Vault-13

NEW YORK LIFE INVTS ACTIVE E MMIT

NYLI MACKAY MUN · ETP · CUSIP 45409F827

75 institutional holders +5 vs Q4 2022
11,763,81511.8m shares reported held*
$289.3mreported value*
12 new 39 added 16 reduced 6 sold out net bought ≈ $23.6m (+958.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.59.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 57Q4 22: 70Q1 23: 7575Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202257
Q4 202270
Q1 202375

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 45 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 22 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224528
Q1 20235122

Biggest buyers

MORGAN STANLEY Added +271,774+271.8k
GREAT VALLEY ADVISOR GROUP, INC. New +192,493+192.5k
Steward Partners Investment Advisory, LLC Added +184,308+184.3k
IAG Wealth Partners, LLC Added +140,599+140.6k
Private Advisor Group, LLC Added +110,466+110.5k
JANE STREET GROUP, LLC New +108,154+108.2k
Dynamic Advisor Solutions LLC Added +85,263+85.3k
Schneider Downs Wealth Management Advisors, LP Added +72,396+72.4k
Raymond James Financial Services Advisors, Inc. Added +52,481+52.5k
BANK OF AMERICA CORP /DE/ Added +46,138+46.1k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -243,603-243.6k
OLD MISSION CAPITAL LLC Sold out -219,738-219.7k
HighTower Advisors, LLC Reduced -151,529-151.5k
Starfox Financial Services, LLC Sold out -24,725-24.7k
NewEdge Advisors, LLC Sold out -20,040-20.0k
Financial Advocates Investment Management Reduced -19,518-19.5k
Mariner, LLC Sold out -16,507-16.5k
HBK Sorce Advisory LLC Reduced -12,000-12.0k
AE Wealth Management LLC Reduced -10,315-10.3k
Sequoia Financial Advisors, LLC Reduced -8,336-8.3k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,308,0072.3m $56.8m $56.8m 0.01% Added +46.1k +46,138
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,297,5201.3m $31.9m $31.9m 0.00% Added +271.8k +271,774
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 906,457906.5k $22.3m $22.3m 0.01% Added +33.1k +33,078
4 IAG Wealth Partners, LLC 5.12% of their portfolio WAUKESHA, WI 750,162750.2k $18.4m $18.4m 5.12% Added +140.6k +140,599
5 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 714,979715.0k $17.6m $17.6m 0.03% Added +52.5k +52,481
6 Schneider Downs Wealth Management Advisors, LP 3.24% of their portfolio Pittsburgh, PA 642,286642.3k $15.8m $15.8m 3.24% Added +72.4k +72,396
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 369,956370.0k $9.1m $9.1m 0.00% Reduced -243.6k -243,603
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 368,696368.7k $9.1m $9.1m 0.01% Added +16.6k +16,593
9 PFS INVESTMENTS INC. 0.13% of their portfolio DULUTH, GA 308,784308.8k $7.6m $7.6m 0.13% Added +15.6k +15,557
10 TruWealth Advisors, LLC 0.68% of their portfolio Metairie, LA 300,479300.5k $7.4m $7.4m 0.68% Added +35.8k +35,783
11 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 236,787236.8k $5.8m $5.8m 0.01% Added +2.8k +2,801
12 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 231,383231.4k $5.7m $5.7m 0.09% Added +184.3k +184,308
13 Dynamic Advisor Solutions LLC 0.31% of their portfolio PHOENIX, AZ 214,526214.5k $5.3m $5.3m 0.31% Added +85.3k +85,263
14 GREAT VALLEY ADVISOR GROUP, INC. 0.22% of their portfolio WILMINGTON, DE 192,493192.5k $4.7m $4.7m 0.22% New
15 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 173,844173.8k $4.3m $4.3m 0.04% Added +110.5k +110,466
16 VICUS CAPITAL 0.43% of their portfolio STATE COLLEGE, PA 161,087161.1k $4.0m $4.0m 0.43% Added +40.8k +40,828
17 Main Street Financial Solutions, LLC 0.55% of their portfolio NEWTOWN, PA 152,359152.4k $3.7m $3.7m 0.55% Added +5.7k +5,729
18 Prestige Wealth Management Group LLC 0.94% of their portfolio FLEMINGTON, NJ 151,959152.0k $3.7m $3.7m 0.94% Added +238 +238
19 Amplius Wealth Advisors, LLC 0.54% of their portfolio BLUE BELL, PA 151,859151.9k $3.7m $3.7m 0.54% Reduced -2.5k -2,537
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 128,279128.3k $3.2m $3.2m 0.00% Added +6.2k +6,233
21 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 118,489118.5k $2.9m $2.9m 0.06% Added +13.7k +13,685
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 108,154108.2k $2.7m $2.7m 0.00% New
23 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 108,116108.1k $2.7m $2.7m 0.00% Added +31.5k +31,465
24 Quantitative Advantage, LLC 0.37% of their portfolio MINNETONKA, MN 103,518103.5k $2.5m $2.5m 0.37% Added +21.2k +21,159
25 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 1.14% of their portfolio BETHLEHEM, PA 95,29695.3k $2.3m $2.3m 1.14% Added +10.6k +10,609
26 Cypress Point Wealth Management, LLC 3.21% of their portfolio DALLAS, TX 92,54792.5k $2.3m $2.3m 3.21% Added +14.7k +14,735
27 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 81,13381.1k $2.0m $2.0m 0.00% Reduced -151.5k -151,529
28 Narus Financial Partners, LLC 1.02% of their portfolio SALT LAKE CITY, UT 76,58776.6k $1.9m $1.9m 1.02% Unchanged
29 SAXON INTERESTS, INC. 1.06% of their portfolio HOUSTON, TX 76,12376.1k $1.9m $1.9m 1.06% Reduced -1.5k -1,458
30 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 73,82973.8k $1.8m $1.8m 0.01% Reduced -7.4k -7,371
31 Sequoia Financial Advisors, LLC 0.03% of their portfolio Akron, OH 62,30362.3k $1.5m $1.5m 0.03% Reduced -8.3k -8,336
32 Bernardo Wealth Planning LLC 0.65% of their portfolio HARLEYSVILLE, PA 62,02462.0k $1.5m $1.5m 0.65% Added +8 +8
33 Landmark Wealth Management, LLC 0.79% of their portfolio MELVILLE, NY 57,73857.7k $1.4m $1.4m 0.79% Added +3.0k +3,043
34 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 52,79152.8k $1.3m $1.3m 0.02% Added +190 +190
35 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 50,73550.7k $1.3m $1.3m 0.05% Reduced -4.5k -4,495
36 JOURNEY STRATEGIC WEALTH LLC 0.13% of their portfolio SUMMIT, NJ 50,20850.2k $1.2m $1.2m 0.13% Reduced -4.3k -4,338
37 BCS Wealth Management 0.54% of their portfolio JOHNSON CITY, TN 48,69348.7k $1.2m $1.2m 0.54% Reduced -3.9k -3,894
38 1776 Wealth LLC 0.67% of their portfolio ATLANTA, GA 45,37945.4k $1.1m $1.1m 0.67% Unchanged
39 Claro Advisors Inc. 0.32% of their portfolio BOSTON, MA 44,21944.2k $1.1m $1.1m 0.32% New
40 SWMG, LLC 0.49% of their portfolio FORT WORTH, TX 35,40235.4k $870.5k $870.5k 0.49% Reduced -6.2k -6,218
41 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 35,23835.2k $866.5k $866.5k 0.03% Added +113 +113
42 HUB Investment Partners, LLC 0.18% of their portfolio AUSTIN, TX 33,99434.0k $835.9k $835.9k 0.18% Added +227 +227
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,64732.6k $802.8k $802.8k 0.00% Added +13.1k +13,143
44 Vertex Planning Partners, LLC 0.30% of their portfolio DOWNERS GROVE, IL 32,43532.4k $797.6k $797.6k 0.30% Added +3.2k +3,207
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,38332.4k $796.0k $796.0k 0.00% Reduced -384 -384
46 Evolution Wealth Advisors, LLC 0.19% of their portfolio AVENTURA, FL 32,31332.3k $794.6k $794.6k 0.19% New
47 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 31,83031.8k $782.7k $782.7k 0.01% Reduced -10.3k -10,315
48 PFG Advisors 0.06% of their portfolio Phoenix, AZ 27,98528.0k $688.2k $688.2k 0.06% New
49 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 26,55226.6k $652.9k $652.9k 0.00% Added +8.2k +8,176
50 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 24,95325.0k $614.0k $614.0k 0.02% Added +2.8k +2,772
51 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 24,10324.1k $592.7k $592.7k 0.01% New
52 Hedeker Wealth, LLC 0.20% of their portfolio Lincolnshire, IL 23,14223.1k $569.1k $569.1k 0.20% New
53 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 22,48222.5k $553.0k $553.0k 0.01% Added +8.6k +8,550
54 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,52218.5k $455.0k $455.0k 0.00% Added +53 +53
55 TSFG, LLC 0.17% of their portfolio LAKE FOREST, IL 18,48918.5k $455.0k $455.0k 0.17% Reduced -32 -32
56 Burt Wealth Advisors 0.14% of their portfolio North Bethesda, MD 18,30018.3k $450.0k $450.0k 0.14% Unchanged
57 MBE Wealth Management, LLC 0.23% of their portfolio TOMAH, WI 15,60215.6k $383.7k $383.7k 0.23% Added +76 +76
58 Opes Wealth Management LLC 0.11% of their portfolio MENLO PARK, CA 14,00014.0k $344.3k $344.3k 0.11% Unchanged
59 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 12,99713.0k $319.6k $319.6k 0.02% Reduced -19.5k -19,518
60 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 12,00012.0k $295.1k $295.1k 0.01% Reduced -12.0k -12,000
61 Insight Advisors, LLC/ PA 0.07% of their portfolio Newtown, PA 11,77511.8k $289.5k $289.5k 0.07% Unchanged
62 Kowal Investment Group, LLC 0.08% of their portfolio BROOKFIELD, WI 11,74911.7k $288.9k $288.9k 0.08% New
63 WealthBridge Capital Management, LLC 0.11% of their portfolio WESTERVILLE, OH 11,69711.7k $287.6k $287.6k 0.11% Reduced -3.5k -3,493
64 Mission Creek Capital Partners, Inc. 0.08% of their portfolio SAN FRANCISCO, CA 9,6059.6k $236.2k $236.2k 0.08% Added +76 +76
65 Legacy Financial Strategies, LLC 0.08% of their portfolio OVERLAND PARK, KS 8,5598.6k $210.5k $210.5k 0.08% Added +55 +55
66 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,2224.2k $103.8k $103.8k 0.00% Unchanged
67 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 2,9803.0k $73.3k $73.3k 0.00% Added +1.3k +1,332
68 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1,7751.8k $43.6k $43.6k 0.00% Added +740 +740
69 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,6891.7k $41.4k $41.4k 0.00% New
70 Ten Capital Wealth Advisors, LLC 0.01% of their portfolio SPOKANE, WA 1,5001.5k $36.9k $36.9k 0.01% New
71 MRP Capital Investments, LLC 0.04% of their portfolio ALPHARETTA, GA 1,3891.4k $34.2k $34.2k 0.04% New
72 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 970970 $23.9k $23.9k 0.00% Added +7 +7
73 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 750750 $18.0k $18.0k 0.01% New
74 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $50 $50 0.00% Unchanged
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged