Vault-13

INDEXIQ ETF TR QAI

HEDGE MLTI ETF · ETP · CUSIP 45409B107

106 institutional holders -2 vs Q2 2023
16,045,90116.0m shares reported held*
$485.1mreported value*
13 new 30 added 40 reduced 14 sold out net sold ≈ $25.0m (-803.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.23. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 115Q1 23: 105Q2 23: 108Q3 23: 106106Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022105
Q4 2022115
Q1 2023105
Q2 2023108
Q3 2023106

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 46 bought or addedQ4 22: 58 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 57 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 54 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224658
Q1 20234070
Q2 20234657
Q3 20234354

Biggest buyers

Alaska Permanent Capital Management, LLC Added +329,268+329.3k
Beacon Harbor Wealth Advisors, Inc. New +291,142+291.1k
COMERICA BANK New +144,034+144.0k
Q3 Asset Management New +54,354+54.4k
LPL Financial LLC Added +38,334+38.3k
EP Wealth Advisors, LLC Added +32,509+32.5k
CAPTRUST FINANCIAL ADVISORS Added +31,508+31.5k
Raymond James Financial Services Advisors, Inc. Added +29,706+29.7k
CITADEL ADVISORS LLC Added +25,729+25.7k
ASPIRIANT, LLC Added +16,526+16.5k

Biggest sellers

CX Institutional Sold out -585,377-585.4k
MORGAN STANLEY Reduced -407,376-407.4k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Sold out -231,481-231.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -112,596-112.6k
LFA - Lugano Financial Advisors SA Reduced -103,937-103.9k
JANE STREET GROUP, LLC Sold out -81,629-81.6k
One Capital Management, LLC Sold out -53,491-53.5k
COLONY GROUP LLC Reduced -46,944-46.9k
HBK Sorce Advisory LLC Reduced -41,752-41.8k
HANCOCK WHITNEY CORP Reduced -38,503-38.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,284,3575.3m $158.7m $158.7m 0.02% Reduced -407.4k -407,376
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,000,7811.0m $30.1m $30.1m 0.01% Added +16.2k +16,192
3 PITCAIRN CO 2.29% of their portfolio CONSHOHOCKEN, PA 912,817912.8k $27.4m $27.4m 2.29% Added +7.9k +7,862
4 COLONY GROUP LLC 0.41% of their portfolio Boston, MA 900,105900.1k $27.0m $27.0m 0.41% Reduced -46.9k -46,944
5 Alaska Permanent Capital Management, LLC 2.38% of their portfolio ANCHORAGE, AK 892,459892.5k $26.8m $26.8m 2.38% Added +329.3k +329,268
6 Brio Consultants, LLC 4.03% of their portfolio SAN FRANCISCO, CA 715,174715.2k $21.5m $21.5m 4.03% Added +14.7k +14,738
7 Dubuque Bank & Trust Co 2.34% of their portfolio Dubuque, IA 582,889582.9k $17.5m $17.5m 2.34% Added +6.0k +5,999
8 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 531,994532.0k $16.0m $16.0m 0.06% Added +31.5k +31,508
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 494,924494.9k $14.9m $14.9m 0.00% Added +1.7k +1,726
10 Alaska Wealth Advisors, LLC 1.75% of their portfolio ANCHORAGE, AK 365,410365.4k $11.0m $11.0m 1.75% Added +13.3k +13,334
11 ASPIRIANT, LLC 0.50% of their portfolio San Francisco, CA 325,064325.1k $9.8m $9.8m 0.50% Added +16.5k +16,526
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 309,949309.9k $9.3m $9.3m 0.01% Reduced -9.4k -9,351
13 Beacon Harbor Wealth Advisors, Inc. 2.91% of their portfolio VIRGINIA BEACH, VA 291,142291.1k $8.7m $8.7m 2.91% New
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 287,196287.2k $8.6m $8.6m 0.00% Reduced -29.6k -29,627
15 Darwin Wealth Management, LLC 2.09% of their portfolio TAMPA, FL 258,824258.8k $7.8m $7.8m 2.09% Reduced -15.1k -15,132
16 Verdence Capital Advisors LLC 0.80% of their portfolio HUNT VALLEY, MD 246,809246.8k $7.4m $7.4m 0.80% Added +5.6k +5,562
17 Endowment Wealth Management, Inc. 5.19% of their portfolio APPLETON, WI 192,559192.6k $5.8m $5.8m 5.19% Added +722 +722
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 152,460152.5k $4.6m $4.6m 0.00% Reduced -737 -737
19 HBK Sorce Advisory LLC 0.20% of their portfolio ERIE, PA 149,850149.8k $4.5m $4.5m 0.20% Reduced -41.8k -41,752
20 COMERICA BANK 0.02% of their portfolio DALLAS, TX 144,034144.0k $4.3m $4.3m 0.02% New
21 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 138,592138.6k $4.2m $4.2m 0.04% Reduced -3.7k -3,738
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 113,396113.4k $3.4m $3.4m 0.00% Reduced -112.6k -112,596
23 Wolf Group Capital Advisors 1.60% of their portfolio FAIRFAX, VA 112,899112.9k $3.4m $3.4m 1.60% Reduced -67 -67
24 Live Oak Investment Partners 2.71% of their portfolio AUSTIN, TX 104,883104.9k $3.1m $3.1m 2.71% Added +2.7k +2,722
25 ABLE Financial Group, LLC 1.35% of their portfolio SCOTTSDALE, AZ 90,28190.3k $2.7m $2.7m 1.35% Added +4.1k +4,144
26 Baron Financial Group, LLC 1.72% of their portfolio Fair Lawn, NJ 88,28588.3k $2.7m $2.7m 1.72% Added +2.4k +2,440
27 Cooper Financial Group 0.62% of their portfolio IRVINE, CA 85,95686.0k $2.6m $2.6m 0.62% Added +652 +652
28 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 85,93685.9k $2.6m $2.6m 0.00% Added +38.3k +38,334
29 LFA - Lugano Financial Advisors SA 2.16% of their portfolio LUGANO, V8 84,05884.1k $2.5m $2.5m 2.16% Reduced -103.9k -103,937
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 78,14078.1k $2.3m $2.3m 0.00% Added +2.6k +2,634
31 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 76,09276.1k $2.3m $2.3m 0.00% Reduced -18.9k -18,941
32 OVERSEA-CHINESE BANKING Corp Ltd 0.09% of their portfolio SINGAPORE, U0 61,80461.8k $1.9m $1.9m 0.09% Reduced -1.0k -1,006
33 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 59,47559.5k $1.8m $1.8m 0.02% Added +10.3k +10,337
34 CONSULTIVA WEALTH MANAGEMENT, CORP. 44.78% of their portfolio SAN JUAN, PR 58,16658.2k $1.7m $1.7m 44.78% Reduced -1.1k -1,083
35 Empirical Asset Management, LLC 1.45% of their portfolio WELLESLEY, MA 55,29855.3k $1.7m $1.7m 1.45% Reduced -1.4k -1,437
36 Q3 Asset Management 0.65% of their portfolio BIRMINGHAM, MI 54,35454.4k $1.6m $1.6m 0.65% New
37 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 53,95154.0k $1.6m $1.6m 0.00% Added +29.7k +29,706
38 Twelve Points Wealth Management LLC 0.79% of their portfolio CONCORD, MA 52,92352.9k $1.6m $1.6m 0.79% Added +1.9k +1,919
39 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 48,27148.3k $1.4m $1.4m 0.02% Unchanged
40 COLDSTREAM CAPITAL MANAGEMENT INC 0.05% of their portfolio BELLEVUE, WA 46,88946.9k $1.4m $1.4m 0.05% Reduced -3.3k -3,304
41 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 44,89744.9k $1.3m $1.3m 0.02% Added +32.5k +32,509
42 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 33,51433.5k $1.0m $1.0m 0.02% Reduced -3.7k -3,718
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,45733.5k $1.0m $1.0m 0.00% Added +25.7k +25,729
44 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 33,28633.3k $999.6k $999.6k 0.04% Unchanged
45 Betterment LLC 0.00% of their portfolio NEW YORK, NY 32,17732.2k $966.0k $966.0k 0.00% Reduced -25.9k -25,896
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,30931.3k $938.0k $938.0k 0.00% Reduced -3.7k -3,693
47 Hexagon Capital Partners LLC 0.19% of their portfolio ROGERS, AR 24,77824.8k $744.1k $744.1k 0.19% Reduced -2.6k -2,599
48 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 21,89421.9k $657.5k $657.5k 0.00% Added +10 +10
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,52620.5k $616.4k $616.4k 0.00% Reduced -1.6k -1,607
50 Mariner Managed Account Solutions, LLC 0.05% of their portfolio Boston, MA 19,53619.5k $586.7k $586.7k 0.05% Unchanged
51 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,84715.8k $475.9k $475.9k 0.00% Added +1 +1
52 Freedom Investment Management, Inc. 0.06% of their portfolio SOUTH WINDSOR, CT 15,81115.8k $474.8k $474.8k 0.06% Reduced -6.7k -6,716
53 HANCOCK WHITNEY CORP 0.02% of their portfolio GULFPORT, MS 15,47815.5k $464.8k $464.8k 0.02% Reduced -38.5k -38,503
54 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 13,26413.3k $398.0k $398.0k 0.03% Reduced -7.5k -7,493
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,58711.6k $348.0k $348.0k 0.00% Reduced -5.1k -5,106
56 Alpha Financial Partners LLC 0.40% of their portfolio LEXINGTON, KY 11,34411.3k $340.7k $340.7k 0.40% Unchanged
57 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,84710.8k $325.7k $325.7k 0.01% Unchanged
58 GREENWOOD CAPITAL ASSOCIATES LLC 0.05% of their portfolio GREENWOOD, SC 10,76110.8k $323.2k $323.2k 0.05% Added +1.8k +1,799
59 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,34910.3k $310.8k $310.8k 0.00% Added +387 +387
60 Patten Group, Inc. 0.09% of their portfolio CHATTANOOGA, TN 10,05410.1k $301.9k $301.9k 0.09% Reduced -155 -155
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,9329.9k $298.3k $298.3k 0.00% New
62 SAGE FINANCIAL GROUP INC 0.03% of their portfolio W. CONSHOHOCKEN, PA 9,5959.6k $288.1k $288.1k 0.03% Added +320 +320
63 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,3189.3k $279.8k $279.8k 0.00% Reduced -832 -832
64 Richard W. Paul & Associates, LLC 0.11% of their portfolio NOVI, MI 8,0738.1k $242.4k $242.4k 0.11% Reduced -670 -670
65 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,8357.8k $235.3k $235.3k 0.00% Reduced -164 -164
66 Richard P Slaughter Associates Inc 0.06% of their portfolio AUSTIN, TX 7,8147.8k $234.7k $234.7k 0.06% Unchanged
67 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,7347.7k $232.0k $232.0k 0.00% Reduced -752 -752
68 APPLETON PARTNERS INC/MA 0.02% of their portfolio BOSTON, MA 7,6467.6k $230.0k $230.0k 0.02% Reduced -11.7k -11,695
69 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,5497.5k $226.7k $226.7k 0.00% Reduced -154 -154
70 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 7,5097.5k $225.5k $225.5k 0.02% Reduced -432 -432
71 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,4007.4k $222.0k $222.0k 0.00% Reduced -288 -288
72 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 7,3177.3k $219.7k $219.7k 0.01% New
73 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 7,0987.1k $213.2k $213.2k 0.00% New
74 FMR LLC 0.00% of their portfolio BOSTON, MA 5,5865.6k $167.7k $167.7k 0.00% Added +4.2k +4,162
75 Aspire Wealth Management Corp 0.12% of their portfolio WALTHAM, MA 5,0555.1k $151.8k $151.8k 0.12% New
76 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,0154.0k $120.6k $120.6k 0.00% Unchanged
77 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 3,9063.9k $117.3k $117.3k 0.00% New
78 CENTRAL BANK & TRUST CO 0.01% of their portfolio LEXINGTON, KY 2,4312.4k $73.0k $73.0k 0.01% Added +817 +817
79 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,0792.1k $62.4k $62.4k 0.00% Added +1.3k +1,293
80 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,0392.0k $61.2k $61.2k 0.01% Reduced -244 -244
81 MACROVIEW INVESTMENT MANAGEMENT LLC 0.08% of their portfolio BETHESDA, MD 1,9542.0k $58.7k $58.7k 0.08% New
82 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,3321.3k $39.0k $39.0k 0.00% First filing
83 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 1,1451.1k $34.4k $34.4k 0.01% Unchanged
84 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0891.1k $32.7k $32.7k 0.00% Unchanged
85 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,0341.0k $31.1k $31.1k 0.00% Reduced -49 -49
86 RAFFA WEALTH MANAGEMENT, LLC 0.01% of their portfolio WASHINGTON, DC 936936 $28.1k $28.1k 0.01% Reduced -28 -28
87 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 832832 $25.0k $25.0k 0.00% Reduced -14 -14
88 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 736736 $22.0k $22.0k 0.00% Reduced -608 -608
89 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 644644 $19.3k $19.3k 0.00% New
90 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 567567 $17.0k $17.0k 0.01% Reduced -91 -91
91 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 260260 $7.8k $7.8k 0.00% Unchanged
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 250250 $8.0k $8.0k 0.00% Unchanged
93 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 201201 $6.0k $6.0k 0.00% Unchanged
94 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 180180 $5.4k $5.4k 0.00% New
95 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 140140 $4.2k $4.2k 0.00% Unchanged
96 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 137137 $4.1k $4.1k 0.00% Unchanged
97 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 136136 $4.1k $4.1k 0.00% Unchanged
98 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 115115 $3.5k $3.5k 0.00% Unchanged
99 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 114114 $3.4k $3.4k 0.00% New
100 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 3636 $1.1k $1.1k 0.00% Unchanged