Vault-13

INDIE SEMICONDUCTOR INC

*W EXP 06/10/202 · CUSIP 45569U119

21 institutional holders -1 vs Q1 2023
15,867,38915.9m shares reported held*
$38.2mreported value*
2 new 5 added 3 reduced 3 sold out net sold ≈ $400.9k (-288.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.41. Options: 2 managers hold calls ($2.9m notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 25Q1 23: 22Q2 23: 2121Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202223
Q4 202225
Q1 202322
Q2 202321

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 9 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 7 bought or addedQ2 23: 6 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202296
Q1 202375
Q2 202376

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.8mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $3.0mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $4.5mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $2.9mQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$3.8m$00.00
Q4 2022$3.0m$00.00
Q1 2023$4.5m$00.00
Q2 2023$2.9m$00.00

Biggest buyers

JPMORGAN CHASE & CO New +175,331+175.3k
Walleye Capital LLC Added +173,269+173.3k
CSS LLC/IL Added +148,371+148.4k
LMR Partners LLP Added +57,006+57.0k
BOOTHBAY FUND MANAGEMENT, LLC New +44,190+44.2k
ZAZOVE ASSOCIATES LLC Added +37,655+37.7k
Fort Baker Capital Management LP Added +2,849+2.8k

Biggest sellers

DIFESA CAPITAL MANAGEMENT, LP Sold out -457,037-457.0k
Cresset Asset Management, LLC Sold out -198,650-198.7k
ARISTEIA CAPITAL, L.L.C. Reduced -50,000-50.0k
Ionic Capital Management LLC Reduced -33,837-33.8k
UBS Group AG Sold out -8,893-8.9k
ROYAL BANK OF CANADA Reduced -3,109-3.1k

Biggest calls

MARSHALL WACE, LLP Reduced $2.7m289.8k shares
MILLENNIUM MANAGEMENT LLC Unchanged $200.6k85.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ionic Capital Management LLC 4.45% of their portfolio NEW YORK, NY 4,660,5854.7m $11.0m $11.0m 4.45% Reduced -33.8k -33,837
2 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 4,425,2004.4m $10.4m $10.4m 0.01% Unchanged
3 ARISTEIA CAPITAL, L.L.C. 0.19% of their portfolio GREENWICH, CT 2,313,0072.3m $5.5m $5.5m 0.19% Reduced -50.0k -50,000
4 Walleye Capital LLC 0.04% of their portfolio NEW YORK, NY 1,002,4871.0m $2.4m $2.4m 0.04% Added +173.3k +173,269
5 LMR Partners LLP 0.05% of their portfolio LONDON, X0 933,619933.6k $2.2m $2.2m 0.05% Added +57.0k +57,006
6 Weiss Asset Management LP 0.27% of their portfolio BOSTON, MA 904,435904.4k $2.1m $2.1m 0.27% Unchanged
7 ZAZOVE ASSOCIATES LLC 0.13% of their portfolio INCLINE VILLAGE, NV 607,800607.8k $1.5m $1.5m 0.13% Added +37.7k +37,655
8 Fort Baker Capital Management LP 0.15% of their portfolio Larkspur, CA 455,071455.1k $1.1m $1.1m 0.15% Added +2.8k +2,849
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 175,331175.3k $413.8k $413.8k 0.00% New
10 CSS LLC/IL 0.03% of their portfolio CHICAGO, IL 168,134168.1k $396.8k $396.8k 0.03% Added +148.4k +148,371
11 JUPITER ASSET MANAGEMENT LTD 0.00% of their portfolio London, X0 147,537147.5k $346.7k $346.7k 0.00% Unchanged
12 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 103,522103.5k $243.3k $243.3k 0.00% Unchanged
13 MSD Partners, L.P. 0.02% of their portfolio NEW YORK, NY 75,00075.0k $177.0k $177.0k 0.02% Unchanged
14 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 44,19044.2k $415.4k $415.4k 0.01% New
15 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 10,00010.0k $23.6k $23.6k 0.00% Unchanged
16 CERTUITY, LLC 0.00% of their portfolio NORTH PALM BEACH, FL 10,00010.0k $23.6k $23.6k 0.00% Unchanged
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,7784.8k $12.0k $12.0k 0.00% Reduced -3.1k -3,109
18 Beaird Harris Wealth Management, LLC 0.00% of their portfolio DALLAS, TX 1,2691.3k $3.0k $3.0k 0.00% Unchanged
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 750750 $1.8k $1.8k 0.00% Unchanged
20 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 55 $12 $12 0.00% Unchanged
21 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged