Vault-13

INDEXIQ ACTIVE ETF TR MMIN

IQ MACKAY INSRED · ETP · CUSIP 45409F843

53 institutional holders -5 vs Q4 2024
14,735,80514.7m shares reported held*
$348.2mreported value*
3 new 18 added 26 reduced 8 sold out net sold ≈ $17.6m (-746.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.63.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 58Q4 22: 55Q1 23: 49Q2 23: 57Q3 23: 56Q4 23: 53Q1 24: 54Q2 24: 57Q3 24: 57Q4 24: 58Q1 25: 5353Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202258
Q4 202255
Q1 202349
Q2 202357
Q3 202356
Q4 202353
Q1 202454
Q2 202457
Q3 202457
Q4 202458
Q1 202553

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 37 bought or addedQ2 23: 16 cut or sold outQ3 23: 27 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 23 bought or addedQ4 23: 35 cut or sold outQ1 24: 34 bought or addedQ1 24: 19 cut or sold outQ1 24Q2 24: 30 bought or addedQ2 24: 24 cut or sold outQ3 24: 32 bought or addedQ3 24: 19 cut or sold outQ3 24Q4 24: 24 bought or addedQ4 24: 32 cut or sold outQ1 25: 21 bought or addedQ1 25: 34 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20233716
Q3 20232731
Q4 20232335
Q1 20243419
Q2 20243024
Q3 20243219
Q4 20242432
Q1 20252134

Biggest buyers

MORGAN STANLEY Added +129,304+129.3k
Fiduciary Trust Co New +33,982+34.0k
Narwhal Capital Management New +28,046+28.0k
RTD Financial Advisors, Inc. Added +26,756+26.8k
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC Added +25,026+25.0k
Mariner, LLC Added +22,348+22.3k
NewEdge Advisors, LLC New +16,849+16.8k
Orgel Wealth Management, LLC Added +15,202+15.2k
Wealthcare Advisory Partners LLC Added +13,000+13.0k
ENVESTNET ASSET MANAGEMENT INC Added +11,536+11.5k

Biggest sellers

LPL Financial LLC Reduced -325,278-325.3k
JANE STREET GROUP, LLC Reduced -265,157-265.2k
RAYMOND JAMES FINANCIAL INC Reduced -177,997-178.0k
FLOW TRADERS U.S. LLC Sold out -73,768-73.8k
COMERICA BANK Reduced -29,946-29.9k
Stratos Wealth Partners, LTD. Reduced -20,734-20.7k
Schneider Downs Wealth Management Advisors, LP Reduced -20,716-20.7k
Private Advisor Group, LLC Reduced -19,274-19.3k
Peak Planning Group, LLC Sold out -17,619-17.6k
Pathstone Holdings, LLC Sold out -15,869-15.9k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orgel Wealth Management, LLC 3.77% of their portfolio ALTOONA, WI 6,144,0166.1m $145.2m $145.2m 3.77% Added +15.2k +15,202
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,253,9992.3m $53.3m $53.3m 0.00% Added +129.3k +129,304
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,176,9061.2m $27.8m $27.8m 0.00% Reduced -13.0k -12,980
4 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 3.91% of their portfolio BETHLEHEM, PA 807,186807.2k $19.1m $19.1m 3.91% Added +25.0k +25,026
5 RTD Financial Advisors, Inc. 1.89% of their portfolio Philadelphia, PA 594,105594.1k $14.0m $14.0m 1.89% Added +26.8k +26,756
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 556,109556.1k $13.1m $13.1m 0.01% Reduced -325.3k -325,278
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 460,777460.8k $10.9m $10.9m 0.00% Reduced -2.8k -2,770
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 337,985338.0k $8.0m $8.0m 0.00% Reduced -178.0k -177,997
9 Pallas Capital Advisors LLC 0.32% of their portfolio BRAINTREE, MA 327,653327.7k $7.7m $7.7m 0.32% Added +8.4k +8,352
10 Schneider Downs Wealth Management Advisors, LP 1.17% of their portfolio Pittsburgh, PA 273,574273.6k $6.5m $6.5m 1.17% Reduced -20.7k -20,716
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 242,978243.0k $5.7m $5.7m 0.00% Reduced -10.5k -10,489
12 Fluent Financial, LLC 1.58% of their portfolio DALLAS, TX 153,001153.0k $3.6m $3.6m 1.58% Reduced -9.6k -9,610
13 Marcum Wealth, LLC 0.30% of their portfolio CLEVELAND, OH 147,030147.0k $3.5m $3.5m 0.30% Added +5.8k +5,797
14 Paulson Wealth Management Inc. 0.71% of their portfolio West Palm Beach, FL 107,172107.2k $2.5m $2.5m 0.71% Reduced -1.3k -1,331
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 82,01782.0k $1.9m $1.9m 0.00% Reduced -4.3k -4,336
16 Mariner, LLC 0.00% of their portfolio Overland Park, KS 81,01781.0k $1.9m $1.9m 0.00% Added +22.3k +22,348
17 BCS Wealth Management 0.49% of their portfolio JOHNSON CITY, TN 80,89880.9k $1.9m $1.9m 0.49% Reduced -8.6k -8,626
18 Golden State Wealth Management, LLC 0.25% of their portfolio SANTA ANA, CA 70,35670.4k $1.7m $1.7m 0.25% Reduced -11.1k -11,145
19 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 67,68667.7k $1.6m $1.6m 0.01% Reduced -19.3k -19,274
20 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 62,75962.8k $1.5m $1.5m 0.01% Added +419 +419
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 53,75453.8k $1.3m $1.3m 0.00% Added +3.5k +3,532
22 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 51,40051.4k $1.2m $1.2m 0.03% Added +13.0k +13,000
23 Vertex Planning Partners, LLC 0.23% of their portfolio DOWNERS GROVE, IL 45,05145.1k $1.1m $1.1m 0.23% Reduced -3.6k -3,641
24 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 43,82243.8k $1.0m $1.0m 0.03% Reduced -3.4k -3,350
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 39,56839.6k $935.0k $935.0k 0.00% Added +11.5k +11,536
26 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 38,44038.4k $908.3k $908.3k 0.00% Reduced -21 -21
27 CROBAN 0.80% of their portfolio FREMONT, OH 36,79736.8k $869.1k $869.1k 0.80% Added +3.5k +3,528
28 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 33,98234.0k $803.0k $803.0k 0.01% New
29 Pine Valley Investments Ltd Liability Co 0.05% of their portfolio MARLTON, NJ 32,88032.9k $777.0k $777.0k 0.05% Reduced -2.0k -2,000
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,17331.2k $737.0k $737.0k 0.00% Reduced -9.3k -9,275
31 CFO4Life Group, LLC 0.12% of their portfolio COPPELL, TX 29,42129.4k $695.2k $695.2k 0.12% Added +246 +246
32 Narwhal Capital Management 0.06% of their portfolio MARIETTA, GA 28,04628.0k $662.7k $662.7k 0.06% New
33 Syntegra Private Wealth Group, LLC 0.08% of their portfolio Chesterfield, MO 27,18027.2k $642.3k $642.3k 0.08% Reduced -3.8k -3,805
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,88625.9k $611.7k $611.7k 0.00% Added +9.9k +9,911
35 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 21,95922.0k $518.9k $518.9k 0.02% Added +5.8k +5,818
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,60121.6k $510.4k $510.4k 0.00% Added +650 +650
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,85717.9k $422.0k $422.0k 0.00% Reduced -265.2k -265,157
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,96417.0k $400.9k $400.9k 0.00% Unchanged
39 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,84916.8k $398.1k $398.1k 0.00% New
40 Savvy Advisors, Inc. 0.04% of their portfolio NEW YORK, NY 16,69916.7k $394.6k $394.6k 0.04% Added +1.7k +1,690
41 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 16,57516.6k $391.7k $391.7k 0.01% Reduced -20.7k -20,734
42 Landmark Wealth Management, LLC 0.14% of their portfolio MELVILLE, NY 13,58613.6k $321.0k $321.0k 0.14% Added +3.1k +3,123
43 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,38413.4k $316.0k $316.0k 0.00% Reduced -969 -969
44 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,6539.7k $228.0k $228.0k 0.00% Reduced -10.5k -10,539
45 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,1319.1k $215.8k $215.8k 0.00% Reduced -774 -774
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,9556.0k $140.7k $140.7k 0.00% Reduced -29.9k -29,946
47 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,1153.1k $73.6k $73.6k 0.00% Unchanged
48 Physician Wealth Advisors, Inc. 0.01% of their portfolio MIDVALE, UT 3,0203.0k $71.4k $71.4k 0.01% Reduced -58 -58
49 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,0002.0k $47.3k $47.3k 0.00% Unchanged
50 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0002.0k $47.3k $47.3k 0.00% Unchanged
51 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 833833 $19.7k $19.7k 0.00% Unchanged
52 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $5 $5 0.00% Reduced -2.8k -2,776
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged