Vault-13

INDEXIQ ETF TR QAI

HEDGE MLTI ETF · ETP · CUSIP 45409B107

106 institutional holders +2 vs Q4 2023
23,762,72623.8m shares reported held*
$733.8mreported value*
15 new 28 added 43 reduced 12 sold out net bought ≈ $49.8m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.88. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 115Q1 23: 105Q2 23: 108Q3 23: 106Q4 23: 104Q1 24: 106106Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022105
Q4 2022115
Q1 2023105
Q2 2023108
Q3 2023106
Q4 2023104
Q1 2024106

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 46 bought or addedQ4 22: 58 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 57 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 54 cut or sold outQ3 23Q4 23: 36 bought or addedQ4 23: 56 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 55 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224658
Q1 20234070
Q2 20234657
Q3 20234354
Q4 20233656
Q1 20244355

Biggest buyers

MORGAN STANLEY Added +1,373,737+1.4m
One Capital Management, LLC New +276,411+276.4k
Alaska Permanent Capital Management, LLC Added +195,531+195.5k
PITCAIRN CO Added +158,727+158.7k
EP Wealth Advisors, LLC Added +135,254+135.3k
AMERIPRISE FINANCIAL INC Added +110,998+111.0k
ROYAL BANK OF CANADA Added +56,670+56.7k
Alaska Wealth Advisors, LLC Added +53,123+53.1k
Brio Consultants, LLC Added +50,392+50.4k
Q3 Asset Management Added +46,801+46.8k

Biggest sellers

Beacon Harbor Wealth Advisors, Inc. Sold out -299,562-299.6k
ABLE Financial Group, LLC Sold out -97,741-97.7k
Focus Partners Wealth Reduced -70,405-70.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -53,996-54.0k
HANCOCK WHITNEY CORP Reduced -51,462-51.5k
OSAIC HOLDINGS, INC. Reduced -49,239-49.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -42,444-42.4k
UBS Group AG Reduced -37,146-37.1k
ASPIRIANT, LLC Reduced -36,600-36.6k
HBK Sorce Advisory LLC Reduced -32,377-32.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 12,264,93912.3m $378.9m $378.9m 0.01% Added +1.4m +1,373,737
2 Alaska Permanent Capital Management, LLC 2.61% of their portfolio ANCHORAGE, AK 1,085,2931.1m $33.5m $33.5m 2.61% Added +195.5k +195,531
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,082,2461.1m $33.4m $33.4m 0.01% Added +56.7k +56,670
4 PITCAIRN CO 2.09% of their portfolio CONSHOHOCKEN, PA 1,046,0941.0m $32.3m $32.3m 2.09% Added +158.7k +158,727
5 Focus Partners Wealth 0.23% of their portfolio ST LOUIS, MO 921,857921.9k $28.5m $28.5m 0.23% Reduced -70.4k -70,405
6 Brio Consultants, LLC 4.05% of their portfolio SAN FRANCISCO, CA 778,150778.1k $24.0m $24.0m 4.05% Added +50.4k +50,392
7 HTLF Bank 2.44% of their portfolio Denver, CO 687,878687.9k $21.2m $21.2m 2.44% Reduced -4.8k -4,807
8 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 667,152667.2k $20.6m $20.6m 0.01% Added +111.0k +110,998
9 Alaska Wealth Advisors, LLC 3.01% of their portfolio ANCHORAGE, AK 644,212644.2k $19.9m $19.9m 3.01% Added +53.1k +53,123
10 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 514,808514.8k $15.9m $15.9m 0.06% Added +5.8k +5,835
11 Verdence Capital Advisors LLC 0.78% of their portfolio HUNT VALLEY, MD 278,992279.0k $8.6m $8.6m 0.78% Added +29.8k +29,802
12 One Capital Management, LLC 0.31% of their portfolio WESTLAKE VILLAGE, CA 276,411276.4k $8.5m $8.5m 0.31% New
13 ASPIRIANT, LLC 0.32% of their portfolio San Francisco, CA 251,727251.7k $7.8m $7.8m 0.32% Reduced -36.6k -36,600
14 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 248,466248.5k $7.7m $7.7m 0.02% Reduced -49.2k -49,239
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 238,209238.2k $7.4m $7.4m 0.00% Reduced -37.1k -37,146
16 Darwin Wealth Management, LLC 1.88% of their portfolio TAMPA, FL 217,808217.8k $6.7m $6.7m 1.88% Reduced -19.0k -19,009
17 Endowment Wealth Management, Inc. 4.64% of their portfolio APPLETON, WI 200,640200.6k $6.2m $6.2m 4.64% Added +8.4k +8,356
18 EP Wealth Advisors, LLC 0.06% of their portfolio TORRANCE, CA 175,416175.4k $5.4m $5.4m 0.06% Added +135.3k +135,254
19 Q3 Asset Management 1.50% of their portfolio BIRMINGHAM, MI 170,763170.8k $5.3m $5.3m 1.50% Added +46.8k +46,801
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 148,776148.8k $4.6m $4.6m 0.00% Reduced -2.5k -2,477
21 COMERICA BANK 0.02% of their portfolio DALLAS, TX 136,444136.4k $4.2m $4.2m 0.02% Reduced -6.4k -6,366
22 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 133,826133.8k $4.1m $4.1m 0.03% Reduced -135 -135
23 Wolf Group Capital Advisors 1.70% of their portfolio FAIRFAX, VA 119,708119.7k $3.6m $3.6m 1.70% Unchanged
24 LFA - Lugano Financial Advisors SA 2.54% of their portfolio LUGANO, V8 112,790112.8k $3.5m $3.5m 2.54% Added +4.9k +4,873
25 HBK Sorce Advisory LLC 0.12% of their portfolio ERIE, PA 111,417111.4k $3.4m $3.4m 0.12% Reduced -32.4k -32,377
26 Baron Financial Group, LLC 1.81% of their portfolio Fair Lawn, NJ 95,16995.2k $2.9m $2.9m 1.81% Added +6.1k +6,149
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 94,46694.5k $2.9m $2.9m 0.00% Reduced -1.5k -1,488
28 Cooper Financial Group 0.43% of their portfolio IRVINE, CA 85,27185.3k $2.6m $2.6m 0.43% Added +222 +222
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 65,12365.1k $2.0m $2.0m 0.00% Added +1.6k +1,578
30 Twelve Points Wealth Management LLC 0.61% of their portfolio CONCORD, MA 53,74353.7k $1.7m $1.7m 0.61% Added +1.2k +1,236
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 53,66353.7k $1.7m $1.7m 0.00% Reduced -22.7k -22,660
32 Empirical Asset Management, LLC 0.79% of their portfolio WELLESLEY, MA 53,22853.2k $1.6m $1.6m 0.79% Reduced -118 -118
33 OVERSEA-CHINESE BANKING Corp Ltd 0.05% of their portfolio SINGAPORE, U0 50,70350.7k $1.6m $1.6m 0.05% Reduced -5.2k -5,219
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 49,00849.0k $1.5m $1.5m 0.00% Reduced -54.0k -53,996
35 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 48,27148.3k $1.5m $1.5m 0.02% Unchanged
36 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,68247.7k $1.5m $1.5m 0.00% Reduced -8.0k -7,967
37 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,37332.4k $1.0m $1.0m 0.00% Reduced -23.0k -23,014
38 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 31,62231.6k $976.8k $976.8k 0.03% Reduced -1.4k -1,361
39 CONSULTIVA WEALTH MANAGEMENT, CORP. 8.79% of their portfolio SAN JUAN, PR 30,36230.4k $937.9k $937.9k 8.79% First filing
40 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 30,17530.2k $932.1k $932.1k 0.01% Reduced -8.1k -8,070
41 Strategic Advocates LLC 0.35% of their portfolio SACRAMENTO, CA 29,19329.2k $901.8k $901.8k 0.35% Added +11.1k +11,087
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,85526.9k $828.0k $828.0k 0.00% Reduced -1.6k -1,636
43 Betterment LLC 0.00% of their portfolio NEW YORK, NY 24,78824.8k $766.0k $766.0k 0.00% Reduced -4.2k -4,220
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,30020.3k $627.1k $627.1k 0.00% New
45 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 16,12416.1k $498.1k $498.1k 0.01% Reduced -2.7k -2,655
46 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 15,85315.9k $489.7k $489.7k 0.04% New
47 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 15,18315.2k $469.0k $469.0k 0.02% Added +1.0k +1,013
48 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 14,98115.0k $462.8k $462.8k 0.00% Reduced -2.9k -2,884
49 SAGE FINANCIAL GROUP INC 0.04% of their portfolio W. CONSHOHOCKEN, PA 14,92014.9k $460.9k $460.9k 0.04% Added +1.6k +1,575
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,79014.8k $456.9k $456.9k 0.00% New
51 Hexagon Capital Partners LLC 0.08% of their portfolio ROGERS, AR 11,22911.2k $346.9k $346.9k 0.08% Reduced -2.5k -2,514
52 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 10,91410.9k $337.1k $337.1k 0.01% Reduced -18.1k -18,108
53 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,84710.8k $335.1k $335.1k 0.01% Unchanged
54 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 10,31110.3k $318.5k $318.5k 0.03% Reduced -1.1k -1,135
55 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,24410.2k $316.4k $316.4k 0.00% Reduced -8.2k -8,240
56 Patten Group, Inc. 0.08% of their portfolio CHATTANOOGA, TN 10,03410.0k $309.9k $309.9k 0.08% Reduced -499 -499
57 HANCOCK WHITNEY CORP 0.01% of their portfolio GULFPORT, MS 10,00610.0k $309.1k $309.1k 0.01% Reduced -51.5k -51,462
58 UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC 0.50% of their portfolio PITTSBURGH, PA 9,8759.9k $305.0k $305.0k 0.50% Reduced -3.2k -3,244
59 First Bank & Trust 0.06% of their portfolio BROOKINGS, SD 9,3159.3k $287.7k $287.7k 0.06% New
60 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,2669.3k $286.2k $286.2k 0.00% Added +1.7k +1,728
61 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 8,7008.7k $268.7k $268.7k 0.02% Added +788 +788
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 8,3998.4k $259.5k $259.5k 0.00% Reduced -3.9k -3,936
63 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,2798.3k $256.0k $256.0k 0.00% Reduced -1.7k -1,732
64 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,2768.3k $255.6k $255.6k 0.00% Reduced -42.4k -42,444
65 GREENWOOD CAPITAL ASSOCIATES LLC 0.03% of their portfolio GREENWOOD, SC 7,9768.0k $246.4k $246.4k 0.03% Reduced -6.5k -6,544
66 Pallas Capital Advisors LLC 0.01% of their portfolio BRAINTREE, MA 7,9357.9k $245.1k $245.1k 0.01% New
67 Richard P Slaughter Associates Inc 0.06% of their portfolio AUSTIN, TX 7,8147.8k $241.4k $241.4k 0.06% Unchanged
68 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,6487.6k $236.0k $236.0k 0.00% Added +522 +522
69 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 7,3737.4k $227.8k $227.8k 0.01% New
70 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 7,3177.3k $226.0k $226.0k 0.01% Unchanged
71 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 7,0477.0k $217.7k $217.7k 0.00% New
72 Richard W. Paul & Associates, LLC 0.08% of their portfolio NOVI, MI 6,8376.8k $211.2k $211.2k 0.08% Reduced -1.2k -1,241
73 DAVIS R M INC 0.00% of their portfolio PORTLAND, ME 6,5456.5k $202.2k $202.2k 0.00% New
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,4776.5k $200.1k $200.1k 0.00% Reduced -2.3k -2,308
75 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,1794.2k $129.1k $129.1k 0.00% Added +164 +164
76 MACROVIEW INVESTMENT MANAGEMENT LLC 0.12% of their portfolio BETHESDA, MD 3,5173.5k $108.6k $108.6k 0.12% Reduced -1.3k -1,329
77 CENTRAL BANK & TRUST CO 0.01% of their portfolio LEXINGTON, KY 3,0793.1k $95.1k $95.1k 0.01% Added +533 +533
78 Aspire Wealth Management Corp 0.05% of their portfolio WALTHAM, MA 2,7642.8k $85.4k $85.4k 0.05% Reduced -2.3k -2,291
79 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,0392.0k $63.0k $63.0k 0.01% Unchanged
80 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,6211.6k $50.1k $50.1k 0.00% Reduced -76 -76
81 Register Financial Advisors LLC 0.02% of their portfolio ATLANTA, GA 1,4561.5k $45.0k $45.0k 0.02% New
82 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0491.0k $32.4k $32.4k 0.00% Unchanged
83 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 884884 $27.3k $27.3k 0.00% New
84 RAFFA WEALTH MANAGEMENT, LLC 0.01% of their portfolio WASHINGTON, DC 682682 $21.1k $21.1k 0.01% Reduced -231 -231
85 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 615615 $19.0k $19.0k 0.00% New
86 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 546546 $16.0k $16.0k 0.00% Reduced -323 -323
87 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 517517 $15.9k $15.9k 0.00% Unchanged
88 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 444444 $13.7k $13.7k 0.00% Added +379 +379
89 FMR LLC 0.00% of their portfolio BOSTON, MA 382382 $11.8k $11.8k 0.00% Reduced -1.9k -1,861
90 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 382382 $11.8k $11.8k 0.00% Unchanged
91 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 336336 $10.4k $10.4k 0.01% Unchanged
92 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 274274 $8.5k $8.5k 0.00% Unchanged
93 CWM, LLC 0.00% of their portfolio OMAHA, NE 261261 $8.0k $8.0k 0.00% Added +11 +11
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 260260 $8.0k $8.0k 0.00% Unchanged
95 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 238238 $7.3k $7.3k 0.00% New
96 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 140140 $4.3k $4.3k 0.00% Unchanged
97 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 117117 $3.6k $3.6k 0.00% Reduced -66 -66
98 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 115115 $3.6k $3.6k 0.00% Unchanged
99 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 114114 $3.5k $3.5k 0.00% Unchanged
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 100100 $3.1k $3.1k 0.00% New