INDEXIQ ETF TR
IQ CHAIKIN US · CUSIP 45409B396
22
institutional holders
+0 vs Q1 2023
6.2m
shares reported held*
$201.9mreported value*
1 new
6 added
9 reduced
3 sold out
net sold ≈ $33.8m (-1.0m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.43.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 21 |
| Q4 2022 | 21 |
| Q1 2023 | 22 |
| Q2 2023 | 22 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 11 | 8 |
| Q1 2023 | 9 | 9 |
| Q2 2023 | 7 | 12 |
Biggest buyers
| Gladstone Institutional Advisory LLC | Added | +11.0k |
| HighTower Advisors, LLC | New | +6.6k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +2.9k |
| RAYMOND JAMES & ASSOCIATES | Added | +1.8k |
| Empirical Asset Management, LLC | Added | +1.3k |
| UBS Group AG | Added | +1.2k |
| FMR LLC | Added | +29 |
Biggest sellers
| New York Life Investment Management LLC | Reduced | -965.6k |
| LPL Financial LLC | Reduced | -32.1k |
| CITADEL ADVISORS LLC | Sold out | -29.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -19.9k |
| JANE STREET GROUP, LLC | Sold out | -8.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -3.9k |
| Smallwood Wealth Investment Management, LLC | Reduced | -2.8k |
| OneDigital Investment Advisors LLC | Reduced | -1.9k |
| MORGAN STANLEY | Reduced | -1.6k |
| ROYAL BANK OF CANADA | Reduced | -180 |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| New York Life Investment Management LLC 1.69% of their portfolio | 5.0m $162.0m | Reduced -965.6k |
| LPL Financial LLC 0.02% of their portfolio | 721.5k $23.4m | Reduced -32.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 182.4k $5.9m | Reduced -3.9k |
| Smallwood Wealth Investment Management, LLC 2.48% of their portfolio | 85.7k $2.8m | Reduced -2.8k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 39.4k $1.3m | Added +1.8k |
| Gladstone Institutional Advisory LLC 0.08% of their portfolio | 38.0k $1.2m | Added +11.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 31.9k $1.0m | Added +2.9k |
| MORGAN STANLEY 0.00% of their portfolio | 31.3k $1.0m | Reduced -1.6k |
| GTS SECURITIES LLC 0.03% of their portfolio | 28.0k $906.7k | First filing |
| Empirical Asset Management, LLC 0.74% of their portfolio | 25.6k $831.4k | Added +1.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 16.2k $525.0k | Reduced -19.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 9.5k $308.0k | Reduced -180 |
| OneDigital Investment Advisors LLC 0.00% of their portfolio | 7.0k $225.8k | Reduced -1.9k |
| HighTower Advisors, LLC 0.00% of their portfolio | 6.6k $213.0k | New |
| UBS Group AG 0.00% of their portfolio | 2.6k $84.6k | Added +1.2k |
| FinTrust Capital Advisors, LLC 0.01% of their portfolio | 770 $24.6k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 660 $21.4k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 580 $18.8k | Reduced -148 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 503 $16.3k | Unchanged |
| FMR LLC 0.00% of their portfolio | 217 $7.0k | Added +29 |
| Glass Jacobson Investment Advisors llc 0.00% of their portfolio | 200 $6.5k | First filing |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |