Vault-13

NEW YORK LIFE INVESTMENTS ET HFXI

NYLI FTSE INTERN · ETP · CUSIP 45409B560

99 institutional holders +9 vs Q4 2025
32,772,43132.8m shares reported held*
$1.1bnreported value*
16 new 41 added 28 reduced 7 sold out net bought ≈ $140.8m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($117.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.56.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 35Q4 22: 33Q1 23: 35Q2 23: 44Q3 23: 46Q4 23: 58Q1 24: 61Q2 24: 68Q3 24: 69Q4 24: 75Q1 25: 82Q2 25: 82Q3 25: 81Q4 25: 90Q1 26: 9999Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202235
Q4 202233
Q1 202335
Q2 202344
Q3 202346
Q4 202358
Q1 202461
Q2 202468
Q3 202469
Q4 202475
Q1 202582
Q2 202582
Q3 202581
Q4 202590
Q1 202699

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 40 bought or addedQ2 24: 19 cut or sold outQ3 24: 41 bought or addedQ3 24: 20 cut or sold outQ3 24Q4 24: 43 bought or addedQ4 24: 21 cut or sold outQ1 25: 53 bought or addedQ1 25: 23 cut or sold outQ1 25Q2 25: 43 bought or addedQ2 25: 41 cut or sold outQ3 25: 41 bought or addedQ3 25: 34 cut or sold outQ3 25Q4 25: 54 bought or addedQ4 25: 26 cut or sold outQ1 26: 57 bought or addedQ1 26: 35 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20244019
Q3 20244120
Q4 20244321
Q1 20255323
Q2 20254341
Q3 20254134
Q4 20255426
Q1 20265735

Biggest buyers

MORGAN STANLEY Added +1,050,662+1.1m
Go Invest LLC Added +983,867+983.9k
AMERIPRISE FINANCIAL INC Added +900,963+901.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +641,955+642.0k
ROYAL BANK OF CANADA Added +526,266+526.3k
Ameritas Investment Partners, Inc. New +348,013+348.0k
LPL Financial LLC Added +337,791+337.8k
JANE STREET GROUP, LLC Added +270,804+270.8k
UBS Group AG Added +113,118+113.1k
Landmark Wealth Management, LLC Added +111,438+111.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -781,014-781.0k
Diversify Advisory Services, LLC Sold out -249,631-249.6k
Cerity Partners LLC Reduced -165,668-165.7k
Mariner, LLC Reduced -119,713-119.7k
New York Life Investment Management LLC Reduced -116,812-116.8k
FLYNN ZITO CAPITAL MANAGEMENT, LLC Reduced -50,129-50.1k
OSAIC HOLDINGS, INC. Reduced -31,215-31.2k
Sanctuary Advisors, LLC Reduced -25,817-25.8k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -25,026-25.0k
BLVD Private Wealth, LLC Reduced -24,053-24.1k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,477,2585.5m $183.9m $183.9m 0.01% Added +1.1m +1,050,662
2 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 4,698,0234.7m $157.8m $157.8m 0.04% Added +901.0k +900,963
3 New York Life Investment Management LLC 0.89% of their portfolio New York, NY 3,116,3303.1m $104.6m $104.6m 0.89% Reduced -116.8k -116,812
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,470,2312.5m $83.0m $83.0m 0.01% Reduced -781.0k -781,014
5 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 2,323,3652.3m $78.0m $78.0m 0.02% Added +72.9k +72,906
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,818,2491.8m $61.1m $61.1m 0.02% Added +337.8k +337,791
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,610,1001.6m $54.1m $54.1m 0.01% Added +113.1k +113,118
8 Mariner, LLC 0.06% of their portfolio Overland Park, KS 1,599,3001.6m $53.7m $53.7m 0.06% Reduced -119.7k -119,713
9 Go Invest LLC 10.46% of their portfolio WEST JORDAN, UT 1,086,9561.1m $36.5m $36.5m 10.46% Added +983.9k +983,867
10 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 826,923826.9k $27.8m $27.8m 0.04% Added +642.0k +641,955
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 719,888719.9k $24.2m $24.2m 0.00% Added +526.3k +526,266
12 Mason & Associates Inc 4.15% of their portfolio LOS ANGELES, CA 656,839656.8k $21.4m $21.4m 4.15% Added +25.6k +25,567
13 FLYNN ZITO CAPITAL MANAGEMENT, LLC 6.28% of their portfolio GARDEN CITY, NY 584,985585.0k $19.6m $19.6m 6.28% Reduced -50.1k -50,129
14 Landmark Wealth Management, LLC 4.40% of their portfolio MELVILLE, NY 489,573489.6k $16.4m $16.4m 4.40% Added +111.4k +111,438
15 Ameritas Investment Partners, Inc. 0.36% of their portfolio LINCOLN, NE 348,013348.0k $11.7m $11.7m 0.36% New
16 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 334,123334.1k $11.2m $11.2m 0.02% Reduced -31.2k -31,215
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 324,446324.4k $10.9m $10.9m 0.00% Added +78.4k +78,360
18 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 310,475310.5k $10.4m $10.4m 0.01% Added +270.8k +270,804
19 Sanctuary Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 292,215292.2k $9.8m $9.8m 0.05% Reduced -25.8k -25,817
20 Concurrent Investment Advisors, LLC 0.10% of their portfolio Tampa, FL 261,279261.3k $8.8m $8.8m 0.10% Added +12.5k +12,470
21 MARINO, STRAM & ASSOCIATES LLC 1.51% of their portfolio BRAINTREE, MA 250,304250.3k $8.4m $8.4m 1.51% Added +3.7k +3,656
22 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 247,901247.9k $8.3m $8.3m 0.01% Added +2.7k +2,726
23 Gladstone Institutional Advisory LLC 0.30% of their portfolio Bedminster, NJ 242,052242.1k $8.1m $8.1m 0.30% Reduced -18.0k -18,033
24 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 233,733233.7k $7.8m $7.8m 0.01% Reduced -165.7k -165,668
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 198,008198.0k $6.7m $6.7m 0.01% Reduced -9.7k -9,678
26 Veridan Wealth LLC 2.23% of their portfolio WEST LINN, OR 175,951176.0k $5.9m $5.9m 2.23% Added +4.8k +4,788
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 142,949142.9k $4.8m $4.8m 0.01% Added +48.4k +48,403
28 Prosperity Financial Group, Inc. 1.74% of their portfolio San Ramon, CA 140,068140.1k $4.7m $4.7m 1.74% Added +41.7k +41,659
29 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 137,291137.3k $4.6m $4.6m 0.01% Added +41.5k +41,470
30 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 108,284108.3k $3.6m $3.6m 0.04% Added +9.6k +9,626
31 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 107,993108.0k $3.6m $3.6m 0.04% Added +2.9k +2,929
32 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 100,351100.4k $3.4m $3.4m 0.02% Added +3.1k +3,075
33 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 91,19391.2k $3.0m $3.0m 0.02% Reduced -2.1k -2,122
34 Wiser Advisor Group LLC 3.47% of their portfolio PHOENIX, AZ 85,56185.6k $2.9m $2.9m 3.47% Added +1.2k +1,218
35 Independent Advisor Alliance 0.03% of their portfolio CHARLOTTE, NC 73,98074.0k $2.5m $2.5m 0.03% New
36 Waterloo Capital, L.P. 0.17% of their portfolio AUSTIN, TX 73,55073.5k $2.5m $2.5m 0.17% Reduced -187 -187
37 WESCAP Management Group, Inc. 0.46% of their portfolio Glendale, CA 69,31669.3k $2.3m $2.3m 0.46% Unchanged
38 NorthRock Partners, LLC 0.04% of their portfolio MINNEAPOLIS, MN 68,58268.6k $2.3m $2.3m 0.04% New
39 THOROUGHBRED FINANCIAL SERVICES, LLC 0.12% of their portfolio BRENTWOOD, TN 58,63458.6k $2.0m $2.0m 0.12% Reduced -1.5k -1,494
40 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 56,67256.7k $1.9m $1.9m 0.03% Added +8.1k +8,135
41 Redwood Financial Network Corp 1.17% of their portfolio SOLON, OH 53,30653.3k $1.8m $1.8m 1.17% Reduced -1.6k -1,641
42 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 52,66252.7k $1.8m $1.8m 0.02% Reduced -13.3k -13,315
43 Intentional Wealth Strategies, LLC 1.63% of their portfolio COLORADO SPRINGS, CO 52,07952.1k $1.7m $1.7m 1.63% First filing
44 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 44,97245.0k $1.5m $1.5m 0.01% Added +1.6k +1,581
45 TSFG, LLC 0.19% of their portfolio LAKE FOREST, IL 37,00537.0k $1.2m $1.2m 0.19% Added +24.1k +24,123
46 Golden State Wealth Management, LLC 0.13% of their portfolio SANTA ANA, CA 36,70536.7k $1.2m $1.2m 0.13% Reduced -2.8k -2,838
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,30530.3k $1.0m $1.0m 0.00% Added +112 +112
48 Revisor Wealth Management LLC 0.27% of their portfolio AKRON, OH 29,43129.4k $988.3k $988.3k 0.27% Reduced -920 -920
49 Fortis Group Advisors, LLC 0.17% of their portfolio WESTWOOD, NJ 29,37929.4k $1.1m $1.1m 0.17% Added +55 +55
50 MONECO ADVISORS, LLC 0.08% of their portfolio FAIRFIELD, CT 28,85428.9k $968.9k $968.9k 0.08% Added +333 +333
51 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,18528.2k $946.5k $946.5k 0.00% Reduced -440 -440
52 Hilton Head Capital Partners, LLC 0.50% of their portfolio HILTON HEAD ISLAND, SC 26,20226.2k $879.9k $879.9k 0.50% Unchanged
53 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 24,45224.5k $821.1k $821.1k 0.03% New
54 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 24,15324.2k $811.1k $811.1k 0.00% Reduced -1.6k -1,624
55 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 22,23022.2k $746.5k $746.5k 0.01% Added +9.9k +9,880
56 Indivisible Partners 0.06% of their portfolio CLEARWATER, FL 21,52321.5k $722.7k $722.7k 0.06% Added +2.4k +2,414
57 MRP Capital Investments, LLC 0.61% of their portfolio ALPHARETTA, GA 21,00021.0k $705.2k $705.2k 0.61% Unchanged
58 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 14,80214.8k $497.1k $497.1k 0.01% Unchanged
59 ATTICUS WEALTH MANAGEMENT, LLC 0.13% of their portfolio Palm Beach Gardens, FL 14,30214.3k $480.3k $480.3k 0.13% Added +11 +11
60 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 13,78813.8k $463.0k $463.0k 0.02% Added +2.1k +2,086
61 GGM Financial LLC 0.20% of their portfolio COLUMBUS, OH 12,83412.8k $431.0k $431.0k 0.20% Reduced -31 -31
62 Covenant Asset Management, LLC 0.08% of their portfolio CHESTER, NJ 11,95812.0k $401.6k $401.6k 0.08% Added +2.9k +2,878
63 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 10,84310.8k $364.1k $364.1k 0.01% Reduced -933 -933
64 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,68010.7k $359.0k $359.0k 0.00% Reduced -4.2k -4,248
65 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 10,45210.5k $351.0k $351.0k 0.00% Reduced -606 -606
66 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.03% of their portfolio ALAMO, CA 9,2059.2k $309.1k $309.1k 0.03% Reduced -2.6k -2,634
67 BLVD Private Wealth, LLC 0.23% of their portfolio Prospect, KY 8,0328.0k $269.7k $269.7k 0.23% Reduced -24.1k -24,053
68 Trademark Financial Management, LLC 0.13% of their portfolio Bloomington, MN 7,8117.8k $262.3k $262.3k 0.13% Added +707 +707
69 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 7,7897.8k $266.6k $266.6k 0.01% Added +22 +22
70 FMR LLC 0.00% of their portfolio BOSTON, MA 7,4747.5k $251.0k $251.0k 0.00% Added +561 +561
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,0387.0k $236.3k $236.3k 0.00% New
72 CATALYST FINANCIAL PARTNERS LLC 0.03% of their portfolio BOSTON, MA 6,8556.9k $230.2k $230.2k 0.03% New
73 TFB Advisors LLC 0.11% of their portfolio OVERLAND PARK, KS 6,4356.4k $216.1k $216.1k 0.11% New
74 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 5,9135.9k $202.4k $202.4k 0.01% Reduced -25.0k -25,026
75 Signature Equity Partners, LLC 0.09% of their portfolio COLUMBUS, OH 5,0005.0k $167.9k $167.9k 0.09% Added +3.9k +3,942
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,2844.3k $143.9k $143.9k 0.00% Added +2.7k +2,680
77 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 3,4903.5k $117.2k $117.2k 0.00% Added +2.0k +1,978
78 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,0123.0k $101.1k $101.1k 0.00% New
79 WEBSTER BANK, N. A. 0.01% of their portfolio WATERBURY, CT 2,9182.9k $98.0k $98.0k 0.01% New
80 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,8751.9k $63.0k $63.0k 0.00% New
81 True Wealth Design, LLC 0.02% of their portfolio AKRON, OH 1,8501.9k $62.1k $62.1k 0.02% New
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6961.7k $57.0k $57.0k 0.00% New
83 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,6001.6k $53.7k $53.7k 0.00% Added +409 +409
84 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 1,4461.4k $48.6k $48.6k 0.00% Reduced -54 -54
85 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,4211.4k $47.7k $47.7k 0.00% Reduced -2.8k -2,848
86 GW&K Investment Management, LLC 0.00% of their portfolio BOSTON, MA 1,3401.3k $45.0k $45.0k 0.00% Unchanged
87 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 1,0031.0k $33.7k $33.7k 0.00% New
88 Opal Wealth Advisors, LLC 0.01% of their portfolio JERICHO, NY 946946 $31.8k $31.8k 0.01% New
89 MTM Investment Management, LLC 0.01% of their portfolio SPARTANBURG, SC 835835 $28.0k $28.0k 0.01% Unchanged
90 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 781781 $26.2k $26.2k 0.00% Unchanged
91 HOEY INVESTMENTS, INC 0.00% of their portfolio COATESVILLE, PA 629629 $21.1k $21.1k 0.00% New
92 Quent Capital, LLC 0.00% of their portfolio NEW YORK, NY 579579 $19.4k $19.4k 0.00% Unchanged
93 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 533533 $17.9k $17.9k 0.00% Unchanged
94 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 400400 $13.4k $13.4k 0.00% Unchanged
95 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 229229 $7.5k $7.5k 0.00% Unchanged
96 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 220220 $7.4k $7.4k 0.00% Unchanged
97 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 187187 $6.1k $6.1k 0.00% Reduced -10.3k -10,263
98 VANGUARD ADVISERS INC 0.00% of their portfolio Malvern, PA 3939 $1.3k $1.3k 0.00% First filing
99 Rossby Financial, LCC 0.00% of their portfolio MELBOURNE, FL 1010 $330 $330 0.00% New