.02% of their portfolio NASHVILLE, TN 30,64030.6k $829.8k $829.8k 0.02% Reduced -10.7k -10,680
40 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.18% of their portfolio BLUE BELL, PA 27,63227.6k $748.3k $748.3k 0.18% Reduced -1.4k -1,428
41 Crown Wealth Group, LLC 0.43% of their portfolio Charlotte, NC 26,30726.3k $712.5k $712.5k 0.43% Reduced -4.0k -3,993
42 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 25,97326.0k $703.4k $703.4k 0.01% Reduced -5.5k -5,463
43 Global Strategic Investment Solutions, LLC 0.08% of their portfolio Scottsdale, AZ 24,82124.8k $672.2k $672.2k 0.08% Reduced -129.4k -129,418
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 24,63624.6k $667.2k $667.2k 0.00% New
45 DHJJ Financial Advisors, Ltd. 0.31% of their portfolio NAPERVILLE, IL 24,62624.6k $666.9k $666.9k 0.31% Reduced -160 -160
46 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 23,70723.7k $642.0k $642.0k 0.01% Added +192 +192
47 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,63820.6k $558.9k $558.9k 0.00% Reduced -6.1k -6,106
48 CASTLE WEALTH MANAGEMENT LLC 0.33% of their portfolio BOYNTON BEACH, FL 20,11320.1k $544.7k $544.7k 0.33% New
49 SECURED RETIREMENT ADVISORS, LLC 0.52% of their portfolio ST LOUIS PARK, MN 19,95920.0k $540.5k $540.5k 0.52% First filing
50 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 18,62218.6k $495.3k $495.3k 0.02% Added +2.3k +2,275
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 18,32718.3k $496.3k $496.3k 0.00% Added +1.1k +1,145
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,53217.5k $474.8k $474.8k 0.00% Reduced -14.1k -14,056
53 Global Trust Asset Management, LLC 0.21% of their portfolio PALM BEACH GARDENS, FL 17,50017.5k $473.9k $473.9k 0.21% Unchanged
54 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,35117.4k $469.9k $469.9k 0.00% New
55 Valtinson Bruner Financial Planning LLC 0.24% of their portfolio NEW BRIGHTON, MN 17,03717.0k $461.4k $461.4k 0.24% Added +385 +385
56 Sunbelt Securities, Inc. 0.06% of their portfolio HOUSTON, TX 16,72516.7k $453.0k $453.0k 0.06% Added +493 +493
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,48816.5k $446.5k $446.5k 0.00% New
58 CORRADO ADVISORS, LLC 0.34% of their portfolio RAMSEY, NJ 15,52015.5k $420.3k $420.3k 0.34% Reduced -466 -466
59 Triumph Capital Management 0.18% of their portfolio DENVER, CO 15,51915.5k $420.3k $420.3k 0.18% New
60 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 13,88613.9k $376.1k $376.1k 0.00% New
61 Outlook Wealth Advisors, LLC 0.13% of their portfolio SHENANDOAH, TX 13,67013.7k $370.2k $370.2k 0.13% Unchanged
62 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 13,50213.5k $366.0k $366.0k 0.02% Unchanged
63 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 12,52412.5k $339.2k $339.2k 0.01% Unchanged
64 ALTFEST L J & CO INC 0.05% of their portfolio NEW YORK, NY 12,18212.2k $330.0k $330.0k 0.05% Reduced -353.0k -352,959
65 FSA Advisors, Inc. 0.37% of their portfolio TROY, MI 10,90710.9k $295.4k $295.4k 0.37% First filing
66 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 10,69310.7k $290.0k $290.0k 0.11% Reduced -1.3k -1,314
67 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 10,38910.4k $281.4k $281.4k 0.01% Unchanged
68 WEALTH ALLIANCE, LLC 0.04% of their portfolio MELLVILLE, NY 9,98510.0k $270.4k $270.4k 0.04% Unchanged
69 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 9,0919.1k $246.2k $246.2k 0.00% New
70 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 9,0789.1k $245.9k $245.9k 0.01% Reduced -161 -161
71 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,0059.0k $244.0k $244.0k 0.00% New
72 PFG Advisors 0.02% of their portfolio Phoenix, AZ 8,9679.0k $242.8k $242.8k 0.02% Added +122 +122
73 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 8,7468.7k $236.9k $236.9k 0.01% Added +77 +77
74 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 8,5948.6k $232.7k $232.7k 0.01% New
75 BCGM Wealth Management, LLC 0.08% of their portfolio LAFAYETTE, IN 7,6107.6k $206.1k $206.1k 0.08% New
76 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,5577.6k $204.7k $204.7k 0.01% New
77 Sugarloaf Wealth Management, LLC 0.04% of their portfolio DULUTH, GA 5,8755.9k $159.1k $159.1k 0.04% Unchanged
78 TFO Wealth Partners, LLC 0.03% of their portfolio MAUMEE, OH 5,4105.4k $146.5k $146.5k 0.03% Unchanged
79 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,9424.9k $133.8k $133.8k 0.01% Unchanged
80 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 4,1004.1k $111.0k $111.0k 0.00% Unchanged
81 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,0002.0k $54.2k $54.2k 0.00% New
82 Clear Point Advisors Inc. 0.04% of their portfolio MELVILLE, NY 1,8511.9k $50.1k $50.1k 0.04% First filing
83 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,8321.8k $49.6k $49.6k 0.00% Reduced -1.5k -1,500
84 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,3001.3k $35.5k $35.5k 0.00% Added +300 +300
85 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 100100 $2.7k $2.7k 0.00% Unchanged
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged