INDIE SEMICONDUCTOR INC INDI
CLASS A COM · Common Stock · CUSIP 45569U101
- SectorTechnology
- IndustrySemiconductors & Related Devices
- HeadquartersAliso Viejo, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $9.40. Options: 10 managers hold calls ($7.5m notional), 10 hold puts ($12.1m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 122 |
| Q4 2022 | 137 |
| Q1 2023 | 169 |
| Q2 2023 | 174 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 68 | 50 |
| Q1 2023 | 109 | 54 |
| Q2 2023 | 103 | 73 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $9.5m | $3.6m | 0.38 |
| Q4 2022 | $8.1m | $5.2m | 0.64 |
| Q1 2023 | $15.2m | $24.4m | 1.60 |
| Q2 2023 | $7.5m | $12.1m | 1.62 |
Biggest buyers
| VANGUARD GROUP INC | Added | +4.0m |
| STATE STREET CORP | Added | +2.7m |
| BlackRock Inc. | Added | +2.4m |
| Yiheng Capital Management, L.P. | Added | +1.4m |
| Clearbridge Investments, LLC | New | +1.1m |
| EMERALD ADVISERS, LLC | Added | +1.1m |
| FRONTIER CAPITAL MANAGEMENT CO LLC | New | +990.1k |
| Hood River Capital Management LLC | Added | +781.4k |
| EMERALD MUTUAL FUND ADVISERS TRUST | Added | +729.0k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +552.2k |
Biggest sellers
| LORD, ABBETT & CO. LLC | Reduced | -3.4m |
| VOYA INVESTMENT MANAGEMENT LLC | Reduced | -537.5k |
| D. E. Shaw & Co., Inc. | Reduced | -530.9k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -476.3k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | Reduced | -466.2k |
| AIGH Capital Management LLC | Reduced | -425.0k |
| Cubist Systematic Strategies, LLC | Sold out | -337.3k |
| Russell Investments Group, Ltd. | Reduced | -336.3k |
| Informed Momentum Co LLC | Sold out | -318.8k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -306.0k |
Biggest calls
| GROUP ONE TRADING LLC | Reduced | $2.2m238.7k shares |
| CITADEL ADVISORS LLC | Reduced | $1.9m205.4k shares |
| JANE STREET GROUP, LLC | Reduced | $1.2m127.4k shares |
| SIMPLEX TRADING, LLC | Reduced | $610.0k64.9k shares |
| Skaana Management L.P. | Unchanged | $511.4k54.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $437.1k46.5k shares |
| Oak Grove Capital LLC | Reduced | $430.1k65.9k shares |
| CSS LLC/IL | Added | $94.9k10.1k shares |
| Cutler Group LLC / CA | Added | $4.0k8.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| Ionic Capital Management LLC | Reduced | $4.0m430.6k shares |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | $2.5m264.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $1.9m203.1k shares |
| CITADEL ADVISORS LLC | Added | $1.0m108.5k shares |
| JANE STREET GROUP, LLC | Added | $972.9k103.5k shares |
| GROUP ONE TRADING LLC | Added | $792.4k84.3k shares |
| SIMPLEX TRADING, LLC | Added | $778.0k82.8k shares |
| CSS LLC/IL | New | $70.5k7.5k shares |
| Cutler Group LLC / CA | Reduced | $1.0k900 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BAMCO INC /NY/ 13G · institution -2.1 pts · filed 2025-11-14 | 10.9% |
| FRONTIER CAPITAL MANAGEMENT CO LLC 13G · institution +2.0 pts · filed 2025-08-14 | 9.2% |
| STATE STREET CORP 13G · institution +3.0 pts · filed 2026-08-07 | 8.8% |
| Granahan Investment Management, LLC 13G · institution -1.2 pts · filed 2025-11-14 | 8.8% |
| BlackRock, Inc. 13G · institution filed 2026-07-28 | 8.7% |
| FRONTIER CAPITAL MANAGEMENT CO LLC 13G · institution filed 2026-08-14 | 7.5% |
Fell to 5% or below in the last year: Neuberger Berman Group LLC (4.8%, 2026-06-04), VANGUARD GROUP INC (0.0%, 2026-03-27)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 4 | $32.3m | — |
| Q1 2022 | 0 | — | 3 | $2.6m | — |
| Q2 2022 | 0 | — | 2 | $482.8k | — |
| Q3 2022 | 0 | — | 4 | $3.8m | — |
| Q4 2022 | 0 | — | 4 | $3.2m | — |
| Q1 2023 | 0 | — | 4 | $4.1m | — |
| Q2 2023 | 0 | — | 4 | $4.2m | $1.2m |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-06-14 | Parekh Sonalee Elizabeth Director | Sold | $201.6k19.0k shares |
| 2023-06-13 | McClymont Donald Chief Executive Officer, director | Sold | $1.0m100.0k shares |
| 2023-06-01 | schiller Thomas CFO and EVP of Strategy | Sold plan | $282.3k30.0k shares |
| 2023-05-17 | Aoki Ichiro President, director | Sold | $900.0k100.0k shares |
| 2023-05-15 | Aoki Ichiro President, director | Sold | $811.0k100.0k shares |
| 2023-05-10 | McClymont Donald Chief Executive Officer, director | Sold plan | $404.0k50.0k shares |
| 2023-05-03 | schiller Thomas CFO and EVP of Strategy | Sold plan | $233.7k30.0k shares |
| 2023-04-03 | schiller Thomas CFO and EVP of Strategy | Sold plan | $297.0k30.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| LORD, ABBETT & CO. LLC 0.14% of their portfolio | 8.9m $84.0m | Reduced -3.4m |
| BlackRock Inc. 0.00% of their portfolio | 8.8m $83.2m | Added +2.4m |
| VANGUARD GROUP INC 0.00% of their portfolio | 8.3m $77.7m | Added +4.0m |
| Granahan Investment Management, LLC 2.02% of their portfolio | 7.0m $65.6m | Reduced -6.0k |
| STATE STREET CORP 0.00% of their portfolio | 6.9m $65.3m | Added +2.7m |
| BAMCO INC /NY/ 0.15% of their portfolio | 5.8m $54.9m | Added +318.2k |
| SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 1.96% of their portfolio | 4.1m $38.6m | Reduced -659 |
| Yiheng Capital Management, L.P. 3.05% of their portfolio | 3.7m $35.1m | Added +1.4m |
| Hood River Capital Management LLC 1.01% of their portfolio | 3.6m $34.0m | Added +781.4k |
| PRIMECAP MANAGEMENT CO/CA/ 0.02% of their portfolio | 3.0m $28.4m | Reduced -46.0k |
| SOROS FUND MANAGEMENT LLC 0.61% of their portfolio | 3.0m $28.1m | Reduced -254.2k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 2.3m $21.6m | Added +552.2k |
| LIGHT STREET CAPITAL MANAGEMENT, LLC 5.66% of their portfolio | 2.3m $21.4m | Added +540.7k |
| AMERIPRISE FINANCIAL INC 0.01% of their portfolio | 2.2m $20.8m | Added +71.1k |
| EMERALD ADVISERS, LLC 0.86% of their portfolio | 2.1m $19.7m | Added +1.1m |
| AIGH Capital Management LLC 7.68% of their portfolio | 2.0m $18.8m | Reduced -425.0k |
| EMERALD MUTUAL FUND ADVISERS TRUST 0.80% of their portfolio | 1.6m $14.7m | Added +729.0k |
| GILDER GAGNON HOWE & CO LLC 0.17% of their portfolio | 1.3m $12.6m | Reduced -42.6k |
| Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio | 1.3m $11.9m | Reduced -58.7k |
| INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.91% of their portfolio | 1.2m $11.7m | Added +206.5k |
| RK Capital Management, LLC 2.49% of their portfolio | 1.2m $11.6m | Added +264.4k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 1.2m $11.3m | Added +289.2k |
| Oak Grove Capital LLC 3.95% of their portfolio | 1.1m $10.8m | Added +12.7k |
| Clearbridge Investments, LLC 0.01% of their portfolio | 1.1m $10.6m | New |
| FRONTIER CAPITAL MANAGEMENT CO LLC 0.09% of their portfolio | 990.1k $9.3m | New |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 912.9k $8.6m | Added +88.7k |
| P.A.W. CAPITAL CORP 14.47% of their portfolio | 750.0k $7.0m | Added +265.0k |
| NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio | 745.6k $7.0m | Unchanged |
| Invesco Ltd. 0.00% of their portfolio | 679.9k $6.4m | Added +308.8k |
| MORGAN STANLEY 0.00% of their portfolio | 633.8k $6.0m | Reduced -7.2k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 612.0k $5.8m | Added +107.1k |
| CASTLEARK MANAGEMENT LLC 0.24% of their portfolio | 558.7k $5.3m | Added +272.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 546.7k $5.1m | Added +275.3k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 546.4k $5.1m | New |
| Portolan Capital Management, LLC 0.45% of their portfolio | 541.9k $5.1m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 530.3k $5.0m | Reduced -117.2k |
| Worth Venture Partners, LLC 2.65% of their portfolio | 513.8k $4.8m | Reduced -94.3k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.11% of their portfolio | 486.7k $4.6m | Added +54.1k |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 445.9k $4.2m | Reduced -530.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 438.1k $4.1m | Added +108.2k |
| TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio | 431.5k $4.1m | Reduced -476.3k |
| Lisanti Capital Growth, LLC 0.51% of their portfolio | 388.8k $3.7m | Reduced -17.8k |
| Squarepoint Ops LLC 0.02% of their portfolio | 377.0k $3.5m | New |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio | 373.1k $3.5m | Reduced -50.8k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 355.3k $3.3m | Added +83.7k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 316.7k $3.0m | Added +276.7k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 310.7k $2.9m | Reduced -466.2k |
| Numerai GP LLC 0.56% of their portfolio | 292.9k $2.8m | Added +61.7k |
| BRC Group Holdings, Inc. 0.71% of their portfolio | 291.0k $2.7m | New |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 281.0k $2.6m | Reduced -336.3k |
| Swiss National Bank 0.00% of their portfolio | 259.7k $2.4m | Added +97.7k |
| INTREPID FAMILY OFFICE LLC 4.47% of their portfolio | 250.0k $2.4m | Added +150.0k |
| ROYCE & ASSOCIATES LP 0.02% of their portfolio | 240.0k $2.3m | Added +85.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 238.6k $2.2m | Added +149.1k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 230.9k $2.2m | Reduced -306.0k |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 229.6k $2.2m | Added +101.0k |
| Millrace Asset Group, Inc. 2.16% of their portfolio | 219.0k $2.1m | Added +178.1k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio | 210.4k $2.0m | Added +14.5k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 204.7k $1.9m | Reduced -3.4k |
| WEALTH EFFECTS LLC 0.79% of their portfolio | 190.6k $1.8m | Added +29.1k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 171.9k $1.6m | Added +36.9k |
| Calamos Advisors LLC 0.01% of their portfolio | 163.4k $1.5m | Reduced -226.8k |
| OCCUDO QUANTITATIVE STRATEGIES LP 0.15% of their portfolio | 153.5k $1.4m | Reduced -143.6k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 150.8k $1.4m | Added +45.2k |
| CIBC WORLD MARKET INC. 0.00% of their portfolio | 145.2k $1.4m | New |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 139.9k $1.3m | Reduced -4.5k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 131.4k $1.2m | Added +26.6k |
| Quantbot Technologies LP 0.08% of their portfolio | 125.4k $1.2m | Reduced -27.5k |
| Legal & General Group Plc 0.00% of their portfolio | 116.0k $1.1m | Added +82.6k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 112.0k $1.1m | Added +48.8k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 107.6k $1.1m | Unchanged |
| Schonfeld Strategic Advisors LLC 0.01% of their portfolio | 102.0k $958.8k | Reduced -114.6k |
| Trellus Management Company, LLC 1.47% of their portfolio | 101.2k $951.5k | New |
| Rafferty Asset Management, LLC 0.01% of their portfolio | 94.6k $889.1k | Reduced -9.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 90.5k $850.6k | Added +42.7k |
| CITIGROUP INC 0.00% of their portfolio | 90.1k $846.9k | Added +62.4k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 85.2k $800.5k | Added +16.5k |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 84.5k $794.1k | New |
| Aigen Investment Management, LP 0.11% of their portfolio | 79.4k $746.5k | Added +38.3k |
| MetLife Investment Management, LLC 0.01% of their portfolio | 73.3k $689.3k | Added +17.6k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 66.3k $623.7k | Added +14.8k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 65.1k $612.0k | Reduced -9.6k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 63.7k $597.9k | Added +30.7k |
| Diametric Capital, LP 0.25% of their portfolio | 60.1k $565.1k | Added +47.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 57.0k $536.1k | Reduced -8.3k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 54.4k $510.9k | Reduced -537.5k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 52.3k $491.6k | Added +14.3k |
| Precept Management LLC 1.00% of their portfolio | 50.0k $470.0k | New |
| Redwood Wealth Management Group, LLC 0.52% of their portfolio | 49.9k $469.1k | Reduced -250 |
| BARCLAYS PLC 0.00% of their portfolio | 49.0k $460.3k | Reduced -11.1k |
| Register Financial Advisors LLC 0.31% of their portfolio | 46.3k $435.6k | Added +25.6k |
| TOWNSQUARE CAPITAL LLC 0.01% of their portfolio | 44.9k $421.7k | Added +22.9k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 44.7k $420.6k | Reduced -214.7k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 43.0k $404.0k | Unchanged |
| Legato Capital Management LLC 0.05% of their portfolio | 42.4k $398.8k | New |
| Weil Company, Inc. 0.17% of their portfolio | 40.9k $384.9k | Added +8.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 40.6k $382.0k | Added +10.7k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 39.1k $367.8k | New |
| SEAVIEW INVESTMENT MANAGERS LLC 0.12% of their portfolio | 38.6k $362.8k | Unchanged |
| Kingsview Wealth Management, LLC 0.01% of their portfolio | 38.0k $357.1k | New |