Vault-13

NEW YORK LIFE INVESTMENTS ET IQSI

NYLI CANDRIAM IN · ETP · CUSIP 45409B453

19 institutional holders -3 vs Q4 2025
5,657,3235.7m shares reported held*
$199.5mreported value*
1 new 10 added 6 reduced 4 sold out net bought ≈ $9.1m (+257.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.26.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 10Q4 22: 12Q1 23: 13Q2 23: 11Q3 23: 16Q4 23: 20Q1 24: 19Q2 24: 17Q3 24: 16Q4 24: 17Q1 25: 20Q2 25: 22Q3 25: 23Q4 25: 22Q1 26: 1919Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202210
Q4 202212
Q1 202313
Q2 202311
Q3 202316
Q4 202320
Q1 202419
Q2 202417
Q3 202416
Q4 202417
Q1 202520
Q2 202522
Q3 202523
Q4 202522
Q1 202619

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 4 bought or addedQ2 24: 13 cut or sold outQ3 24: 7 bought or addedQ3 24: 10 cut or sold outQ3 24Q4 24: 6 bought or addedQ4 24: 9 cut or sold outQ1 25: 12 bought or addedQ1 25: 7 cut or sold outQ1 25Q2 25: 13 bought or addedQ2 25: 7 cut or sold outQ3 25: 14 bought or addedQ3 25: 8 cut or sold outQ3 25Q4 25: 6 bought or addedQ4 25: 17 cut or sold outQ1 26: 11 bought or addedQ1 26: 10 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024413
Q3 2024710
Q4 202469
Q1 2025127
Q2 2025137
Q3 2025148
Q4 2025617
Q1 20261110

Biggest buyers

New York Life Investment Management LLC Added +281,245+281.2k
Ascentis Independent Advisors New +52,852+52.9k
JANE STREET GROUP, LLC Added +8,976+9.0k
MORGAN STANLEY Added +2,737+2.7k
Rossby Financial, LCC Added +2,028+2.0k
RAYMOND JAMES FINANCIAL INC Added +1,018+1.0k
OSAIC HOLDINGS, INC. Added +379+379
CAPTRUST FINANCIAL ADVISORS Added +317+317
Paul R. Ried Financial Group, LLC Added +138+138
Focus Partners Wealth Added +9+9

Biggest sellers

SEEDS INVESTOR LLC Reduced -61,154-61.2k
J. R. Prunier Capital Management LLC Sold out -10,352-10.4k
FLOW TRADERS U.S. LLC Reduced -9,297-9.3k
Kestra Advisory Services, LLC Sold out -3,570-3.6k
Orion Porfolio Solutions, LLC Reduced -3,413-3.4k
LPL Financial LLC Reduced -2,293-2.3k
KWB Wealth Reduced -853-853
HARBOUR INVESTMENTS, INC. Reduced -780-780
BANK OF AMERICA CORP /DE/ Sold out -159-159
FMR LLC Sold out -119-119

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New York Life Investment Management LLC 1.53% of their portfolio New York, NY 5,131,3265.1m $180.8m $180.8m 1.53% Added +281.2k +281,245
2 NYL Investors LLC 2.31% of their portfolio NEW YORK, NY 173,108173.1k $6.1m $6.1m 2.31% Unchanged
3 Ascentis Independent Advisors 0.14% of their portfolio DALLAS, TX 52,85252.9k $1.9m $1.9m 0.14% New
4 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 47,61247.6k $1.7m $1.7m 0.05% Reduced -9.3k -9,297
5 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 36,78136.8k $1.3m $1.3m 0.00% Added +9 +9
6 SEEDS INVESTOR LLC 0.17% of their portfolio NEW YORK, NY 33,34333.3k $1.3m $1.3m 0.17% Reduced -61.2k -61,154
7 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 31,47231.5k $1.1m $1.1m 0.01% Reduced -3.4k -3,413
8 Paul R. Ried Financial Group, LLC 0.44% of their portfolio BELLEVUE, WA 26,61326.6k $937.9k $937.9k 0.44% Added +138 +138
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 21,48121.5k $757.0k $757.0k 0.00% Added +1.0k +1,018
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 21,19421.2k $746.9k $746.9k 0.00% Added +9.0k +8,976
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 16,85716.9k $594.1k $594.1k 0.00% Added +2.7k +2,737
12 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 16,23916.2k $572.3k $572.3k 0.00% Added +317 +317
13 Golden State Wealth Management, LLC 0.04% of their portfolio SANTA ANA, CA 11,15711.2k $393.2k $393.2k 0.04% Added +5 +5
14 KWB Wealth 0.04% of their portfolio REDLANDS, CA 10,58410.6k $372.3k $372.3k 0.04% Reduced -853 -853
15 Rossby Financial, LCC 0.08% of their portfolio MELBOURNE, FL 10,48510.5k $375.5k $375.5k 0.08% Added +2.0k +2,028
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,6156.6k $233.1k $233.1k 0.00% Reduced -2.3k -2,293
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,6113.6k $127.3k $127.3k 0.00% Added +379 +379
18 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,4233.4k $120.6k $120.6k 0.00% Reduced -780 -780
19 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5702.6k $90.6k $90.6k 0.00% Unchanged