Vault-13

INDEXIQ ETF TR MNA

IQ MRGR ARB ETF · ETP · CUSIP 45409B800

72 institutional holders -8 vs Q1 2024
5,845,4025.8m shares reported held*
$184.7mreported value*
7 new 16 added 33 reduced 13 sold out net sold ≈ $74.3m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.61. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 120Q1 23: 107Q2 23: 97Q3 23: 92Q4 23: 93Q1 24: 80Q2 24: 7272Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022108
Q4 2022120
Q1 2023107
Q2 202397
Q3 202392
Q4 202393
Q1 202480
Q2 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 44 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 76 cut or sold outQ2 23: 35 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 55 cut or sold outQ4 23: 32 bought or addedQ4 23: 52 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 54 cut or sold outQ2 24: 23 bought or addedQ2 24: 46 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224457
Q1 20233376
Q2 20233563
Q3 20233655
Q4 20233252
Q1 20242954
Q2 20242346

Biggest buyers

New York Life Investment Management LLC Added +184,022+184.0k
ENVESTNET ASSET MANAGEMENT INC Added +48,804+48.8k
OPPENHEIMER ASSET MANAGEMENT INC. Added +34,727+34.7k
CreativeOne Wealth, LLC Added +8,402+8.4k
Diversify Advisory Services, LLC New +6,732+6.7k
SageView Advisory Group, LLC New +6,386+6.4k
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. New +5,313+5.3k
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. Added +5,274+5.3k
CENTAURUS FINANCIAL, INC. New +3,550+3.5k
AMERIPRISE FINANCIAL INC Added +3,222+3.2k

Biggest sellers

MORGAN STANLEY Reduced -1,336,763-1.3m
COMMONWEALTH EQUITY SERVICES, LLC Reduced -291,257-291.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -281,839-281.8k
B. Riley Wealth Advisors, Inc. Reduced -252,273-252.3k
PERSONAL CFO SOLUTIONS, LLC Sold out -119,431-119.4k
BANK OF AMERICA CORP /DE/ Reduced -76,446-76.4k
CITADEL ADVISORS LLC Sold out -73,266-73.3k
JANE STREET GROUP, LLC Sold out -48,201-48.2k
RAYMOND JAMES & ASSOCIATES Sold out -31,870-31.9k
ASPIRIANT, LLC Reduced -19,825-19.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New York Life Investment Management LLC 0.34% of their portfolio New York, NY 1,076,1451.1m $34.0m $34.0m 0.34% Added +184.0k +184,022
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 998,298998.3k $31.5m $31.5m 0.03% Reduced -8.1k -8,065
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 659,209659.2k $20.8m $20.8m 0.00% Reduced -1.3m -1,336,763
4 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.87% of their portfolio SAN FRANCISCO, CA 458,954459.0k $14.5m $14.5m 0.87% Added +942 +942
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 308,669308.7k $9.8m $9.8m 0.00% Added +48.8k +48,804
6 OPPENHEIMER ASSET MANAGEMENT INC. 0.10% of their portfolio NEW YORK, NY 236,656236.7k $7.5m $7.5m 0.10% Added +34.7k +34,727
7 B. Riley Wealth Advisors, Inc. 0.18% of their portfolio MEMPHIS, TN 221,701221.7k $7.0m $7.0m 0.18% Reduced -252.3k -252,273
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 204,678204.7k $6.5m $6.5m 0.00% Reduced -76.4k -76,446
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 181,242181.2k $5.7m $5.7m 0.01% Reduced -291.3k -291,257
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 156,013156.0k $4.9m $4.9m 0.00% Reduced -7.9k -7,872
11 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 153,742153.7k $4.9m $4.9m 0.06% Reduced -18.4k -18,399
12 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 118,014118.0k $3.7m $3.7m 0.01% Reduced -1.2k -1,214
13 ASPIRIANT, LLC 0.15% of their portfolio San Francisco, CA 115,856115.9k $3.7m $3.7m 0.15% Reduced -19.8k -19,825
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 113,621113.6k $3.6m $3.6m 0.00% Added +3.2k +3,222
15 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 95,81395.8k $3.0m $3.0m 0.03% Reduced -10.1k -10,057
16 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 86,96887.0k $2.7m $2.7m 0.03% Added +590 +590
17 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 67,13067.1k $2.1m $2.1m 0.02% Reduced -10.0k -9,969
18 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.16% of their portfolio NEW YORK, NY 65,53265.5k $2.1m $2.1m 0.16% Added +5.3k +5,274
19 Farther Finance Advisors, LLC 0.07% of their portfolio SAN FRANCISCO, CA 47,96348.0k $1.5m $1.5m 0.07% Reduced -2.8k -2,815
20 ACAS, LLC 1.27% of their portfolio RANCHO SANTA FE, CA 45,26145.3k $1.5m $1.5m 1.27% Reduced -3.4k -3,442
21 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 40,25240.3k $1.3m $1.3m 0.00% Reduced -3.4k -3,433
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 33,56033.6k $1.1m $1.1m 0.00% Reduced -1.9k -1,933
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,75131.8k $1.0m $1.0m 0.00% Reduced -281.8k -281,839
24 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 28,77928.8k $909.0k $909.0k 0.05% Added +8.4k +8,402
25 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 23,62323.6k $746.5k $746.5k 0.02% Reduced -5.2k -5,163
26 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,17721.2k $669.2k $669.2k 0.00% Added +881 +881
27 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 18,62618.6k $588.6k $588.6k 0.01% Reduced -1.2k -1,151
28 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 18,62618.6k $588.6k $588.6k 0.01% Reduced -1.2k -1,151
29 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 17,97018.0k $574.1k $574.1k 0.02% Reduced -553 -553
30 CREATIVE FINANCIAL DESIGNS INC /ADV 0.05% of their portfolio KOKOMO, IN 17,07917.1k $539.7k $539.7k 0.05% Added +549 +549
31 OLD NATIONAL BANCORP /IN/ 0.01% of their portfolio EVANSVILLE, IN 14,83514.8k $468.8k $468.8k 0.01% Reduced -23 -23
32 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 14,18614.2k $448.3k $448.3k 0.02% Reduced -39 -39
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,16514.2k $447.6k $447.6k 0.00% Added +892 +892
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,65413.7k $431.5k $431.5k 0.00% Reduced -4.3k -4,280
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,48411.5k $363.0k $363.0k 0.00% Added +419 +419
36 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 10,30910.3k $326.0k $326.0k 0.00% Reduced -257 -257
37 Legacy Financial Strategies, LLC 0.08% of their portfolio OVERLAND PARK, KS 10,17310.2k $322.4k $322.4k 0.08% Unchanged
38 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9,3569.4k $295.6k $295.6k 0.00% Reduced -13.0k -13,011
39 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,0609.1k $286.0k $286.0k 0.00% Reduced -309 -309
40 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 8,4958.5k $268.4k $268.4k 0.02% Reduced -103 -103
41 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,4818.5k $268.0k $268.0k 0.00% Added +73 +73
42 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 6,7326.7k $213.7k $213.7k 0.01% New
43 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 6,3866.4k $201.8k $201.8k 0.01% New
44 ESL Trust Services, LLC 0.04% of their portfolio ROCHESTER, NY 5,8085.8k $183.5k $183.5k 0.04% Reduced -2.5k -2,465
45 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.05% of their portfolio INDIANAPOLIS, IN 5,3135.3k $167.9k $167.9k 0.05% New
46 ROGCO, LP 0.06% of their portfolio CLAREMORE, OK 4,3834.4k $138.5k $138.5k 0.06% Unchanged
47 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,5503.5k $112.0k $112.0k 0.01% New
48 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 2,7872.8k $88.1k $88.1k 0.00% New
49 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,6232.6k $82.9k $82.9k 0.00% Added +537 +537
50 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,2492.2k $71.1k $71.1k 0.00% Unchanged
51 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,1952.2k $69.4k $69.4k 0.00% Reduced -40 -40
52 Western Pacific Wealth Management, LP 0.05% of their portfolio LAKE FOREST, IL 2,0002.0k $63.2k $63.2k 0.05% Unchanged
53 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 1,9892.0k $62.9k $62.9k 0.03% Unchanged
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,7121.7k $54.1k $54.1k 0.00% Unchanged
55 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 1,6741.7k $52.9k $52.9k 0.00% Added +117 +117
56 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6501.6k $52.0k $52.0k 0.00% Reduced -128 -128
57 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,5841.6k $50.1k $50.1k 0.01% Unchanged
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0551.1k $33.3k $33.3k 0.00% Reduced -1.2k -1,217
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 885885 $28.0k $28.0k 0.00% Added +414 +414
60 Scarborough Advisors, LLC 0.01% of their portfolio ANNAPOLIS, MD 673673 $21.3k $21.3k 0.01% Unchanged
61 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 667667 $21.1k $21.1k 0.01% Unchanged
62 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 573573 $18.1k $18.1k 0.00% Unchanged
63 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 565565 $17.9k $17.9k 0.00% New
64 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 475475 $15.0k $15.0k 0.00% Unchanged
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 334334 $10.6k $10.6k 0.00% New
66 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 162162 $5.1k $5.1k 0.00% Unchanged
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 160160 $5.1k $5.1k 0.00% Reduced -702 -702
68 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 5252 $1.0k $1.0k 0.00% Unchanged
69 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 2626 $818 $818 0.00% Unchanged
70 FMR LLC 0.00% of their portfolio BOSTON, MA 2121 $664 $664 0.00% Reduced -53 -53
71 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1313 $411 $411 0.00% Unchanged
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged