INOVIO PHARMACEUTICALS INC
COM NEW · CUSIP 45773H201
111
institutional holders
-17 vs Q3 2023
50.4m
shares reported held*
$26.0mreported value*
9 new
22 added
31 reduced
31 sold out
net sold ≈ $2.6m (-5.0m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.52. Options: 6 managers hold calls ($313.0k notional), 6 hold puts ($29.1k).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 183 |
| Q4 2022 | 186 |
| Q1 2023 | 177 |
| Q2 2023 | 135 |
| Q3 2023 | 128 |
| Q4 2023 | 111 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 79 | 75 |
| Q1 2023 | 74 | 79 |
| Q2 2023 | 48 | 109 |
| Q3 2023 | 39 | 69 |
| Q4 2023 | 31 | 62 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $679.4k | $351.5k | 0.52 |
| Q2 2023 | $273.8k | $12.3k | 0.05 |
| Q3 2023 | $229.1k | $17.4k | 0.08 |
| Q4 2023 | $313.0k | $29.1k | 0.09 |
Biggest buyers
| GSA CAPITAL PARTNERS LLP | Added | +3.5m |
| RENAISSANCE TECHNOLOGIES LLC | Added | +2.4m |
| MORGAN STANLEY | Added | +779.2k |
| ACADIAN ASSET MANAGEMENT LLC | Added | +428.8k |
| JANE STREET GROUP, LLC | Added | +193.2k |
| Amundi | New | +139.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +122.2k |
| HRT FINANCIAL LP | Added | +121.3k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +120.4k |
| TWO SIGMA ADVISERS, LP | Added | +104.1k |
Biggest sellers
| MILLENNIUM MANAGEMENT LLC | Reduced | -4.2m |
| D. E. Shaw & Co., Inc. | Reduced | -2.8m |
| BlackRock Inc. | Reduced | -2.0m |
| GMT Capital Corp | Sold out | -1.5m |
| TWO SIGMA INVESTMENTS, LP | Reduced | -500.1k |
| AQR CAPITAL MANAGEMENT LLC | Sold out | -449.7k |
| VANGUARD GROUP INC | Reduced | -308.8k |
| TUDOR INVESTMENT CORP ET AL | Sold out | -226.0k |
| Hennion & Walsh Asset Management, Inc. | Sold out | -163.6k |
| PRICE T ROWE ASSOCIATES INC /MD/ | Sold out | -150.0k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $190.6k373.8k shares |
| SIMPLEX TRADING, LLC | Reduced | $76.0k149.4k shares |
| GTS SECURITIES LLC | Reduced | $36.2k71.0k shares |
| WOLVERINE TRADING, LLC | Reduced | $8.5k16.6k shares |
| GROUP ONE TRADING LLC | Reduced | $1.7k3.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $16.3k32.0k shares |
| GTS SECURITIES LLC | Reduced | $6.2k12.2k shares |
| SIMPLEX TRADING, LLC | Added | $4.0k9.5k shares |
| GROUP ONE TRADING LLC | Unchanged | $2.4k4.7k shares |
| WOLVERINE ASSET MANAGEMENT LLC | Unchanged | $153300 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 19.8m $10.1m | Reduced -308.8k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 7.3m $3.7m | Added +2.4m |
| BlackRock Inc. 0.00% of their portfolio | 3.9m $2.0m | Reduced -2.0m |
| GSA CAPITAL PARTNERS LLP 0.16% of their portfolio | 3.8m $1.9m | Added +3.5m |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 2.9m $1.5m | Added +120.4k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 2.7m $1.4m | Reduced -2.8m |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio | 1.1m $586.5k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 1.1m $552.5k | Added +779.2k |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 889.0k $452.0k | Added +428.8k |
| STATE STREET CORP 0.00% of their portfolio | 871.0k $444.2k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 555.7k $283.4k | Added +76.7k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 461.8k $235.5k | Added +193.2k |
| Green Alpha Advisors, LLC 0.17% of their portfolio | 451.7k $230.4k | Reduced -118.3k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 421.1k $214.8k | Reduced -4.2m |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 354.7k $180.9k | Reduced -59.4k |
| Invesco Ltd. 0.00% of their portfolio | 333.7k $170.2k | Added +3.2k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 329.1k $167.8k | Reduced -500.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 289.8k $147.8k | Added +122.2k |
| Verition Fund Management LLC 0.00% of their portfolio | 150.0k $76.5k | Reduced -150.0k |
| FMR LLC 0.00% of their portfolio | 146.1k $74.5k | Reduced -39.2k |
| HRT FINANCIAL LP 0.00% of their portfolio | 140.6k $71.0k | Added +121.3k |
| Amundi 0.00% of their portfolio | 139.3k $119.8k | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 132.9k $67.8k | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 131.1k $66.9k | Added +1 |
| Prime Capital Investment Advisors, LLC 0.00% of their portfolio | 131.0k $66.8k | Reduced -7.9k |
| Cedar Brook Financial Partners, LLC 0.03% of their portfolio | 130.5k $115.5k | Unchanged |
| Keystone Financial Group 0.01% of their portfolio | 122.7k $62.6k | Added +12.8k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 117.3k $59.8k | Added +104.1k |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 115.4k $58.8k | Added +6.1k |
| Pathstone Holdings, LLC 0.00% of their portfolio | 110.5k $56.3k | First filing |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 108.5k $55.3k | Added +18.0k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 99.0k $50.5k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 77.2k $39.3k | Added +1.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 73.9k $37.0k | Reduced -3.8k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 68.3k $34.9k | Added +7.0k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 65.0k $33.2k | Unchanged |
| XTX Topco Ltd 0.01% of their portfolio | 55.8k $28.5k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 52.7k $26.9k | Reduced -41.5k |
| UBS Group AG 0.00% of their portfolio | 52.5k $26.8k | Reduced -2.6k |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 44.4k $22.6k | Added +12.3k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 35.2k $18.0k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 35.0k $214.5k | Reduced -36.2k |
| Mayflower Financial Advisors, LLC 0.00% of their portfolio | 31.0k $15.8k | Unchanged |
| Greenwich Wealth Management LLC 0.00% of their portfolio | 30.6k $16.0k | Reduced -4.7k |
| Arlington Capital Management, Inc. 0.01% of their portfolio | 27.7k $14.1k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 27.0k $13.8k | Reduced -35.2k |
| GTS SECURITIES LLC 0.00% of their portfolio | 24.5k $12.5k | Added +9.8k |
| American Trust 0.00% of their portfolio | 23.3k $11.9k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 22.9k $12.0k | Reduced -930 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 21.8k $11.1k | Added +3.1k |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 21.5k $11.0k | Unchanged |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 20.8k $10.6k | Unchanged |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 20.0k $10.0k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 20.0k $10.2k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 19.6k $10.0k | Reduced -886 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 19.6k $10.0k | Reduced -17.1k |
| Arkadios Wealth Advisors 0.00% of their portfolio | 18.5k $9.4k | Reduced -400 |
| LPL Financial LLC 0.00% of their portfolio | 16.3k $8.3k | Added +728 |
| TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio | 14.3k $7.3k | Unchanged |
| Creative Planning 0.00% of their portfolio | 14.0k $7.2k | Reduced -350 |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 12.0k $6.1k | Added +6.0k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 11.4k $5.0k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 11.0k $5.6k | Reduced -1.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 10.5k $5.3k | Reduced -5.0k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 10.3k $5.2k | Reduced -3.0k |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 10.1k $5.1k | New |
| PDS Planning, Inc 0.00% of their portfolio | 10.0k $5.1k | Unchanged |
| Mutual Advisors, LLC 0.00% of their portfolio | 10.0k $5.1k | New |
| IFG Advisory, LLC 0.00% of their portfolio | 10.0k $5.1k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 8.3k $4.2k | Reduced -1.7k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 7.7k $3.9k | Unchanged |
| VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio | 7.7k $3.0k | Unchanged |
| Point72 Asia (Singapore) Pte. Ltd. 0.00% of their portfolio | 6.7k $3.4k | First filing |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 6.0k $3.1k | Reduced -5.2k |
| NFSG Corp 0.00% of their portfolio | 4.0k $2.0k | Reduced -600 |
| Covestor Ltd 0.00% of their portfolio | 3.8k $2.0k | Reduced -187 |
| S.A. Mason LLC 0.00% of their portfolio | 3.8k $1.9k | Unchanged |
| City State Bank 0.00% of their portfolio | 2.2k $1.0k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1.8k $893 | Reduced -800 |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 1.3k $0 | Unchanged |
| LM Advisors LLC 0.00% of their portfolio | 1.2k $609 | First filing |
| Blume Capital Management, Inc. 0.00% of their portfolio | 1.0k $510 | Unchanged |
| PROVENCE WEALTH MANAGEMENT GROUP 0.00% of their portfolio | 900 $459 | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 752 $383 | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 700 $357 | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 660 $371 | Unchanged |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 613 $313 | First filing |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 570 $329 | Reduced -500 |
| Allworth Financial LP 0.00% of their portfolio | 375 $192 | Unchanged |
| Clear Point Advisors Inc. 0.00% of their portfolio | 375 $191 | First filing |
| Global Wealth Management Investment Advisory, Inc. 0.00% of their portfolio | 250 $128 | Unchanged |
| Able Wealth Management LLC 0.00% of their portfolio | 250 $128 | First filing |
| ATWOOD & PALMER INC 0.00% of their portfolio | 225 $115 | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 175 $89 | Unchanged |
| THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio | 158 $81 | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 110 $57 | Reduced -3.3k |
| HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio | 107 $0 | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 100 $51 | Unchanged |
| Tennessee Valley Asset Management Partners 0.00% of their portfolio | 100 $51 | New |
| ORG Partners LLC 0.00% of their portfolio | 100 $51 | New |