Vault-13

NEW YORK LIFE INVESTMENTS ET IQSI

NYLI CANDRIAM IN · ETP · CUSIP 45409B453

22 institutional holders -1 vs Q3 2025
5,399,6095.4m shares reported held*
$189.9mreported value*
2 new 4 added 13 reduced 4 sold out net sold ≈ $17.5m (-497.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.17.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 10Q4 22: 12Q1 23: 13Q2 23: 11Q3 23: 16Q4 23: 20Q1 24: 19Q2 24: 17Q3 24: 16Q4 24: 17Q1 25: 20Q2 25: 22Q3 25: 23Q4 25: 2222Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202210
Q4 202212
Q1 202313
Q2 202311
Q3 202316
Q4 202320
Q1 202419
Q2 202417
Q3 202416
Q4 202417
Q1 202520
Q2 202522
Q3 202523
Q4 202522

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 24: 8 bought or addedQ1 24: 11 cut or sold outQ2 24: 4 bought or addedQ2 24: 13 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 10 cut or sold outQ4 24: 6 bought or addedQ4 24: 9 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 7 cut or sold outQ2 25: 13 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 14 bought or addedQ3 25: 8 cut or sold outQ4 25: 6 bought or addedQ4 25: 17 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024811
Q2 2024413
Q3 2024710
Q4 202469
Q1 2025127
Q2 2025137
Q3 2025148
Q4 2025617

Biggest buyers

FLOW TRADERS U.S. LLC Added +47,910+47.9k
JANE STREET GROUP, LLC New +12,218+12.2k
Golden State Wealth Management, LLC Added +5,824+5.8k
Kestra Advisory Services, LLC New +3,570+3.6k
KWB Wealth Added +2,194+2.2k
Paul R. Ried Financial Group, LLC Added +1,980+2.0k

Biggest sellers

New York Life Investment Management LLC Reduced -196,910-196.9k
ENVESTNET ASSET MANAGEMENT INC Sold out -147,447-147.4k
BANK OF AMERICA CORP /DE/ Reduced -96,865-96.9k
Ascentis Independent Advisors Sold out -48,563-48.6k
SEEDS INVESTOR LLC Reduced -42,292-42.3k
Focus Partners Wealth Reduced -21,537-21.5k
NewEdge Advisors, LLC Reduced -9,833-9.8k
MORGAN STANLEY Reduced -3,434-3.4k
Orion Porfolio Solutions, LLC Reduced -1,977-2.0k
HARBOUR INVESTMENTS, INC. Reduced -814-814

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New York Life Investment Management LLC 1.47% of their portfolio New York, NY 4,850,0814.9m $170.6m $170.6m 1.47% Reduced -196.9k -196,910
2 NYL Investors LLC 2.07% of their portfolio NEW YORK, NY 173,108173.1k $6.1m $6.1m 2.07% Unchanged
3 SEEDS INVESTOR LLC 0.64% of their portfolio NEW YORK, NY 94,49794.5k $3.3m $3.3m 0.64% Reduced -42.3k -42,292
4 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 56,90956.9k $2.0m $2.0m 0.07% Added +47.9k +47,910
5 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 36,77236.8k $1.3m $1.3m 0.00% Reduced -21.5k -21,537
6 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 34,88534.9k $1.2m $1.2m 0.01% Reduced -2.0k -1,977
7 Paul R. Ried Financial Group, LLC 0.44% of their portfolio BELLEVUE, WA 26,47526.5k $931.2k $931.2k 0.44% Added +2.0k +1,980
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 20,46320.5k $719.7k $719.7k 0.00% Reduced -107 -107
9 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 15,92215.9k $560.0k $560.0k 0.00% Reduced -80 -80
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 14,12014.1k $496.6k $496.6k 0.00% Reduced -3.4k -3,434
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,21812.2k $429.7k $429.7k 0.00% New
12 KWB Wealth 0.04% of their portfolio REDLANDS, CA 11,43711.4k $402.3k $402.3k 0.04% Added +2.2k +2,194
13 Golden State Wealth Management, LLC 0.04% of their portfolio SANTA ANA, CA 11,15211.2k $392.3k $392.3k 0.04% Added +5.8k +5,824
14 J. R. Prunier Capital Management LLC 0.15% of their portfolio HOLDEN, MA 10,35210.4k $364.1k $364.1k 0.15% First filing
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 8,9088.9k $313.3k $313.3k 0.00% Reduced -227 -227
16 Rossby Financial, LCC 0.09% of their portfolio MELBOURNE, FL 8,4578.5k $297.4k $297.4k 0.09% Reduced -460 -460
17 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,2034.2k $147.8k $147.8k 0.00% Reduced -814 -814
18 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,5703.6k $125.6k $125.6k 0.00% New
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,2323.2k $113.7k $113.7k 0.00% Reduced -118 -118
20 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5702.6k $90.4k $90.4k 0.00% Reduced -9.8k -9,833
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 159159 $5.6k $5.6k 0.00% Reduced -96.9k -96,865
22 FMR LLC 0.00% of their portfolio BOSTON, MA 119119 $4.2k $4.2k 0.00% Unchanged