INDIE SEMICONDUCTOR INC INDI
CLASS A COM · Common Stock · CUSIP 45569U101
- SectorTechnology
- IndustrySemiconductors & Related Devices
- HeadquartersAliso Viejo, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($261.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.10. Options: 10 managers hold calls ($8.8m notional), 8 hold puts ($3.5m).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 122 |
| Q4 2022 | 137 |
| Q1 2023 | 169 |
| Q2 2023 | 174 |
| Q3 2023 | 171 |
| Q4 2023 | 178 |
| Q1 2024 | 174 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 68 | 50 |
| Q1 2023 | 109 | 54 |
| Q2 2023 | 103 | 73 |
| Q3 2023 | 105 | 71 |
| Q4 2023 | 110 | 60 |
| Q1 2024 | 91 | 79 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $7.5m | $12.1m | 1.62 |
| Q3 2023 | $12.4m | $11.1m | 0.90 |
| Q4 2023 | $9.6m | $16.8m | 1.76 |
| Q1 2024 | $8.8m | $3.5m | 0.40 |
Biggest buyers
| MORGAN STANLEY | Added | +7.2m |
| Granahan Investment Management, LLC | Added | +6.2m |
| BAMCO INC /NY/ | Added | +3.1m |
| PRIMECAP MANAGEMENT CO/CA/ | Added | +3.1m |
| STATE STREET CORP | Added | +1.7m |
| FRED ALGER MANAGEMENT, LLC | Added | +1.7m |
| NEUBERGER BERMAN GROUP LLC | Added | +1.4m |
| FRONTIER CAPITAL MANAGEMENT CO LLC | Added | +1.1m |
| Meros Investment Management, LP | New | +808.4k |
| BARCLAYS PLC | Added | +565.1k |
Biggest sellers
| AIGH Capital Management LLC | Sold out | -2.3m |
| INTRINSIC EDGE CAPITAL MANAGEMENT LLC | Reduced | -2.2m |
| SOROS FUND MANAGEMENT LLC | Reduced | -950.0k |
| Portolan Capital Management, LLC | Reduced | -624.9k |
| CITADEL ADVISORS LLC | Sold out | -612.3k |
| Worth Venture Partners, LLC | Sold out | -570.5k |
| Hood River Capital Management LLC | Reduced | -566.3k |
| Squarepoint Ops LLC | Sold out | -410.4k |
| UBS Group AG | Reduced | -364.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -296.8k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $4.4m626.6k shares |
| GROUP ONE TRADING LLC | Reduced | $1.5m205.6k shares |
| CITADEL ADVISORS LLC | Reduced | $842.5k119.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $552.0k78.0k shares |
| Oak Grove Capital LLC | Added | $377.8k82.8k shares |
| IMC-Chicago, LLC | New | $337.0k47.6k shares |
| JANE STREET GROUP, LLC | Reduced | $334.9k47.3k shares |
| GTS SECURITIES LLC | Added | $324.3k45.8k shares |
| WOLVERINE TRADING, LLC | Reduced | $162.8k23.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | $1.6m227.1k shares |
| SIMPLEX TRADING, LLC | Added | $701.0k99.1k shares |
| CITADEL ADVISORS LLC | Reduced | $589.8k83.3k shares |
| IMC-Chicago, LLC | New | $334.9k47.3k shares |
| GROUP ONE TRADING LLC | Added | $123.2k17.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $98.4k13.9k shares |
| JANE STREET GROUP, LLC | Reduced | $94.9k13.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BAMCO INC /NY/ 13G · institution -2.1 pts · filed 2025-11-14 | 10.9% |
| FRONTIER CAPITAL MANAGEMENT CO LLC 13G · institution +2.0 pts · filed 2025-08-14 | 9.2% |
| STATE STREET CORP 13G · institution +3.0 pts · filed 2026-08-07 | 8.8% |
| Granahan Investment Management, LLC 13G · institution -1.2 pts · filed 2025-11-14 | 8.8% |
| BlackRock, Inc. 13G · institution filed 2026-07-28 | 8.7% |
| FRONTIER CAPITAL MANAGEMENT CO LLC 13G · institution filed 2026-08-14 | 7.5% |
Fell to 5% or below in the last year: Neuberger Berman Group LLC (4.8%, 2026-06-04), VANGUARD GROUP INC (0.0%, 2026-03-27)
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2022 | 0 | — | 2 | $482.8k | — |
| Q3 2022 | 0 | — | 4 | $3.8m | — |
| Q4 2022 | 0 | — | 4 | $3.2m | — |
| Q1 2023 | 0 | — | 4 | $4.1m | — |
| Q2 2023 | 0 | — | 4 | $4.2m | $1.2m |
| Q3 2023 | 0 | — | 2 | $701.5k | $701.5k |
| Q4 2023 | 0 | — | 3 | $1.9m | $1.4m |
| Q1 2024 | 0 | — | 4 | $1.2m | $796.0k |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-03-21 | Wittmann Michael Chief Operating Officer | Sold | $10.9k1.6k shares |
| 2024-03-11 | Wittmann Michael Chief Operating Officer | Sold plan | $60.5k8.7k shares |
| 2024-03-04 | Aoki Ichiro President, director | Sold | $338.5k50.0k shares |
| 2024-02-27 | McClymont Donald Chief Executive Officer, director | Sold plan | $312.5k50.0k shares |
| 2024-02-21 | Wittmann Michael Chief Operating Officer | Sold | $8.5k1.2k shares |
| 2024-01-05 | schiller Thomas CFO and EVP of Strategy | Sold plan | $423.0k60.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Granahan Investment Management, LLC 4.82% of their portfolio | 19.4m $137.2m | Added +6.2m |
| BAMCO INC /NY/ 0.27% of their portfolio | 14.3m $101.1m | Added +3.1m |
| MORGAN STANLEY 0.00% of their portfolio | 11.3m $79.7m | Added +7.2m |
| BlackRock Inc. 0.00% of their portfolio | 11.1m $78.4m | Added +73.4k |
| VANGUARD GROUP INC 0.00% of their portfolio | 10.6m $75.0m | Added +332.5k |
| STATE STREET CORP 0.00% of their portfolio | 9.8m $69.5m | Added +1.7m |
| PRIMECAP MANAGEMENT CO/CA/ 0.04% of their portfolio | 8.2m $57.7m | Added +3.1m |
| FRONTIER CAPITAL MANAGEMENT CO LLC 0.28% of their portfolio | 4.3m $30.3m | Added +1.1m |
| NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio | 4.1m $28.8m | Added +1.4m |
| Hood River Capital Management LLC 0.57% of their portfolio | 3.6m $25.5m | Reduced -566.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 3.3m $23.4m | Added +152.1k |
| SOROS FUND MANAGEMENT LLC 0.52% of their portfolio | 3.2m $22.4m | Reduced -950.0k |
| FRED ALGER MANAGEMENT, LLC 0.10% of their portfolio | 2.9m $20.6m | Added +1.7m |
| EMERALD ADVISERS, LLC 0.79% of their portfolio | 2.8m $19.6m | Added +62.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 2.4m $17.3m | Added +123.8k |
| EMERALD MUTUAL FUND ADVISERS TRUST 0.78% of their portfolio | 2.1m $15.0m | Reduced -182.9k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 1.8m $13.1m | Reduced -72.5k |
| Portolan Capital Management, LLC 0.99% of their portfolio | 1.8m $13.1m | Reduced -624.9k |
| LIGHT STREET CAPITAL MANAGEMENT, LLC 3.18% of their portfolio | 1.8m $12.7m | Added +54.5k |
| Clearbridge Investments, LLC 0.01% of their portfolio | 1.6m $11.7m | Added +37.2k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 1.3m $9.4m | Reduced -32.7k |
| Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio | 1.3m $12.9m | Added +268.8k |
| Oak Grove Capital LLC 2.53% of their portfolio | 1.3m $9.0m | Added +5.8k |
| P.A.W. CAPITAL CORP 18.94% of their portfolio | 1.2m $8.5m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.2m $8.2m | Reduced -65.1k |
| UBS Group AG 0.00% of their portfolio | 1.1m $7.9m | Reduced -364.3k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 1.1m $7.8m | Added +42.5k |
| RK Capital Management, LLC 1.56% of their portfolio | 1.1m $7.7m | Added +288.1k |
| Meros Investment Management, LP 2.56% of their portfolio | 808.4k $5.7m | New |
| BARCLAYS PLC 0.00% of their portfolio | 797.9k $5.6m | Added +565.1k |
| INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.42% of their portfolio | 703.1k $5.0m | Reduced -2.2m |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 699.7k $5.0m | Reduced -110.3k |
| GENERAL AMERICAN INVESTORS CO INC 0.36% of their portfolio | 694.9k $4.9m | Reduced -20.2k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.10% of their portfolio | 665.5k $4.7m | Reduced -75.8k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 652.0k $4.6m | Reduced -189.1k |
| MOODY NATIONAL BANK TRUST DIVISION 0.30% of their portfolio | 544.0k $3.9m | Added +270.0k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 518.1k $3.7m | Reduced -31.4k |
| Crescent Park Management, L.P. 1.50% of their portfolio | 491.7k $3.5m | Reduced -111.3k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio | 471.2k $3.3m | Reduced -47.9k |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.03% of their portfolio | 423.5k $3.0m | Reduced -34.4k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 423.4k $3.0m | Added +233.2k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio | 407.4k $2.9m | Reduced -123.0k |
| ROYCE & ASSOCIATES LP 0.03% of their portfolio | 405.0k $2.9m | Reduced -85.0k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 395.0k $2.8m | New |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 383.8k $2.7m | Unchanged |
| Corient Private Wealth LP 0.00% of their portfolio | 321.9k $2.3m | New |
| COMERICA BANK 0.01% of their portfolio | 314.8k $2.2m | Added +313.5k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 298.3k $2.1m | Added +260.3k |
| MYDA Advisors LLC 0.68% of their portfolio | 275.0k $1.9m | Added +33.0k |
| Swiss National Bank 0.00% of their portfolio | 270.8k $1.9m | Added +13.8k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 207.7k $1.5m | New |
| HARBOR CAPITAL ADVISORS, INC. 0.19% of their portfolio | 206.9k $1.5m | New |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 194.0k $1.4m | Added +5.7k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 173.1k $1.2m | Reduced -3.5k |
| Millrace Asset Group, Inc. 1.20% of their portfolio | 169.4k $1.2m | Reduced -87.0k |
| WEALTH EFFECTS LLC 0.43% of their portfolio | 166.1k $1.2m | Reduced -4.9k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 155.5k $1.1m | Added +24.2k |
| Bouvel Investment Partners, LLC 0.43% of their portfolio | 139.7k $988.8k | New |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 138.4k $980.1k | Reduced -2.5k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 137.8k $975.8k | Added +33.9k |
| Legal & General Group Plc 0.00% of their portfolio | 135.6k $959.9k | Added +9.1k |
| Register Financial Advisors LLC 0.49% of their portfolio | 133.4k $944.8k | Added +23.3k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 130.5k $924.1k | Reduced -11.6k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 125.8k $890.6k | Unchanged |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 125.4k $887.9k | Reduced -3.2k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 124.9k $883.9k | Added +48.1k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 121.9k $863.0k | Added +9.0k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio | 119.7k $847.7k | Reduced -22.4k |
| 272 Capital LP 0.34% of their portfolio | 119.7k $847.7k | Reduced -175.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 118.9k $842.0k | Added +38.3k |
| LPL Financial LLC 0.00% of their portfolio | 109.6k $776.3k | Added +25.6k |
| IRONWOOD INVESTMENT MANAGEMENT LLC 0.37% of their portfolio | 108.3k $766.9k | New |
| Manatuck Hill Partners, LLC 0.31% of their portfolio | 100.0k $708.0k | Unchanged |
| Rafferty Asset Management, LLC 0.00% of their portfolio | 93.2k $660.0k | Reduced -34.0k |
| CITIGROUP INC 0.00% of their portfolio | 89.2k $631.2k | Added +17.2k |
| Invesco Ltd. 0.00% of their portfolio | 88.9k $629.6k | Added +39.8k |
| SIMPLEX TRADING, LLC 0.02% of their portfolio | 85.2k $603.0k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 80.6k $571.0k | Added +31.2k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 80.0k $566.4k | Unchanged |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 74.4k $527.1k | Added +2.1k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 74.3k $525.7k | Reduced -638 |
| ZEVENBERGEN CAPITAL INVESTMENTS LLC 0.01% of their portfolio | 74.0k $523.9k | New |
| GROUP ONE TRADING LLC 0.02% of their portfolio | 67.8k $480.0k | Added +39.8k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 63.9k $453.1k | Added +106 |
| Weil Company, Inc. 0.18% of their portfolio | 63.3k $448.2k | Reduced -9.1k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 61.7k $436.6k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 60.9k $431.2k | Added +7.0k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 56.2k $397.6k | Reduced -18.6k |
| JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio | 51.4k $363.9k | Added +7.9k |
| SALEM INVESTMENT COUNSELORS INC 0.01% of their portfolio | 51.3k $363.2k | Added +50.6k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 49.8k $352.7k | Reduced -9.0k |
| Redwood Wealth Management Group, LLC 0.36% of their portfolio | 47.4k $335.6k | Reduced -1.6k |
| TOWNSQUARE CAPITAL LLC 0.00% of their portfolio | 44.6k $316.0k | Reduced -22.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 44.4k $314.2k | Reduced -296.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 43.9k $310.6k | Added +32.6k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 43.1k $306.0k | Added +5.4k |
| Shay Capital LLC 0.09% of their portfolio | 42.8k $302.7k | Reduced -73.4k |
| Truvestments Capital LLC 0.12% of their portfolio | 42.4k $300.2k | Added +41.6k |
| JUPITER ASSET MANAGEMENT LTD 0.00% of their portfolio | 42.0k $297.7k | Unchanged |
| IMC-Chicago, LLC 0.01% of their portfolio | 38.8k $274.4k | New |