Vault-13

ING GROEP N.V. ING

SPONSORED ADR · ADR · CUSIP 456837103 · ISIN US4568371037

Dutch multinational banking and financial services corporation

394 institutional holders +42 vs Q3 2023
176,565,342176.6m shares reported held*
$2.7bnreported value*
56 new 146 added 101 reduced 29 sold out net bought ≈ $229.3m (+15.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.02. Options: 14 managers hold calls ($62.6m notional), 10 hold puts ($19.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 298Q4 22: 315Q1 23: 336Q2 23: 350Q3 23: 352Q4 23: 394394Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022298
Q4 2022315
Q1 2023336
Q2 2023350
Q3 2023352
Q4 2023394

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 154 bought or addedQ4 22: 130 cut or sold outQ4 22Q1 23: 171 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 176 bought or addedQ2 23: 134 cut or sold outQ2 23Q3 23: 155 bought or addedQ3 23: 162 cut or sold outQ3 23Q4 23: 202 bought or addedQ4 23: 130 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022154130
Q1 2023171142
Q2 2023176134
Q3 2023155162
Q4 2023202130

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ1 23 calls: $75.1mQ1 23 puts: $28.7mQ1 23P/C 0.38Q2 23 calls: $79.9mQ2 23 puts: $35.0mQ2 23P/C 0.44Q3 23 calls: $57.0mQ3 23 puts: $24.0mQ3 23P/C 0.42Q4 23 calls: $62.6mQ4 23 puts: $19.3mQ4 23P/C 0.31
Numbers
QuarterCallsPutsP/C
Q1 2023$75.1m$28.7m0.38
Q2 2023$79.9m$35.0m0.44
Q3 2023$57.0m$24.0m0.42
Q4 2023$62.6m$19.3m0.31

Biggest buyers

MORGAN STANLEY Added +7,768,560+7.8m
Fisher Asset Management, LLC Added +4,995,615+5.0m
LAZARD ASSET MANAGEMENT LLC Added +4,962,177+5.0m
Clark Capital Management Group, Inc. New +3,066,592+3.1m
BANK OF AMERICA CORP /DE/ Added +1,720,035+1.7m
JPMORGAN CHASE & CO Added +1,463,540+1.5m
BNP PARIBAS FINANCIAL MARKETS Added +860,527+860.5k
NATIXIS ADVISORS, LLC Added +774,781+774.8k
WELLS FARGO & COMPANY/MN Added +655,011+655.0k
GOLDMAN SACHS GROUP INC Added +622,037+622.0k

Biggest sellers

MUFG Securities EMEA plc Sold out -12,416,800-12.4m
Rockefeller Capital Management L.P. Reduced -1,231,638-1.2m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -983,024-983.0k
Optiver Holding B.V. Sold out -366,436-366.4k
CAMBIAR INVESTORS LLC Reduced -343,269-343.3k
THORNBURG INVESTMENT MANAGEMENT INC Reduced -293,187-293.2k
FMR LLC Reduced -289,575-289.6k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -273,370-273.4k
TUDOR INVESTMENT CORP ET AL Reduced -258,781-258.8k
CITADEL ADVISORS LLC Reduced -150,940-150.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $23.4m1.6m shares
NOMURA HOLDINGS INC New $10.3m683.4k shares
Squarepoint Ops LLC New $10.3m683.4k shares
Walleye Trading LLC Reduced $6.5m432.2k shares
Optiver Holding B.V. Added $4.5m297.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.7m243.4k shares
GROUP ONE TRADING LLC Added $2.2m144.0k shares
SIMPLEX TRADING, LLC Added $1.0m67.6k shares
IMC-Chicago, LLC New $492.7k32.8k shares
JANE STREET GROUP, LLC Reduced $250.8k16.7k shares

Biggest puts

Walleye Trading LLC Added $4.9m323.9k shares
CITADEL ADVISORS LLC Reduced $4.8m322.4k shares
SIMPLEX TRADING, LLC Added $3.9m262.3k shares
Optiver Holding B.V. Reduced $2.9m190.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m96.9k shares
GROUP ONE TRADING LLC Reduced $678.9k45.2k shares
Walleye Capital LLC Reduced $331.9k22.1k shares
IMC-Chicago, LLC New $310.9k20.7k shares
HighTower Advisors, LLC Added $12.0k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.51% of their portfolio PLANO, TX 63,677,43763.7m $956.4m $956.4m 0.51% Added +5.0m +4,995,615
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 15,268,99415.3m $229.3m $229.3m 0.01% Added +7.8m +7,768,560
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 8,795,2138.8m $132.1m $132.1m 0.02% Added +1.7m +1,720,035
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 8,568,1368.6m $128.7m $128.7m 0.03% Added +622.0k +622,037
5 Aristotle Capital Management, LLC 0.21% of their portfolio LOS ANGELES, CA 7,275,6097.3m $109.3m $109.3m 0.21% Added +116.6k +116,614
6 LAZARD ASSET MANAGEMENT LLC 0.09% of their portfolio NEW YORK, NY 4,992,0665.0m $75.0m $75.0m 0.09% Added +5.0m +4,962,177
7 FMR LLC 0.01% of their portfolio BOSTON, MA 4,823,7214.8m $72.5m $72.5m 0.01% Reduced -289.6k -289,575
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 4,148,4484.1m $62.3m $62.3m 0.02% Reduced -31.2k -31,226
9 BlackRock Inc. 0.00% of their portfolio New York, NY 3,231,3383.2m $48.5m $48.5m 0.00% Added +135.8k +135,824
10 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 3,113,8103.1m $46.8m $46.8m 0.01% Added +101.9k +101,947
11 Clark Capital Management Group, Inc. 0.38% of their portfolio PHILADELPHIA, PA 3,066,5923.1m $46.1m $46.1m 0.38% New
12 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,996,9313.0m $45.0m $45.0m 0.02% Added +197.6k +197,581
13 TODD ASSET MANAGEMENT LLC 0.84% of their portfolio Louisville, KY 2,548,4632.5m $38.3m $38.3m 0.84% Reduced -36.1k -36,085
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,378,0442.4m $35.7m $35.7m 0.00% Added +1.5m +1,463,540
15 NATIXIS ADVISORS, LLC 0.07% of their portfolio Boston, MA 1,802,5371.8m $27.1m $27.1m 0.07% Added +774.8k +774,781
16 CAUSEWAY CAPITAL MANAGEMENT LLC 0.63% of their portfolio LOS ANGELES, CA 1,644,8181.6m $24.7m $24.7m 0.63% Added +223.1k +223,060
17 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.20% of their portfolio FRANKFORT, KY 1,438,2701.4m $21.6m $21.6m 0.20% Reduced -17.1k -17,100
18 CAMBIAR INVESTORS LLC 0.81% of their portfolio Denver, CO 1,367,0821.4m $20.5m $20.5m 0.81% Reduced -343.3k -343,269
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,332,9571.3m $20.0m $20.0m 0.01% Added +655.0k +655,011
20 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 1,002,5551.0m $15.0m $15.0m 0.03% Added +58.2k +58,222
21 COOKSON PEIRCE & CO INC 0.90% of their portfolio PITTSBURGH, PA 993,576993.6k $14.9m $14.9m 0.90% Reduced -40.1k -40,078
22 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 932,762932.8k $14.0m $14.0m 0.01% Added +19.7k +19,693
23 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 894,059894.1k $13.4m $13.4m 0.02% Added +860.5k +860,527
24 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 789,756789.8k $11.9m $11.9m 0.00% Added +16.3k +16,266
25 GUARDIAN CAPITAL ADVISORS LP 1.15% of their portfolio TORONTO, A6 761,118761.1k $11.1m $11.1m 1.15% Reduced -37.8k -37,753
26 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 726,103726.1k $10.9m $10.9m 0.01% Reduced -67.1k -67,142
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 703,794703.8k $10.6m $10.6m 0.01% Added +9.6k +9,638
28 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 628,855628.9k $9.4m $9.4m 0.01% Reduced -5.4k -5,358
29 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 621,358621.4k $9.3m $9.3m 0.00% Added +41.7k +41,732
30 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 574,761574.8k $8.6m $8.6m 0.01% Added +58.4k +58,393
31 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 562,321562.3k $8.4m $8.4m 0.01% Added +510.3k +510,302
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 556,656556.7k $8.4m $8.4m 0.00% Reduced -1.2k -1,173
33 Quinn Opportunity Partners LLC 0.92% of their portfolio CHARLOTTESVILLE, VA 528,470528.5k $7.9m $7.9m 0.92% Reduced -80.0k -80,000
34 BRIDGES INVESTMENT MANAGEMENT INC 0.26% of their portfolio OMAHA, NE 522,095522.1k $7.8m $7.8m 0.26% Unchanged
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 518,620518.6k $7.8m $7.8m 0.00% Reduced -15.3k -15,328
36 THORNBURG INVESTMENT MANAGEMENT INC 0.11% of their portfolio SANTA FE, NM 510,479510.5k $7.6m $7.6m 0.11% Reduced -293.2k -293,187
37 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 501,466501.5k $7.5m $7.5m 0.02% Added +55.2k +55,249
38 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 490,315490.3k $7.4m $7.4m 0.04% First filing
39 Capital International Investors 0.00% of their portfolio Los Angeles, CA 489,236489.2k $7.3m $7.3m 0.00% Reduced -690 -690
40 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 488,936488.9k $7.3m $7.3m 0.01% Added +116.1k +116,114
41 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 487,152487.2k $7.3m $7.3m 0.00% Reduced -48.7k -48,714
42 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 471,382471.4k $7.1m $7.1m 0.01% Added +265.6k +265,622
43 Lorne Steinberg Wealth Management Inc. 2.37% of their portfolio MONTREAL, QUEBEC, Z4 469,019469.0k $7.0m $7.0m 2.37% Reduced -4.0k -4,020
44 Boston Common Asset Management, LLC 0.16% of their portfolio BOSTON, MA 466,846466.8k $7.0m $7.0m 0.16% Reduced -39.1k -39,068
45 CAPITAL FUND MANAGEMENT S.A. 0.09% of their portfolio PARIS, I0 450,115450.1k $6.8m $6.8m 0.09% Reduced -66.3k -66,270
46 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 421,121421.1k $6.3m $6.3m 0.05% Reduced -273.4k -273,370
47 Cubist Systematic Strategies, LLC 0.07% of their portfolio STAMFORD, CT 398,057398.1k $6.0m $6.0m 0.07% New
48 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 383,600383.6k $5.8m $5.8m 0.02% Added +282.0k +282,000
49 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 361,425361.4k $5.4m $5.4m 0.01% Reduced -23.2k -23,242
50 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 353,811353.8k $5.3m $5.3m 0.01% Reduced -150.9k -150,940
51 MORGUARD LINCLUDEN GLOBAL INVESTMENTS Ltd 0.59% of their portfolio MISSISSAUGA, A6 321,378321.4k $4.8m $4.8m 0.59% Reduced -4.5k -4,519
52 HTLF Bank 0.55% of their portfolio Denver, CO 308,199308.2k $4.6m $4.6m 0.55% First filing
53 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 303,173303.2k $4.6m $4.6m 0.04% Added +3.6k +3,580
54 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 302,877302.9k $4.5m $4.5m 0.00% Reduced -7.4k -7,393
55 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 293,079293.1k $4.4m $4.4m 0.00% Added +289.4k +289,375
56 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 292,814292.8k $4.4m $4.4m 0.00% Added +18.4k +18,370
57 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 278,461278.5k $4.2m $4.2m 0.00% Added +112.5k +112,472
58 Trexquant Investment LP 0.09% of their portfolio STAMFORD, CT 275,018275.0k $4.1m $4.1m 0.09% Added +197.5k +197,528
59 QRG CAPITAL MANAGEMENT, INC. 0.06% of their portfolio BERWYN, PA 262,362262.4k $3.9m $3.9m 0.06% Added +34.3k +34,292
60 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 237,653237.7k $3.5m $3.5m 0.04% Added +130.5k +130,482
61 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 237,653237.7k $3.5m $3.5m 0.04% Added +130.5k +130,482
62 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 233,251233.3k $3.5m $3.5m 0.00% Reduced -25.3k -25,271
63 Sanders Capital, LLC 0.01% of their portfolio West Palm Beach, FL 232,702232.7k $3.5m $3.5m 0.01% Reduced -1.2k -1,200
64 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 223,158223.2k $3.4m $3.4m 0.02% Reduced -1.8k -1,783
65 Crossmark Global Holdings, Inc. 0.07% of their portfolio HOUSTON, TX 222,400222.4k $3.3m $3.3m 0.07% Added +2.9k +2,873
66 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 213,293213.3k $3.2m $3.2m 0.01% Reduced -2.2k -2,164
67 WASATCH ADVISORS LP 0.02% of their portfolio SALT LAKE CITY, UT 211,000211.0k $3.2m $3.2m 0.02% Unchanged
68 Ethic Inc. 0.09% of their portfolio NEW YORK, NY 204,415204.4k $3.1m $3.1m 0.09% Added +39.5k +39,529
69 Quantinno Capital Management LP 0.10% of their portfolio NEW YORK, NY 198,583198.6k $3.0m $3.0m 0.10% Added +91.6k +91,627
70 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 197,901197.9k $3.0m $3.0m 0.02% New
71 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.04% of their portfolio Stamford, CT 183,208183.2k $2.8m $2.8m 0.04% Added +31.5k +31,536
72 BESSEMER GROUP INC 0.01% of their portfolio WOODBRIDGE, NJ 182,729182.7k $2.7m $2.7m 0.01% Reduced -673 -673
73 EAGLE GLOBAL ADVISORS LLC 0.16% of their portfolio Houston, TX 178,626178.6k $2.7m $2.7m 0.16% Reduced -740 -740
74 Y-Intercept (Hong Kong) Ltd 0.24% of their portfolio HONG KONG, K3 171,212171.2k $2.6m $2.6m 0.24% New
75 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 169,850169.8k $2.6m $2.6m 0.00% Added +11.5k +11,468
76 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 167,517167.5k $2.5m $2.5m 0.01% New
77 LOGAN CAPITAL MANAGEMENT INC 0.12% of their portfolio Newtown Square, PA 166,602166.6k $2.5m $2.5m 0.12% Added +7.2k +7,167
78 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 164,547164.5k $2.5m $2.5m 0.01% Added +33.5k +33,507
79 Dorsey Wright & Associates 0.75% of their portfolio PASADENA, CA 163,884163.9k $2.5m $2.5m 0.75% Reduced -12.3k -12,277
80 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 153,023153.0k $2.3m $2.3m 0.04% Reduced -2.2k -2,164
81 Mariner, LLC 0.01% of their portfolio Overland Park, KS 152,887152.9k $2.3m $2.3m 0.01% Reduced -27.8k -27,805
82 First Trust Direct Indexing L.P. 0.20% of their portfolio Boston, MA 149,838149.8k $2.3m $2.3m 0.20% Added +7.9k +7,903
83 Walleye Capital LLC 0.03% of their portfolio NEW YORK, NY 149,830149.8k $2.3m $2.3m 0.03% New
84 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 148,875148.9k $2.2m $2.2m 0.00% Added +21.1k +21,053
85 ICON ADVISERS INC/CO 0.50% of their portfolio GREENWOOD VILLAGE, CO 144,100144.1k $2.2m $2.2m 0.50% Unchanged
86 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 141,974142.0k $2.1m $2.1m 0.01% Reduced -1.2m -1,231,638
87 Ramirez Asset Management, Inc. 0.42% of their portfolio NEW YORK, NY 138,025138.0k $2.1m $2.1m 0.42% Reduced -3.6k -3,565
88 Capital Research Global Investors 0.00% of their portfolio Los Angeles, CA 134,814134.8k $2.0m $2.0m 0.00% Added +1.5k +1,521
89 SEVEN EIGHT CAPITAL, LP 0.23% of their portfolio New York, NY 131,606131.6k $2.0m $2.0m 0.23% New
90 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 127,562127.6k $1.9m $1.9m 0.01% Added +7.1k +7,139
91 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 125,627125.6k $1.9m $1.9m 0.03% Reduced -8.3k -8,275
92 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 125,244125.2k $1.9m $1.9m 0.00% Added +1.3k +1,307
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 122,402122.4k $1.8m $1.8m 0.00% Reduced -6.6k -6,644
94 HIGHLAND CAPITAL MANAGEMENT, LLC 0.11% of their portfolio MEMPHIS, TN 114,201114.2k $1.7m $1.7m 0.11% Reduced -725 -725
95 SIGNATUREFD, LLC 0.04% of their portfolio ATLANTA, GA 113,436113.4k $1.7m $1.7m 0.04% Added +3.5k +3,512
96 Laird Norton Wetherby Wealth Management, LLC 0.09% of their portfolio Seattle, WA 109,385109.4k $1.6m $1.6m 0.09% Added +123 +123
97 Aquatic Capital Management LLC 0.04% of their portfolio CHICAGO, IL 106,100106.1k $1.6m $1.6m 0.04% New
98 HANTZ FINANCIAL SERVICES, INC. 0.03% of their portfolio SOUTHFIELD, MI 105,803105.8k $1.6m $1.6m 0.03% Reduced -159 -159
99 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 105,270105.3k $1.6m $1.6m 0.02% New
100 Vanguard Personalized Indexing Management, LLC 0.04% of their portfolio OAKLAND, CA 104,609104.6k $1.6m $1.6m 0.04% Added +8.1k +8,124