Vault-13

INDEXIQ ACTIVE ETF TR MMIN

IQ MACKAY INSRED · ETP · CUSIP 45409F843

57 institutional holders +0 vs Q2 2024
15,555,34315.6m shares reported held*
$382.2mreported value*
4 new 28 added 16 reduced 3 sold out net bought ≈ $27.7m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.57.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 58Q4 22: 55Q1 23: 49Q2 23: 57Q3 23: 56Q4 23: 53Q1 24: 54Q2 24: 57Q3 24: 5757Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202258
Q4 202255
Q1 202349
Q2 202357
Q3 202356
Q4 202353
Q1 202454
Q2 202457
Q3 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 28 cut or sold outQ1 23: 26 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 16 cut or sold outQ3 23: 27 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 23 bought or addedQ4 23: 35 cut or sold outQ1 24: 34 bought or addedQ1 24: 19 cut or sold outQ1 24Q2 24: 30 bought or addedQ2 24: 24 cut or sold outQ3 24: 32 bought or addedQ3 24: 19 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223028
Q1 20232630
Q2 20233716
Q3 20232731
Q4 20232335
Q1 20243419
Q2 20243024
Q3 20243219

Biggest buyers

Orgel Wealth Management, LLC Added +824,578+824.6k
BANK OF AMERICA CORP /DE/ Added +322,984+323.0k
LPL Financial LLC Added +151,479+151.5k
MORGAN STANLEY Added +74,763+74.8k
Sweet Financial Partners, LLC Added +72,212+72.2k
OLD MISSION CAPITAL LLC Added +52,964+53.0k
ROYAL BANK OF CANADA Added +32,993+33.0k
Paulson Wealth Management Inc. Added +30,433+30.4k
UBS Group AG Added +27,407+27.4k
RTD Financial Advisors, Inc. Added +20,249+20.2k

Biggest sellers

JPMORGAN CHASE & CO Sold out -363,480-363.5k
FLOW TRADERS U.S. LLC Sold out -38,990-39.0k
Cambridge Investment Research Advisors, Inc. Reduced -38,424-38.4k
Stewardship Advisors, LLC Reduced -34,723-34.7k
Raymond James Financial Services Advisors, Inc. Reduced -34,085-34.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -30,233-30.2k
JANE STREET GROUP, LLC Reduced -25,168-25.2k
Peak Planning Group, LLC Reduced -15,237-15.2k
OSAIC HOLDINGS, INC. Reduced -10,434-10.4k
Schneider Downs Wealth Management Advisors, LP Reduced -6,139-6.1k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orgel Wealth Management, LLC 3.89% of their portfolio ALTOONA, WI 6,324,2636.3m $155.5m $155.5m 3.89% Added +824.6k +824,578
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,076,3962.1m $51.0m $51.0m 0.00% Added +74.8k +74,763
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,225,0151.2m $30.1m $30.1m 0.00% Added +323.0k +322,984
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 933,324933.3k $22.9m $22.9m 0.01% Added +151.5k +151,479
5 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 4.04% of their portfolio BETHLEHEM, PA 743,537743.5k $18.3m $18.3m 4.04% Added +19.2k +19,189
6 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 518,554518.6k $12.7m $12.7m 0.02% Reduced -34.1k -34,085
7 RTD Financial Advisors, Inc. 1.60% of their portfolio Philadelphia, PA 514,863514.9k $12.7m $12.7m 1.60% Added +20.2k +20,249
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 495,292495.3k $12.2m $12.2m 0.00% Added +27.4k +27,407
9 Pallas Capital Advisors LLC 0.33% of their portfolio BRAINTREE, MA 322,198322.2k $7.7m $7.7m 0.33% Added +14.4k +14,427
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 241,356241.4k $5.9m $5.9m 0.00% Added +33.0k +32,993
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 189,335189.3k $4.7m $4.7m 0.02% Reduced -38.4k -38,424
12 Fluent Financial, LLC 2.09% of their portfolio DALLAS, TX 176,466176.5k $4.3m $4.3m 2.09% Added +4.8k +4,777
13 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 157,385157.4k $3.9m $3.9m 0.02% Reduced -4.1k -4,086
14 Marcum Wealth, LLC 0.32% of their portfolio CLEVELAND, OH 140,916140.9k $3.5m $3.5m 0.32% Added +13.0k +12,955
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 114,283114.3k $2.8m $2.8m 0.00% Reduced -2.6k -2,566
16 Paulson Wealth Management Inc. 0.73% of their portfolio West Palm Beach, FL 110,700110.7k $2.7m $2.7m 0.73% Added +30.4k +30,433
17 Sweet Financial Partners, LLC 0.56% of their portfolio FAIRMONT, MN 105,184105.2k $2.6m $2.6m 0.56% Added +72.2k +72,212
18 BCS Wealth Management 1.08% of their portfolio JOHNSON CITY, TN 103,125103.1k $2.5m $2.5m 1.08% Added +303 +303
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 87,82987.8k $2.2m $2.2m 0.00% Reduced -30.2k -30,233
20 Schneider Downs Wealth Management Advisors, LP 0.44% of their portfolio Pittsburgh, PA 87,81087.8k $2.2m $2.2m 0.44% Reduced -6.1k -6,139
21 Americana Partners, LLC 0.14% of their portfolio Houston, TX 81,45081.5k $2.0m $2.0m 0.14% Unchanged
22 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 65,39965.4k $1.6m $1.6m 0.01% Added +5.5k +5,534
23 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 63,77363.8k $1.6m $1.6m 0.03% Added +53.0k +52,964
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 51,40951.4k $1.3m $1.3m 0.00% Added +175 +175
25 Vertex Planning Partners, LLC 0.29% of their portfolio DOWNERS GROVE, IL 48,95649.0k $1.2m $1.2m 0.29% Added +2.2k +2,220
26 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 48,18248.2k $1.2m $1.2m 0.04% Reduced -1.2k -1,244
27 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 42,33442.3k $1.0m $1.0m 0.02% Reduced -667 -667
28 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 42,23642.2k $1.0m $1.0m 0.00% Unchanged
29 Syntegra Private Wealth Group, LLC 0.10% of their portfolio Chesterfield, MO 35,85035.9k $881.2k $881.2k 0.10% Added +18.7k +18,731
30 COMERICA BANK 0.00% of their portfolio DALLAS, TX 35,46735.5k $871.8k $871.8k 0.00% Added +6.2k +6,220
31 Pine Valley Investments Ltd Liability Co 0.06% of their portfolio MARLTON, NJ 34,88034.9k $857.4k $857.4k 0.06% Reduced -1.2k -1,225
32 Peak Planning Group, LLC 0.36% of their portfolio CENTENNIAL, CO 33,24033.2k $817.0k $817.0k 0.36% Reduced -15.2k -15,237
33 CFO4Life Group, LLC 0.14% of their portfolio COPPELL, TX 32,51532.5k $799.2k $799.2k 0.14% Added +278 +278
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 29,22729.2k $718.4k $718.4k 0.00% Reduced -25.2k -25,168
35 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 29,15029.1k $716.5k $716.5k 0.02% Unchanged
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,17022.2k $545.0k $545.0k 0.00% Reduced -10.4k -10,434
37 ASHTON THOMAS SECURITIES, LLC 0.10% of their portfolio ROCHESTER, NY 21,75521.8k $534.7k $534.7k 0.10% Reduced -389 -389
38 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 18,60018.6k $457.2k $457.2k 0.01% Added +4.0k +4,042
39 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,94116.9k $416.4k $416.4k 0.00% Reduced -143 -143
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,86416.9k $414.5k $414.5k 0.00% Added +2.0k +1,962
41 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 15,71415.7k $386.3k $386.3k 0.00% Added +153 +153
42 Savvy Advisors, Inc. 0.07% of their portfolio NEW YORK, NY 14,18914.2k $348.8k $348.8k 0.07% Unchanged
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,90211.9k $293.0k $293.0k 0.00% Added +500 +500
44 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,66911.7k $287.0k $287.0k 0.00% New
45 Landmark Wealth Management, LLC 0.11% of their portfolio MELVILLE, NY 10,43510.4k $256.0k $256.0k 0.11% Reduced -1.8k -1,845
46 Stewardship Advisors, LLC 0.07% of their portfolio MOUNT JOY, PA 10,24910.2k $251.9k $251.9k 0.07% Reduced -34.7k -34,723
47 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,9059.9k $243.5k $243.5k 0.00% Unchanged
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,0649.1k $222.8k $222.8k 0.00% New
49 GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio WESTBOROUGH, MA 8,3638.4k $205.6k $205.6k 0.01% New
50 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,3753.4k $83.0k $83.0k 0.00% Added +1.0k +1,022
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,1153.1k $76.6k $76.6k 0.00% Unchanged
52 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,5002.5k $61.5k $61.5k 0.00% Unchanged
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,4492.4k $60.2k $60.2k 0.00% Added +2.4k +2,448
54 Providence Capital Advisors, LLC 0.01% of their portfolio CHARLOTTE, NC 2,0742.1k $51.0k $51.0k 0.01% New
55 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0002.0k $49.2k $49.2k 0.00% Added +800 +800
56 Christopher J. Hasenberg, Inc 0.00% of their portfolio EAU CLAIRE, WI 111111 $2.7k $2.7k 0.00% Unchanged
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged