Vault-13

NEW YORK LIFE INVESTMENTS ET HFXI

NYLI FTSE INTERN · ETP · CUSIP 45409B560

69 institutional holders +1 vs Q2 2024
23,223,54823.2m shares reported held*
$640.3mreported value*
4 new 37 added 19 reduced 1 sold out net bought ≈ $145.3m (+5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.57.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 35Q4 22: 33Q1 23: 35Q2 23: 44Q3 23: 46Q4 23: 58Q1 24: 61Q2 24: 68Q3 24: 6969Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202235
Q4 202233
Q1 202335
Q2 202344
Q3 202346
Q4 202358
Q1 202461
Q2 202468
Q3 202469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 16 bought or addedQ4 22: 10 cut or sold outQ1 23: 18 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 9 cut or sold outQ3 23: 30 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 27 bought or addedQ4 23: 18 cut or sold outQ1 24: 34 bought or addedQ1 24: 23 cut or sold outQ1 24Q2 24: 40 bought or addedQ2 24: 19 cut or sold outQ3 24: 41 bought or addedQ3 24: 20 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221610
Q1 20231815
Q2 2023289
Q3 2023309
Q4 20232718
Q1 20243423
Q2 20244019
Q3 20244120

Biggest buyers

AMERIPRISE FINANCIAL INC Added +2,219,391+2.2m
Sanctuary Advisors, LLC Added +1,391,454+1.4m
MORGAN STANLEY Added +781,642+781.6k
Systelligence, LLC New +208,064+208.1k
Mason & Associates Inc Added +174,123+174.1k
BANK OF AMERICA CORP /DE/ Added +145,397+145.4k
LPL Financial LLC Added +93,607+93.6k
Cerity Partners LLC Added +90,939+90.9k
Farther Finance Advisors, LLC New +73,513+73.5k
JANE STREET GROUP, LLC Added +69,582+69.6k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -108,976-109.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -86,213-86.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -53,817-53.8k
UBS Group AG Reduced -26,224-26.2k
Waterloo Capital, L.P. Reduced -7,340-7.3k
Trademark Financial Management, LLC Reduced -7,290-7.3k
LODESTAR PRIVATE ASSET MANAGEMENT LLC Reduced -7,240-7.2k
Mariner, LLC Reduced -6,712-6.7k
NewEdge Wealth, LLC Reduced -6,480-6.5k
CITIGROUP INC Reduced -5,512-5.5k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New York Life Investment Management LLC 1.12% of their portfolio New York, NY 4,149,7584.1m $114.7m $114.7m 1.12% Added +13.8k +13,772
2 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,906,0983.9m $108.0m $108.0m 0.03% Added +2.2m +2,219,391
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,282,9253.3m $90.7m $90.7m 0.01% Added +781.6k +781,642
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,519,8131.5m $42.0m $42.0m 0.01% Reduced -26.2k -26,224
5 Sanctuary Advisors, LLC 0.24% of their portfolio INDIANAPOLIS, IN 1,412,4251.4m $37.5m $37.5m 0.24% Added +1.4m +1,391,454
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,300,0471.3m $35.9m $35.9m 0.00% Added +145.4k +145,397
7 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 1,138,1961.1m $31.5m $31.5m 0.04% Added +35.6k +35,600
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,029,3831.0m $28.5m $28.5m 0.01% Added +93.6k +93,607
9 FLYNN ZITO CAPITAL MANAGEMENT, LLC 8.05% of their portfolio GARDEN CITY, NY 601,329601.3k $16.6m $16.6m 8.05% Added +5.9k +5,903
10 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 427,173427.2k $11.8m $11.8m 0.03% Added +90.9k +90,939
11 Mason & Associates Inc 2.75% of their portfolio LOS ANGELES, CA 398,462398.5k $11.0m $11.0m 2.75% Added +174.1k +174,123
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 276,378276.4k $7.6m $7.6m 0.00% Reduced -1.2k -1,172
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 267,883267.9k $7.4m $7.4m 0.00% Added +3.3k +3,257
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 248,543248.5k $6.9m $6.9m 0.00% Added +6.0k +6,000
15 Gladstone Institutional Advisory LLC 0.33% of their portfolio Bedminster, NJ 244,611244.6k $6.8m $6.8m 0.33% Reduced -2.4k -2,398
16 TSFG, LLC 1.43% of their portfolio LAKE FOREST, IL 236,703236.7k $6.5m $6.5m 1.43% Added +16.4k +16,358
17 Aspire Wealth Management Corp 3.34% of their portfolio WALTHAM, MA 224,755224.8k $6.2m $6.2m 3.34% Added +42.3k +42,278
18 Systelligence, LLC 1.43% of their portfolio BLOOMINGTON, MN 208,064208.1k $5.8m $5.8m 1.43% New
19 Concurrent Investment Advisors, LLC 0.16% of their portfolio Tampa, FL 189,358189.4k $5.2m $5.2m 0.16% Added +3.7k +3,718
20 MARINO, STRAM & ASSOCIATES LLC 1.12% of their portfolio BRAINTREE, MA 181,192181.2k $5.0m $5.0m 1.12% Added +5.3k +5,259
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 177,968178.0k $4.9m $4.9m 0.00% Reduced -86.2k -86,213
22 Cornerstone Wealth Management, LLC 0.35% of their portfolio ST. PETERS, MO 177,898177.9k $4.9m $4.9m 0.35% Added +7.4k +7,357
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 129,235129.2k $3.6m $3.6m 0.01% Added +26.0k +26,023
24 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 96,84296.8k $2.7m $2.7m 0.03% Added +4.9k +4,925
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 83,57383.6k $2.3m $2.3m 0.00% Added +69.6k +69,582
26 Wiser Advisor Group LLC 3.41% of their portfolio PHOENIX, AZ 82,57682.6k $2.3m $2.3m 3.41% Reduced -2.0k -1,977
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,34280.3k $2.2m $2.2m 0.00% Added +55.4k +55,414
28 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 78,34978.3k $2.2m $2.2m 0.03% Added +11.5k +11,546
29 Waterloo Capital, L.P. 0.23% of their portfolio AUSTIN, TX 76,19576.2k $2.1m $2.1m 0.23% Reduced -7.3k -7,340
30 WESCAP Management Group, Inc. 0.52% of their portfolio Glendale, CA 74,96575.0k $2.1m $2.1m 0.52% Added +182 +182
31 Farther Finance Advisors, LLC 0.08% of their portfolio SAN FRANCISCO, CA 73,51373.5k $2.0m $2.0m 0.08% New
32 THOROUGHBRED FINANCIAL SERVICES, LLC 0.13% of their portfolio BRENTWOOD, TN 73,48273.5k $2.0m $2.0m 0.13% Added +5.2k +5,237
33 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 67,47867.5k $1.9m $1.9m 0.01% Unchanged
34 Kovack Advisors, Inc. 0.17% of their portfolio FT. LAUDERDALE, FL 59,37659.4k $1.6m $1.6m 0.17% Reduced -332 -332
35 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 54,95655.0k $1.5m $1.5m 0.01% Reduced -2.4k -2,360
36 Mariner, LLC 0.00% of their portfolio Overland Park, KS 54,00454.0k $1.5m $1.5m 0.00% Reduced -6.7k -6,712
37 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 53,22253.2k $1.5m $1.5m 0.01% Added +17.2k +17,245
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,59544.6k $1.2m $1.2m 0.00% Reduced -522 -522
39 Fortis Group Advisors, LLC 0.21% of their portfolio WESTWOOD, NJ 40,68340.7k $1.1m $1.1m 0.21% Added +1.4k +1,387
40 Redwood Financial Network Corp 0.84% of their portfolio SOLON, OH 38,88138.9k $1.1m $1.1m 0.84% Added +14.5k +14,465
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,92533.9k $938.0k $938.0k 0.00% Reduced -109.0k -108,976
42 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 32,60732.6k $901.3k $901.3k 0.02% Added +15.0k +15,007
43 Prosperity Financial Group, Inc. 0.50% of their portfolio San Ramon, CA 32,43032.4k $896.4k $896.4k 0.50% New
44 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 31,49531.5k $871.0k $871.0k 0.00% Added +1.2k +1,191
45 GGM Financial LLC 0.74% of their portfolio COLUMBUS, OH 30,88330.9k $853.6k $853.6k 0.74% Added +1.3k +1,284
46 Revisor Wealth Management LLC 0.48% of their portfolio AKRON, OH 27,89427.9k $771.0k $771.0k 0.48% Reduced -2.3k -2,329
47 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 27,53427.5k $761.0k $761.0k 0.01% Added +8.6k +8,594
48 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 23,13323.1k $639.4k $639.4k 0.01% Reduced -6.5k -6,480
49 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 23,06623.1k $637.5k $637.5k 0.00% Added +2.4k +2,367
50 Trademark Financial Management, LLC 0.43% of their portfolio Bloomington, MN 19,70319.7k $544.6k $544.6k 0.43% Reduced -7.3k -7,290
51 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.07% of their portfolio ALAMO, CA 19,36719.4k $535.3k $535.3k 0.07% Reduced -7.2k -7,240
52 Insight Advisors, LLC/ PA 0.06% of their portfolio Newtown, PA 12,75312.8k $352.5k $352.5k 0.06% Reduced -1.9k -1,901
53 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 11,53211.5k $318.7k $318.7k 0.01% Added +1.2k +1,235
54 Covenant Asset Management, LLC 0.05% of their portfolio CHESTER, NJ 8,9679.0k $247.8k $247.8k 0.05% Added +447 +447
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,3095.3k $146.7k $146.7k 0.00% Reduced -3.9k -3,871
56 PSI Advisors, LLC 0.04% of their portfolio TAMPA, FL 4,6394.6k $128.2k $128.2k 0.04% Added +12 +12
57 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 4,2124.2k $116.1k $116.1k 0.00% Added +18 +18
58 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 4,0724.1k $112.5k $112.5k 0.00% Unchanged
59 FMR LLC 0.00% of their portfolio BOSTON, MA 3,9994.0k $110.5k $110.5k 0.00% Added +3.1k +3,110
60 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,1911.2k $32.9k $32.9k 0.00% Reduced -5.5k -5,512
61 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,0441.0k $28.9k $28.9k 0.00% Unchanged
62 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 615615 $17.0k $17.0k 0.00% Unchanged
63 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 605605 $16.7k $16.7k 0.00% Unchanged
64 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 590590 $16.3k $16.3k 0.00% New
65 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 420420 $11.6k $11.6k 0.00% Unchanged
66 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 236236 $6.5k $6.5k 0.00% Unchanged
67 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 9797 $2.7k $2.7k 0.00% Unchanged
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $20 $20 0.00% Reduced -390 -390
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged