Vault-13

INDEXIQ ACTIVE ETF TR MMIN

IQ MACKAY INSRED · ETP · CUSIP 45409F843

53 institutional holders -3 vs Q3 2023
14,855,50314.9m shares reported held*
$364.9mreported value*
7 new 16 added 25 reduced 10 sold out net bought ≈ $50.6m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.56.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 58Q4 22: 55Q1 23: 49Q2 23: 57Q3 23: 56Q4 23: 5353Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202258
Q4 202255
Q1 202349
Q2 202357
Q3 202356
Q4 202353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 37 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 27 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 23 bought or addedQ4 23: 35 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223028
Q1 20232630
Q2 20233716
Q3 20232731
Q4 20232335

Biggest buyers

MORGAN STANLEY Added +1,546,802+1.5m
ROYAL BANK OF CANADA Added +553,878+553.9k
LPL Financial LLC Added +366,848+366.8k
RTD Financial Advisors, Inc. Added +96,437+96.4k
Americana Partners, LLC New +81,450+81.5k
Schneider Downs Wealth Management Advisors, LP Added +74,433+74.4k
BANK OF AMERICA CORP /DE/ Added +53,897+53.9k
Sweet Financial Partners, LLC New +30,885+30.9k
Cetera Investment Advisers New +29,885+29.9k
Fluent Financial, LLC Added +29,655+29.7k

Biggest sellers

CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC Reduced -181,037-181.0k
JANE STREET GROUP, LLC Sold out -148,549-148.5k
FLOW TRADERS U.S. LLC Reduced -109,180-109.2k
Orgel Wealth Management, LLC Reduced -88,012-88.0k
Core Wealth Advisors, Inc. Sold out -49,205-49.2k
UBS Group AG Reduced -46,173-46.2k
Snowden Capital Advisors LLC Reduced -44,658-44.7k
OLD MISSION CAPITAL LLC Sold out -28,216-28.2k
Creative Planning Sold out -26,295-26.3k
COMERICA BANK Reduced -21,200-21.2k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orgel Wealth Management, LLC 3.82% of their portfolio ALTOONA, WI 5,262,3195.3m $129.2m $129.2m 3.82% Reduced -88.0k -88,012
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,978,5143.0m $73.2m $73.2m 0.00% Added +1.5m +1,546,802
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 843,570843.6k $20.7m $20.7m 0.01% Added +553.9k +553,878
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 664,927664.9k $16.3m $16.3m 0.01% Added +366.8k +366,848
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 592,225592.2k $14.5m $14.5m 0.00% Added +53.9k +53,897
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 564,599564.6k $13.9m $13.9m 0.01% Reduced -46.2k -46,173
7 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 4.80% of their portfolio BETHLEHEM, PA 517,416517.4k $12.7m $12.7m 4.80% Reduced -181.0k -181,037
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 449,102449.1k $11.0m $11.0m 0.02% Reduced -21.1k -21,142
9 RTD Financial Advisors, Inc. 1.53% of their portfolio Philadelphia, PA 442,731442.7k $10.9m $10.9m 1.53% Added +96.4k +96,437
10 ACT Advisors, LLC. 5.68% of their portfolio ASHEVILLE, NC 405,536405.5k $10.0m $10.0m 5.68% Added +12.3k +12,340
11 Pallas Capital Advisors LLC 0.35% of their portfolio BRAINTREE, MA 269,763269.8k $6.6m $6.6m 0.35% Added +20.5k +20,528
12 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 255,523255.5k $6.3m $6.3m 0.03% Added +11.9k +11,858
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 144,338144.3k $3.5m $3.5m 0.00% Reduced -13.5k -13,501
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 137,191137.2k $3.4m $3.4m 0.01% Reduced -3.7k -3,678
15 BCS Wealth Management 1.02% of their portfolio JOHNSON CITY, TN 112,523112.5k $2.8m $2.8m 1.02% Reduced -6.7k -6,675
16 Fluent Financial, LLC 1.57% of their portfolio DALLAS, TX 107,415107.4k $2.6m $2.6m 1.57% Added +29.7k +29,655
17 Schneider Downs Wealth Management Advisors, LP 0.66% of their portfolio Pittsburgh, PA 104,072104.1k $2.6m $2.6m 0.66% Added +74.4k +74,433
18 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 92,32192.3k $2.3m $2.3m 0.02% Added +4.5k +4,504
19 Marcum Wealth, LLC 0.24% of their portfolio CLEVELAND, OH 90,75390.8k $2.2m $2.2m 0.24% Added +19.1k +19,056
20 Paulson Wealth Management Inc. 0.69% of their portfolio West Palm Beach, FL 88,13688.1k $2.2m $2.2m 0.69% Reduced -415 -415
21 Americana Partners, LLC 0.19% of their portfolio Houston, TX 81,45081.5k $2.0m $2.0m 0.19% New
22 CFO4Life Group, LLC 0.33% of their portfolio COPPELL, TX 71,13571.1k $1.7m $1.7m 0.33% Reduced -510 -510
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 50,75750.8k $1.2m $1.2m 0.00% Reduced -4.0k -4,046
24 Peak Planning Group, LLC 0.88% of their portfolio CENTENNIAL, CO 50,04750.0k $1.2m $1.2m 0.88% Reduced -11.7k -11,717
25 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 49,45949.5k $1.2m $1.2m 0.05% Reduced -44.7k -44,658
26 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 49,25249.3k $1.2m $1.2m 0.02% Reduced -416 -416
27 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 48,31448.3k $1.2m $1.2m 0.03% Added +5.8k +5,800
28 Vertex Planning Partners, LLC 0.32% of their portfolio DOWNERS GROVE, IL 44,09544.1k $1.1m $1.1m 0.32% Added +14.2k +14,218
29 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 33,49233.5k $823.0k $823.0k 0.03% Reduced -109.2k -109,180
30 Sweet Financial Partners, LLC 0.18% of their portfolio FAIRMONT, MN 30,88530.9k $758.5k $758.5k 0.18% New
31 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 29,88529.9k $734.0k $734.0k 0.01% New
32 Pine Valley Investments Ltd Liability Co 0.06% of their portfolio MARLTON, NJ 28,90328.9k $712.2k $712.2k 0.06% Reduced -13.8k -13,840
33 COMERICA BANK 0.00% of their portfolio DALLAS, TX 20,00020.0k $491.2k $491.2k 0.00% Reduced -21.2k -21,200
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,47917.5k $429.3k $429.3k 0.00% Reduced -4.4k -4,402
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,65314.7k $359.9k $359.9k 0.00% Reduced -11.7k -11,718
36 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 14,56614.6k $357.7k $357.7k 0.00% First filing
37 Landmark Wealth Management, LLC 0.16% of their portfolio MELVILLE, NY 13,41613.4k $329.0k $329.0k 0.16% Reduced -11.8k -11,820
38 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 11,91311.9k $292.6k $292.6k 0.00% Reduced -3.4k -3,438
39 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,58411.6k $284.5k $284.5k 0.00% Reduced -2.6k -2,552
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,90210.9k $269.0k $269.0k 0.00% New
41 Engrave Wealth Partners LLC 0.07% of their portfolio SPRING, TX 10,07910.1k $247.5k $247.5k 0.07% Reduced -19 -19
42 Waterloo Capital, L.P. 0.04% of their portfolio AUSTIN, TX 9,1499.1k $224.7k $224.7k 0.04% New
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,4658.5k $207.9k $207.9k 0.00% Reduced -427 -427
44 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 6,7006.7k $164.0k $164.0k 0.01% Reduced -4.7k -4,681
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,8755.9k $144.3k $144.3k 0.00% Added +5.9k +5,875
46 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,1153.1k $76.5k $76.5k 0.00% Unchanged
47 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 2,7322.7k $67.1k $67.1k 0.01% New
48 Key Financial Inc 0.01% of their portfolio WEST CHESTER, PA 1,8461.8k $45.3k $45.3k 0.01% Unchanged
49 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,2001.2k $29.5k $29.5k 0.00% Unchanged
50 VitalStone Financial, LLC 0.02% of their portfolio SHAVANO PARK, TX 833833 $20.0k $20.0k 0.02% Reduced -2.2k -2,222
51 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 213213 $5.2k $5.2k 0.00% New
52 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 135135 $3.3k $3.3k 0.00% Added +2 +2
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged