Vault-13

INDEXIQ ETF TR MNA

IQ MRGR ARB ETF · ETP · CUSIP 45409B800

80 institutional holders -13 vs Q4 2023
8,245,2658.2m shares reported held*
$259.6mreported value*
6 new 23 added 35 reduced 19 sold out net sold ≈ $43.2m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.49. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 120Q1 23: 107Q2 23: 97Q3 23: 92Q4 23: 93Q1 24: 8080Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022108
Q4 2022120
Q1 2023107
Q2 202397
Q3 202392
Q4 202393
Q1 202480

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 44 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 35 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 32 bought or addedQ4 23: 52 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 54 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224457
Q1 20233376
Q2 20233563
Q3 20233655
Q4 20233252
Q1 20242954

Biggest buyers

MORGAN STANLEY Added +628,108+628.1k
B. Riley Wealth Advisors, Inc. Added +194,374+194.4k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +80,078+80.1k
OPPENHEIMER ASSET MANAGEMENT INC. Added +74,137+74.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +59,206+59.2k
Cetera Investment Advisers New +8,408+8.4k
STEPHENS INC /AR/ New +8,039+8.0k
AMERIPRISE FINANCIAL INC Added +4,271+4.3k
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC Added +3,567+3.6k
EUDAIMONIA ADVISORS LLC Added +2,308+2.3k

Biggest sellers

JANE STREET GROUP, LLC Reduced -726,014-726.0k
SageView Advisory Group, LLC Sold out -459,813-459.8k
New York Life Investment Management LLC Reduced -443,453-443.5k
GREENLEAF TRUST Reduced -261,591-261.6k
LPL Financial LLC Reduced -197,749-197.7k
Avestar Capital, LLC Sold out -116,458-116.5k
ARBOR CAPITAL MANAGEMENT INC /ADV Sold out -97,597-97.6k
BANK OF AMERICA CORP /DE/ Reduced -91,696-91.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -67,781-67.8k
RAYMOND JAMES & ASSOCIATES Reduced -63,926-63.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,995,9722.0m $62.8m $62.8m 0.00% Added +628.1k +628,108
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 1,006,3631.0m $31.7m $31.7m 0.03% Added +80.1k +80,078
3 New York Life Investment Management LLC 0.28% of their portfolio New York, NY 892,123892.1k $28.1m $28.1m 0.28% Reduced -443.5k -443,453
4 B. Riley Wealth Advisors, Inc. 0.40% of their portfolio MEMPHIS, TN 473,974474.0k $15.0m $15.0m 0.40% Added +194.4k +194,374
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 472,499472.5k $14.9m $14.9m 0.02% Reduced -36.0k -35,991
6 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.89% of their portfolio SAN FRANCISCO, CA 458,012458.0k $14.4m $14.4m 0.89% Added +3.6k +3,567
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 313,590313.6k $9.9m $9.9m 0.01% Added +59.2k +59,206
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 281,124281.1k $8.8m $8.8m 0.00% Reduced -91.7k -91,696
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 259,865259.9k $8.2m $8.2m 0.00% Reduced -67.8k -67,781
10 OPPENHEIMER ASSET MANAGEMENT INC. 0.09% of their portfolio NEW YORK, NY 201,929201.9k $6.4m $6.4m 0.09% Added +74.1k +74,137
11 OneDigital Investment Advisors LLC 0.09% of their portfolio OVERLAND PARK, KS 172,141172.1k $5.4m $5.4m 0.09% Reduced -32.5k -32,471
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 163,885163.9k $5.2m $5.2m 0.00% Reduced -197.7k -197,749
13 ASPIRIANT, LLC 0.18% of their portfolio San Francisco, CA 135,681135.7k $4.3m $4.3m 0.18% Reduced -27.2k -27,241
14 PERSONAL CFO SOLUTIONS, LLC 0.59% of their portfolio CHESTER, NJ 119,431119.4k $3.8m $3.8m 0.59% Added +1.4k +1,364
15 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 119,228119.2k $3.8m $3.8m 0.01% Reduced -5.1k -5,118
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 110,399110.4k $3.5m $3.5m 0.00% Added +4.3k +4,271
17 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 105,870105.9k $3.3m $3.3m 0.04% Reduced -10.9k -10,920
18 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 86,37886.4k $2.7m $2.7m 0.03% Reduced -4.5k -4,545
19 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 77,09977.1k $2.4m $2.4m 0.02% Reduced -261.6k -261,591
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 73,26673.3k $2.3m $2.3m 0.00% Reduced -34.6k -34,648
21 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.14% of their portfolio NEW YORK, NY 60,25860.3k $1.9m $1.9m 0.14% Added +473 +473
22 Farther Finance Advisors, LLC 0.10% of their portfolio SAN FRANCISCO, CA 50,77850.8k $1.6m $1.6m 0.10% Reduced -5.6k -5,639
23 ACAS, LLC 1.48% of their portfolio RANCHO SANTA FE, CA 48,70348.7k $1.5m $1.5m 1.48% Reduced -467 -467
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 48,20148.2k $1.5m $1.5m 0.00% Reduced -726.0k -726,014
25 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 43,68543.7k $1.4m $1.4m 0.00% Added +1.7k +1,665
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,49335.5k $1.1m $1.1m 0.00% Added +731 +731
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,87031.9k $1.0m $1.0m 0.00% Reduced -63.9k -63,926
28 EUDAIMONIA ADVISORS LLC 0.49% of their portfolio Winchester, TN 29,43729.4k $926.7k $926.7k 0.49% Added +2.3k +2,308
29 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 28,78628.8k $906.2k $906.2k 0.03% Reduced -8.8k -8,849
30 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 22,36722.4k $704.1k $704.1k 0.01% Reduced -21.0k -20,985
31 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 20,37720.4k $641.0k $641.0k 0.03% Reduced -16.3k -16,311
32 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 20,29620.3k $638.9k $638.9k 0.00% Added +1.8k +1,762
33 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 19,77719.8k $622.6k $622.6k 0.01% Reduced -586 -586
34 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 19,77719.8k $622.6k $622.6k 0.01% Reduced -586 -586
35 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.21% of their portfolio BETHLEHEM, PA 19,02819.0k $599.0k $599.0k 0.21% Added +520 +520
36 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 18,52318.5k $571.8k $571.8k 0.03% First filing
37 Eudaimonia Partners, LLC 0.13% of their portfolio Winchester, TN 17,99918.0k $566.6k $566.6k 0.13% Added +587 +587
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 17,93417.9k $564.6k $564.6k 0.00% Reduced -57.5k -57,458
39 CREATIVE FINANCIAL DESIGNS INC /ADV 0.05% of their portfolio KOKOMO, IN 16,53016.5k $520.4k $520.4k 0.05% Added +309 +309
40 OLD NATIONAL BANCORP /IN/ 0.01% of their portfolio EVANSVILLE, IN 14,85814.9k $467.7k $467.7k 0.01% Reduced -106 -106
41 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 14,22514.2k $447.8k $447.8k 0.02% Reduced -706 -706
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,27313.3k $417.9k $417.9k 0.00% Added +1.6k +1,552
43 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,06511.1k $348.0k $348.0k 0.00% Added +347 +347
44 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 10,56610.6k $333.0k $333.0k 0.00% Reduced -181 -181
45 Legacy Financial Strategies, LLC 0.08% of their portfolio OVERLAND PARK, KS 10,17310.2k $320.2k $320.2k 0.08% Reduced -35 -35
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,3699.4k $295.0k $295.0k 0.00% Added +21 +21
47 RHS Financial, LLC 0.16% of their portfolio SAN FRANCISCO, CA 8,7698.8k $276.0k $276.0k 0.16% Reduced -862 -862
48 McAdam, LLC 0.02% of their portfolio Philadelphia, PA 8,5988.6k $270.7k $270.7k 0.02% Added +722 +722
49 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,4088.4k $264.7k $264.7k 0.00% New
50 ESL Trust Services, LLC 0.07% of their portfolio ROCHESTER, NY 8,2738.3k $260.4k $260.4k 0.07% Reduced -1.6k -1,572
51 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 8,0398.0k $253.1k $253.1k 0.00% New
52 ROGCO, LP 0.06% of their portfolio CLAREMORE, OK 4,3834.4k $138.0k $138.0k 0.06% Unchanged
53 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,2722.3k $71.5k $71.5k 0.00% Added +1.2k +1,217
54 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,2492.2k $70.8k $70.8k 0.00% Reduced -18 -18
55 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,2352.2k $70.3k $70.3k 0.00% Reduced -4.6k -4,628
56 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,0862.1k $65.7k $65.7k 0.00% Added +458 +458
57 Western Pacific Wealth Management, LP 0.05% of their portfolio LAKE FOREST, IL 2,0002.0k $63.0k $63.0k 0.05% Unchanged
58 Global Trust Asset Management, LLC 0.03% of their portfolio PALM BEACH GARDENS, FL 1,9892.0k $62.6k $62.6k 0.03% Unchanged
59 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,7781.8k $56.0k $56.0k 0.00% Reduced -6.6k -6,618
60 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,7121.7k $53.9k $53.9k 0.00% Added +1.6k +1,609
61 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,5841.6k $49.9k $49.9k 0.01% Unchanged
62 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 1,5571.6k $49.0k $49.0k 0.00% Reduced -5.3k -5,332
63 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,4001.4k $44.1k $44.1k 0.00% New
64 Sachetta, LLC 0.02% of their portfolio LYNNFIELD, MA 1,2291.2k $38.6k $38.6k 0.02% Unchanged
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 862862 $27.2k $27.2k 0.00% Reduced -1.0k -1,038
66 Scarborough Advisors, LLC 0.01% of their portfolio ANNAPOLIS, MD 673673 $21.2k $21.2k 0.01% Unchanged
67 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 667667 $21.0k $21.0k 0.01% Unchanged
68 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 573573 $18.0k $18.0k 0.00% New
69 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 475475 $15.0k $15.0k 0.00% Reduced -298 -298
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 471471 $14.8k $14.8k 0.00% Reduced -1.3k -1,307
71 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 314314 $9.9k $9.9k 0.00% New
72 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 162162 $5.1k $5.1k 0.00% Unchanged
73 True Wealth Design, LLC 0.00% of their portfolio AKRON, OH 9191 $2.9k $2.9k 0.00% New
74 FMR LLC 0.00% of their portfolio BOSTON, MA 7474 $2.3k $2.3k 0.00% Unchanged
75 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 5252 $1.0k $1.0k 0.00% Unchanged
76 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 4949 $1.5k $1.5k 0.00% Unchanged
77 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 2626 $815 $815 0.00% Unchanged
78 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 2525 $787 $787 0.00% Unchanged
79 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 1313 $409 $409 0.00% Unchanged
80 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged