Vault-13

NEW YORK LIFE INVESTMENTS ET HFXI

NYLI FTSE INTERN · ETP · CUSIP 45409B560

90 institutional holders +9 vs Q3 2025
28,532,92828.5m shares reported held*
$926.6mreported value*
10 new 44 added 21 reduced 5 sold out net sold ≈ $22.9m (-706.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($49.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.47.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 35Q4 22: 33Q1 23: 35Q2 23: 44Q3 23: 46Q4 23: 58Q1 24: 61Q2 24: 68Q3 24: 69Q4 24: 75Q1 25: 82Q2 25: 82Q3 25: 81Q4 25: 9090Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202235
Q4 202233
Q1 202335
Q2 202344
Q3 202346
Q4 202358
Q1 202461
Q2 202468
Q3 202469
Q4 202475
Q1 202582
Q2 202582
Q3 202581
Q4 202590

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 34 bought or addedQ1 24: 23 cut or sold outQ2 24: 40 bought or addedQ2 24: 19 cut or sold outQ2 24Q3 24: 41 bought or addedQ3 24: 20 cut or sold outQ4 24: 43 bought or addedQ4 24: 21 cut or sold outQ4 24Q1 25: 53 bought or addedQ1 25: 23 cut or sold outQ2 25: 43 bought or addedQ2 25: 41 cut or sold outQ2 25Q3 25: 41 bought or addedQ3 25: 34 cut or sold outQ4 25: 54 bought or addedQ4 25: 26 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20243423
Q2 20244019
Q3 20244120
Q4 20244321
Q1 20255323
Q2 20254341
Q3 20254134
Q4 20255426

Biggest buyers

MORGAN STANLEY Added +310,355+310.4k
BANK OF AMERICA CORP /DE/ Added +249,269+249.3k
LPL Financial LLC Added +163,093+163.1k
Diversify Advisory Services, LLC Added +153,694+153.7k
AMERIPRISE FINANCIAL INC Added +137,352+137.4k
Rockefeller Capital Management L.P. Added +114,195+114.2k
RAYMOND JAMES FINANCIAL INC Added +96,171+96.2k
Cetera Investment Advisers Added +49,747+49.7k
Landmark Wealth Management, LLC Added +36,513+36.5k
ROYAL BANK OF CANADA Added +36,250+36.2k

Biggest sellers

Sanctuary Advisors, LLC Reduced -1,632,176-1.6m
New York Life Investment Management LLC Reduced -260,381-260.4k
Cerity Partners LLC Reduced -180,420-180.4k
TSFG, LLC Reduced -108,996-109.0k
Farther Finance Advisors, LLC Reduced -26,601-26.6k
CITADEL ADVISORS LLC Reduced -21,480-21.5k
Mason & Associates Inc Reduced -19,015-19.0k
FLOW TRADERS U.S. LLC Sold out -9,346-9.3k
Wealthcare Advisory Partners LLC Sold out -8,264-8.3k
Savvy Advisors, Inc. Sold out -7,201-7.2k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,426,5964.4m $143.6m $143.6m 0.01% Added +310.4k +310,355
2 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,797,0603.8m $123.2m $123.2m 0.03% Added +137.4k +137,352
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,251,2453.3m $105.5m $105.5m 0.01% Added +249.3k +249,269
4 New York Life Investment Management LLC 0.90% of their portfolio New York, NY 3,233,1423.2m $104.9m $104.9m 0.90% Reduced -260.4k -260,381
5 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 2,250,4592.3m $73.0m $73.0m 0.02% Added +96.2k +96,171
6 Mariner, LLC 0.07% of their portfolio Overland Park, KS 1,719,0131.7m $55.8m $55.8m 0.07% Added +36.2k +36,179
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,496,9821.5m $48.6m $48.6m 0.01% Reduced -6.8k -6,793
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,480,4581.5m $48.0m $48.0m 0.01% Added +163.1k +163,093
9 FLYNN ZITO CAPITAL MANAGEMENT, LLC 7.37% of their portfolio GARDEN CITY, NY 635,114635.1k $20.6m $20.6m 7.37% Added +15.3k +15,260
10 Mason & Associates Inc 3.86% of their portfolio LOS ANGELES, CA 631,272631.3k $20.5m $20.5m 3.86% Reduced -19.0k -19,015
11 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 399,401399.4k $13.0m $13.0m 0.02% Reduced -180.4k -180,420
12 Landmark Wealth Management, LLC 4.70% of their portfolio MELVILLE, NY 378,135378.1k $12.3m $12.3m 4.70% Added +36.5k +36,513
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 365,338365.3k $11.9m $11.9m 0.02% Reduced -2.2k -2,154
14 Sanctuary Advisors, LLC 0.06% of their portfolio INDIANAPOLIS, IN 318,032318.0k $10.3m $10.3m 0.06% Reduced -1.6m -1,632,176
15 Gladstone Institutional Advisory LLC 0.32% of their portfolio Bedminster, NJ 260,085260.1k $8.4m $8.4m 0.32% Reduced -574 -574
16 Diversify Advisory Services, LLC 0.27% of their portfolio SANDY, UT 249,631249.6k $8.5m $8.5m 0.27% Added +153.7k +153,694
17 Concurrent Investment Advisors, LLC 0.09% of their portfolio Tampa, FL 248,809248.8k $8.1m $8.1m 0.09% Added +9.9k +9,907
18 MARINO, STRAM & ASSOCIATES LLC 1.45% of their portfolio BRAINTREE, MA 246,648246.6k $8.0m $8.0m 1.45% Added +8.2k +8,207
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 246,086246.1k $8.0m $8.0m 0.00% Added +30.2k +30,190
20 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 245,175245.2k $8.0m $8.0m 0.01% Added +114.2k +114,195
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 207,686207.7k $6.9m $6.9m 0.01% Added +665 +665
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 193,622193.6k $6.3m $6.3m 0.00% Added +36.2k +36,250
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 184,968185.0k $6.0m $6.0m 0.01% Added +3.3k +3,301
24 Veridan Wealth LLC 1.87% of their portfolio WEST LINN, OR 171,163171.2k $5.6m $5.6m 1.87% Added +1.9k +1,856
25 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 105,064105.1k $3.4m $3.4m 0.05% Added +7.0k +6,970
26 Go Invest LLC 1.10% of their portfolio WEST JORDAN, UT 103,089103.1k $3.3m $3.3m 1.10% First filing
27 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 98,65898.7k $3.2m $3.2m 0.04% Added +1.3k +1,320
28 Prosperity Financial Group, Inc. 1.15% of their portfolio San Ramon, CA 98,40998.4k $3.2m $3.2m 1.15% Added +6.0k +5,958
29 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 97,27697.3k $3.2m $3.2m 0.01% Added +2.1k +2,061
30 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 95,82195.8k $3.1m $3.1m 0.01% Added +23.2k +23,179
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 94,54694.5k $3.1m $3.1m 0.00% Added +49.7k +49,747
32 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 93,31593.3k $3.0m $3.0m 0.02% Reduced -2.5k -2,542
33 Wiser Advisor Group LLC 3.13% of their portfolio PHOENIX, AZ 84,34384.3k $2.7m $2.7m 3.13% Added +2.0k +1,992
34 Waterloo Capital, L.P. 0.17% of their portfolio AUSTIN, TX 73,73773.7k $2.4m $2.4m 0.17% Added +658 +658
35 WESCAP Management Group, Inc. 0.46% of their portfolio Glendale, CA 69,31669.3k $2.2m $2.2m 0.46% Reduced -1.6k -1,573
36 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 65,97766.0k $2.1m $2.1m 0.02% Reduced -26.6k -26,601
37 THOROUGHBRED FINANCIAL SERVICES, LLC 0.12% of their portfolio BRENTWOOD, TN 60,12860.1k $2.0m $2.0m 0.12% Reduced -5.3k -5,318
38 Redwood Financial Network Corp 1.14% of their portfolio SOLON, OH 54,94754.9k $1.8m $1.8m 1.14% Reduced -1.4k -1,408
39 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 48,53748.5k $1.6m $1.6m 0.02% Added +12.1k +12,076
40 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 43,39143.4k $1.4m $1.4m 0.01% Added +1.8k +1,761
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,67139.7k $1.3m $1.3m 0.00% Added +9.3k +9,348
42 Golden State Wealth Management, LLC 0.14% of their portfolio SANTA ANA, CA 39,54339.5k $1.3m $1.3m 0.14% Reduced -807 -807
43 BLVD Private Wealth, LLC 0.91% of their portfolio Prospect, KY 32,08532.1k $1.0m $1.0m 0.91% Added +922 +922
44 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 30,93930.9k $1.0m $1.0m 0.07% Added +11.6k +11,581
45 Revisor Wealth Management LLC 0.28% of their portfolio AKRON, OH 30,35130.4k $1.0m $1.0m 0.28% Reduced -3.0k -3,050
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,19330.2k $979.8k $979.8k 0.00% Reduced -1.8k -1,827
47 Fortis Group Advisors, LLC 0.17% of their portfolio WESTWOOD, NJ 29,32429.3k $1.0m $1.0m 0.17% Reduced -2.4k -2,351
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,62528.6k $928.9k $928.9k 0.00% Reduced -1.5k -1,470
49 MONECO ADVISORS, LLC 0.07% of their portfolio FAIRFIELD, CT 28,52128.5k $925.5k $925.5k 0.07% Added +6.1k +6,077
50 Hilton Head Capital Partners, LLC 0.50% of their portfolio HILTON HEAD ISLAND, SC 26,20226.2k $850.3k $850.3k 0.50% First filing
51 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 25,77725.8k $836.5k $836.5k 0.01% Unchanged
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,14921.1k $686.3k $686.3k 0.00% Reduced -21.5k -21,480
53 MRP Capital Investments, LLC 0.57% of their portfolio ALPHARETTA, GA 21,00021.0k $681.5k $681.5k 0.57% Added +4.0k +4,000
54 Indivisible Partners 0.07% of their portfolio CLEARWATER, FL 19,10919.1k $620.1k $620.1k 0.07% First filing
55 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,92814.9k $484.0k $484.0k 0.00% New
56 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 14,80214.8k $480.3k $480.3k 0.01% Added +31 +31
57 ATTICUS WEALTH MANAGEMENT, LLC 0.11% of their portfolio Palm Beach Gardens, FL 14,29114.3k $463.7k $463.7k 0.11% Added +1.1k +1,142
58 TSFG, LLC 0.06% of their portfolio LAKE FOREST, IL 12,88212.9k $418.0k $418.0k 0.06% Reduced -109.0k -108,996
59 GGM Financial LLC 0.20% of their portfolio COLUMBUS, OH 12,86512.9k $417.5k $417.5k 0.20% Reduced -1.2k -1,213
60 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 12,35012.3k $400.8k $400.8k 0.00% Added +800 +800
61 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.04% of their portfolio ALAMO, CA 11,83911.8k $384.2k $384.2k 0.04% Added +401 +401
62 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 11,77611.8k $382.1k $382.1k 0.01% Added +508 +508
63 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 11,70211.7k $379.7k $379.7k 0.02% New
64 Independent Wealth Network Inc. 0.11% of their portfolio URBANDALE, IA 11,19711.2k $363.3k $363.3k 0.11% Added +617 +617
65 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 11,05811.1k $358.8k $358.8k 0.00% Added +1.7k +1,688
66 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,45010.4k $339.1k $339.1k 0.00% New
67 Covenant Asset Management, LLC 0.06% of their portfolio CHESTER, NJ 9,0809.1k $294.6k $294.6k 0.06% Added +31 +31
68 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 7,7677.8k $252.0k $252.0k 0.01% Added +1.2k +1,245
69 Trademark Financial Management, LLC 0.13% of their portfolio Bloomington, MN 7,1047.1k $230.5k $230.5k 0.13% Reduced -7 -7
70 FMR LLC 0.00% of their portfolio BOSTON, MA 6,9136.9k $224.3k $224.3k 0.00% Added +511 +511
71 Advisor Resource Council 0.07% of their portfolio DALLAS, TX 6,4006.4k $207.7k $207.7k 0.07% New
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,2694.3k $138.5k $138.5k 0.00% Added +4.1k +4,101
73 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,0123.0k $97.7k $97.7k 0.00% Unchanged
74 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,6041.6k $52.1k $52.1k 0.00% Added +1.3k +1,330
75 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,5121.5k $49.1k $49.1k 0.00% New
76 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 1,5001.5k $48.7k $48.7k 0.00% Unchanged
77 GW&K Investment Management, LLC 0.00% of their portfolio BOSTON, MA 1,3401.3k $43.0k $43.0k 0.00% Unchanged
78 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,2101.2k $39.3k $39.3k 0.00% New
79 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,1911.2k $38.6k $38.6k 0.00% Unchanged
80 SageView Advisory Group, LLC 0.00% of their portfolio Newport Beach, CA 1,1271.1k $36.6k $36.6k 0.00% New
81 Signature Equity Partners, LLC 0.02% of their portfolio COLUMBUS, OH 1,0581.1k $34.3k $34.3k 0.02% First filing
82 MTM Investment Management, LLC 0.01% of their portfolio SPARTANBURG, SC 835835 $27.1k $27.1k 0.01% Unchanged
83 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 781781 $25.3k $25.3k 0.00% New
84 Quent Capital, LLC 0.00% of their portfolio NEW YORK, NY 579579 $18.8k $18.8k 0.00% New
85 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 533533 $17.3k $17.3k 0.00% Unchanged
86 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 400400 $13.0k $13.0k 0.00% Unchanged
87 Peck Wealth Management, LLC 0.01% of their portfolio WHITE PLAINS, NY 300300 $9.7k $9.7k 0.01% Unchanged
88 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 229229 $7.5k $7.5k 0.00% New
89 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 220220 $7.1k $7.1k 0.00% Unchanged
90 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 173173 $5.6k $5.6k 0.00% Unchanged