Vault-13

INDEXIQ ETF TR MNA

IQ MRGR ARB ETF · ETP · CUSIP 45409B800

73 institutional holders +4 vs Q3 2024
4,448,0944.4m shares reported held*
$146.7mreported value*
10 new 19 added 26 reduced 11 sold out net sold ≈ $49.4m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.98. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 120Q1 23: 107Q2 23: 97Q3 23: 92Q4 23: 93Q1 24: 80Q2 24: 72Q3 24: 69Q4 24: 7373Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022108
Q4 2022120
Q1 2023107
Q2 202397
Q3 202392
Q4 202393
Q1 202480
Q2 202472
Q3 202469
Q4 202473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 33 bought or addedQ1 23: 76 cut or sold outQ2 23: 35 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 55 cut or sold outQ4 23: 32 bought or addedQ4 23: 52 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 54 cut or sold outQ2 24: 23 bought or addedQ2 24: 46 cut or sold outQ2 24Q3 24: 22 bought or addedQ3 24: 47 cut or sold outQ4 24: 29 bought or addedQ4 24: 37 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233376
Q2 20233563
Q3 20233655
Q4 20233252
Q1 20242954
Q2 20242346
Q3 20242247
Q4 20242937

Biggest buyers

MAI Capital Management New +49,236+49.2k
Retireful, LLC New +24,607+24.6k
JANE STREET GROUP, LLC New +20,782+20.8k
CITADEL ADVISORS LLC New +20,436+20.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +12,501+12.5k
OPPENHEIMER ASSET MANAGEMENT INC. Added +11,568+11.6k
Rockefeller Capital Management L.P. New +10,162+10.2k
AVANTAX ADVISORY SERVICES, INC. New +9,247+9.2k
Equitable Holdings, Inc. Added +8,140+8.1k
Prospera Financial Services Inc New +6,879+6.9k

Biggest sellers

MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -946,478-946.5k
B. Riley Wealth Advisors, Inc. Sold out -196,005-196.0k
Q3 Asset Management Sold out -156,382-156.4k
New York Life Investment Management LLC Reduced -65,886-65.9k
BANK OF AMERICA CORP /DE/ Reduced -51,132-51.1k
LPL Financial LLC Reduced -46,855-46.9k
AMERIPRISE FINANCIAL INC Reduced -28,854-28.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -22,617-22.6k
CreativeOne Wealth, LLC Sold out -20,483-20.5k
OneDigital Investment Advisors LLC Reduced -20,475-20.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New York Life Investment Management LLC 0.35% of their portfolio New York, NY 1,084,5761.1m $35.7m $35.7m 0.35% Reduced -65.9k -65,886
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 621,630621.6k $20.5m $20.5m 0.00% Reduced -7.8k -7,784
3 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.90% of their portfolio SAN FRANCISCO, CA 471,555471.6k $15.5m $15.5m 0.90% Added +5.4k +5,444
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 258,598258.6k $8.5m $8.5m 0.00% Reduced -2.8k -2,827
5 OPPENHEIMER ASSET MANAGEMENT INC. 0.10% of their portfolio NEW YORK, NY 252,072252.1k $8.3m $8.3m 0.10% Added +11.6k +11,568
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 143,467143.5k $4.7m $4.7m 0.01% Reduced -22.6k -22,617
7 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 113,377113.4k $3.7m $3.7m 0.01% Reduced -166 -166
8 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 108,335108.3k $3.6m $3.6m 0.03% Added +8.1k +8,140
9 ASPIRIANT, LLC 0.13% of their portfolio San Francisco, CA 106,537106.5k $3.5m $3.5m 0.13% Reduced -11.2k -11,222
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 106,527106.5k $3.5m $3.5m 0.00% Reduced -46.9k -46,855
11 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 101,005101.0k $3.3m $3.3m 0.04% Reduced -20.5k -20,475
12 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 91,32491.3k $3.0m $3.0m 0.02% Reduced -1.0k -1,020
13 LIBERTY SQUARE WEALTH PARTNERS LLC 1.08% of their portfolio BETHLEHEM, PA 88,69788.7k $3.0m $3.0m 1.08% First filing
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 83,70083.7k $2.8m $2.8m 0.00% Reduced -28.9k -28,854
15 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.15% of their portfolio NEW YORK, NY 64,76364.8k $2.1m $2.1m 0.15% Reduced -2.7k -2,669
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 56,81456.8k $1.9m $1.9m 0.00% Added +2.6k +2,622
17 KINGSWOOD WEALTH ADVISORS, LLC 0.13% of their portfolio SAN DIEGO, CA 52,92352.9k $1.7m $1.7m 0.13% Reduced -18.5k -18,483
18 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 49,23649.2k $1.6m $1.6m 0.01% New
19 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 48,32248.3k $1.6m $1.6m 0.01% Reduced -15.0k -15,002
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 47,41147.4k $1.6m $1.6m 0.00% Reduced -51.1k -51,132
21 ACAS, LLC 1.11% of their portfolio RANCHO SANTA FE, CA 44,99745.0k $1.5m $1.5m 1.11% Reduced -368 -368
22 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 37,42337.4k $1.2m $1.2m 0.00% First filing
23 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 30,87130.9k $1.0m $1.0m 0.04% Reduced -7.9k -7,923
24 Retireful, LLC 0.46% of their portfolio HASLETT, MI 24,60724.6k $811.0k $811.0k 0.46% New
25 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 21,04121.0k $693.5k $693.5k 0.01% Added +3.1k +3,150
26 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 21,04121.0k $693.5k $693.5k 0.01% Added +3.1k +3,150
27 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,78220.8k $685.0k $685.0k 0.00% New
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 20,43620.4k $673.6k $673.6k 0.00% New
29 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 18,82518.8k $620.5k $620.5k 0.02% Added +378 +378
30 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 18,40318.4k $606.6k $606.6k 0.00% Reduced -692 -692
31 Duncan Williams Asset Management, LLC 0.22% of their portfolio MEMPHIS, TN 16,99017.0k $560.0k $560.0k 0.22% Added +390 +390
32 OLD NATIONAL BANCORP /IN/ 0.01% of their portfolio EVANSVILLE, IN 16,46616.5k $542.7k $542.7k 0.01% Added +276 +276
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,25515.3k $502.8k $502.8k 0.00% Added +1.9k +1,919
34 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 14,91514.9k $491.6k $491.6k 0.02% Added +1.2k +1,168
35 RHS Financial, LLC 0.24% of their portfolio SAN FRANCISCO, CA 13,97914.0k $460.7k $460.7k 0.24% Reduced -1.2k -1,221
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,59313.6k $448.1k $448.1k 0.00% Added +1.3k +1,252
37 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 13,09913.1k $431.7k $431.7k 0.01% Reduced -3.5k -3,469
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,50112.5k $412.0k $412.0k 0.00% New
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,16210.2k $335.0k $335.0k 0.00% New
40 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 9,9189.9k $326.9k $326.9k 0.02% Added +547 +547
41 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,2479.2k $304.8k $304.8k 0.00% New
42 Legacy Financial Strategies, LLC 0.06% of their portfolio OVERLAND PARK, KS 8,5398.5k $282.5k $282.5k 0.06% Reduced -1.6k -1,643
43 NAPA WEALTH MANAGEMENT 0.12% of their portfolio Napa, CA 8,5158.5k $280.7k $280.7k 0.12% Reduced -20.4k -20,407
44 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,8567.9k $258.9k $258.9k 0.00% Added +349 +349
45 Comprehensive Money Management Services LLC 0.21% of their portfolio CORAL GABLES, FL 7,8267.8k $257.9k $257.9k 0.21% First filing
46 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,7337.7k $255.0k $255.0k 0.00% Reduced -1.7k -1,745
47 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,0577.1k $233.0k $233.0k 0.00% Added +230 +230
48 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 6,8796.9k $226.7k $226.7k 0.01% New
49 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 6,7326.7k $224.2k $224.2k 0.01% Unchanged
50 ESL Trust Services, LLC 0.04% of their portfolio ROCHESTER, NY 5,8085.8k $191.4k $191.4k 0.04% Unchanged
51 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.03% of their portfolio INDIANAPOLIS, IN 5,1765.2k $170.6k $170.6k 0.03% Added +881 +881
52 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 4,5534.6k $150.1k $150.1k 0.01% Reduced -11.7k -11,699
53 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,6353.6k $120.0k $120.0k 0.01% Unchanged
54 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,8131.8k $59.8k $59.8k 0.00% Unchanged
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,7121.7k $56.4k $56.4k 0.00% Unchanged
56 Pinnacle Bancorp, Inc. 0.02% of their portfolio BEATRICE, NE 1,5841.6k $52.2k $52.2k 0.02% Unchanged
57 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,5741.6k $52.0k $52.0k 0.00% Added +21 +21
58 Global Trust Asset Management, LLC 0.02% of their portfolio PALM BEACH GARDENS, FL 1,5701.6k $51.7k $51.7k 0.02% Reduced -419 -419
59 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 790790 $26.0k $26.0k 0.00% Reduced -275 -275
60 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 667667 $22.0k $22.0k 0.01% Unchanged
61 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 573573 $18.9k $18.9k 0.00% Reduced -34 -34
62 2UniFi Bank 0.01% of their portfolio JACKSON, WY 500500 $16.5k $16.5k 0.01% First filing
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 400400 $13.2k $13.2k 0.00% Added +242 +242
64 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 316316 $10.4k $10.4k 0.00% New
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 200200 $6.6k $6.6k 0.00% New
66 Fourth Dimension Wealth, LLC 0.00% of their portfolio MIDDLEBURG HEIGHTS, OH 200200 $6.6k $6.6k 0.00% First filing
67 FMR LLC 0.00% of their portfolio BOSTON, MA 186186 $6.1k $6.1k 0.00% Added +165 +165
68 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 160160 $5.3k $5.3k 0.00% Unchanged
69 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6767 $2.2k $2.2k 0.00% Unchanged
70 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 2626 $853 $853 0.00% Unchanged
71 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 1414 $461 $461 0.00% First filing
72 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1313 $428 $428 0.00% Unchanged
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged