Vault-13

INDEXIQ ETF TR QAI

HEDGE MLTI ETF · ETP · CUSIP 45409B107

108 institutional holders +3 vs Q1 2023
16,851,97316.9m shares reported held*
$506.9mreported value*
14 new 32 added 46 reduced 11 sold out net bought ≈ $25.0m (+368.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.08. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 115Q1 23: 105Q2 23: 108108Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022105
Q4 2022115
Q1 2023105
Q2 2023108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 46 bought or addedQ4 22: 58 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 70 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 57 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224658
Q1 20234070
Q2 20234657

Biggest buyers

COLONY GROUP LLC Added +747,614+747.6k
CAPTRUST FINANCIAL ADVISORS New +500,486+500.5k
Alaska Wealth Advisors, LLC New +352,076+352.1k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Added +185,731+185.7k
HBK Sorce Advisory LLC Added +48,631+48.6k
JANE STREET GROUP, LLC Added +34,716+34.7k
HANCOCK WHITNEY CORP Added +29,305+29.3k
Dubuque Bank & Trust Co Added +25,132+25.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +22,133+22.1k
ABLE Financial Group, LLC Added +15,860+15.9k

Biggest sellers

INTEGRATED CAPITAL MANAGEMENT, INC. Sold out -673,079-673.1k
EP Wealth Advisors, LLC Reduced -424,504-424.5k
Moran Wealth Management, LLC Sold out -99,155-99.2k
MORGAN STANLEY Reduced -87,046-87.0k
SAGE FINANCIAL GROUP INC Reduced -72,165-72.2k
APPLETON PARTNERS INC/MA Reduced -47,124-47.1k
HighTower Advisors, LLC Reduced -40,280-40.3k
ALLIANCEBERNSTEIN L.P. Sold out -32,617-32.6k
Mirae Asset Global Investments Co., Ltd. Sold out -32,617-32.6k
CITADEL ADVISORS LLC Reduced -19,777-19.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,691,7335.7m $169.8m $169.8m 0.02% Reduced -87.0k -87,046
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 984,589984.6k $29.4m $29.4m 0.01% Added +1.5k +1,501
3 COLONY GROUP LLC 0.40% of their portfolio Boston, MA 947,049947.0k $28.2m $28.2m 0.40% Added +747.6k +747,614
4 PITCAIRN CO 2.28% of their portfolio CONSHOHOCKEN, PA 904,955905.0k $27.0m $27.0m 2.28% Added +4.6k +4,576
5 Brio Consultants, LLC 3.78% of their portfolio SAN FRANCISCO, CA 700,436700.4k $20.9m $20.9m 3.78% Added +14.9k +14,878
6 CX Institutional 0.90% of their portfolio AUBURN, IN 585,377585.4k $17.5m $17.5m 0.90% Added +3.4k +3,387
7 Dubuque Bank & Trust Co 2.22% of their portfolio Dubuque, IA 576,890576.9k $17.2m $17.2m 2.22% Added +25.1k +25,132
8 Alaska Permanent Capital Management, LLC 1.42% of their portfolio ANCHORAGE, AK 563,191563.2k $16.8m $16.8m 1.42% Added +9.0k +8,953
9 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 500,486500.5k $14.9m $14.9m 0.06% New
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 493,198493.2k $14.7m $14.7m 0.00% Added +11.5k +11,514
11 Alaska Wealth Advisors, LLC 1.66% of their portfolio ANCHORAGE, AK 352,076352.1k $10.5m $10.5m 1.66% New
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 319,300319.3k $9.5m $9.5m 0.02% Reduced -11.2k -11,218
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 316,823316.8k $9.5m $9.5m 0.00% Reduced -1.4k -1,372
14 ASPIRIANT, LLC 0.47% of their portfolio San Francisco, CA 308,538308.5k $9.2m $9.2m 0.47% Added +11.7k +11,663
15 Darwin Wealth Management, LLC 2.12% of their portfolio TAMPA, FL 273,956274.0k $8.2m $8.2m 2.12% Reduced -12.8k -12,780
16 Verdence Capital Advisors LLC 0.84% of their portfolio HUNT VALLEY, MD 241,247241.2k $7.2m $7.2m 0.84% Reduced -11.2k -11,225
17 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.23% of their portfolio NORFOLK, VA 231,481231.5k $6.9m $6.9m 0.23% Added +185.7k +185,731
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 225,992226.0k $6.7m $6.7m 0.00% Reduced -13.1k -13,110
19 Endowment Wealth Management, Inc. 5.24% of their portfolio APPLETON, WI 191,837191.8k $5.7m $5.7m 5.24% Reduced -2.4k -2,383
20 HBK Sorce Advisory LLC 0.24% of their portfolio ERIE, PA 191,602191.6k $5.7m $5.7m 0.24% Added +48.6k +48,631
21 LFA - Lugano Financial Advisors SA 3.73% of their portfolio LUGANO, V8 187,995188.0k $5.6m $5.6m 3.73% Reduced -9.6k -9,643
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 153,197153.2k $4.6m $4.6m 0.00% Added +5.3k +5,266
23 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 142,330142.3k $4.2m $4.2m 0.04% Reduced -2.6k -2,593
24 Wolf Group Capital Advisors 1.65% of their portfolio FAIRFAX, VA 112,966113.0k $3.3m $3.3m 1.65% Added +12.1k +12,091
25 Live Oak Investment Partners 2.54% of their portfolio AUSTIN, TX 102,161102.2k $3.0m $3.0m 2.54% Added +4.8k +4,771
26 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 95,03395.0k $2.8m $2.8m 0.00% Reduced -3.2k -3,210
27 ABLE Financial Group, LLC 1.33% of their portfolio SCOTTSDALE, AZ 86,13786.1k $2.6m $2.6m 1.33% Added +15.9k +15,860
28 Baron Financial Group, LLC 1.58% of their portfolio Fair Lawn, NJ 85,84585.8k $2.6m $2.6m 1.58% Added +965 +965
29 Cooper Financial Group 0.63% of their portfolio IRVINE, CA 85,30485.3k $2.5m $2.5m 0.63% Reduced -708 -708
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 81,62981.6k $2.4m $2.4m 0.00% Added +34.7k +34,716
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 75,50675.5k $2.3m $2.3m 0.00% Reduced -1.6k -1,551
32 OVERSEA-CHINESE BANKING Corp Ltd 0.09% of their portfolio SINGAPORE, U0 62,81062.8k $1.9m $1.9m 0.09% Added +1.7k +1,660
33 CONSULTIVA WEALTH MANAGEMENT, CORP. 44.61% of their portfolio SAN JUAN, PR 59,24959.2k $1.8m $1.8m 44.61% Unchanged
34 Betterment LLC 0.01% of their portfolio NEW YORK, NY 58,07358.1k $1.7m $1.7m 0.01% Added +3.4k +3,419
35 Empirical Asset Management, LLC 1.50% of their portfolio WELLESLEY, MA 56,73556.7k $1.7m $1.7m 1.50% Added +2.1k +2,127
36 HANCOCK WHITNEY CORP 0.06% of their portfolio GULFPORT, MS 53,98154.0k $1.6m $1.6m 0.06% Added +29.3k +29,305
37 One Capital Management, LLC 0.07% of their portfolio WESTLAKE VILLAGE, CA 53,49153.5k $1.6m $1.6m 0.07% Reduced -1.3k -1,317
38 Twelve Points Wealth Management LLC 0.81% of their portfolio CONCORD, MA 51,00451.0k $1.5m $1.5m 0.81% Added +1.1k +1,076
39 COLDSTREAM CAPITAL MANAGEMENT INC 0.05% of their portfolio BELLEVUE, WA 50,19350.2k $1.5m $1.5m 0.05% Reduced -10.9k -10,913
40 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 49,13849.1k $1.5m $1.5m 0.02% Reduced -119 -119
41 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 48,27148.3k $1.4m $1.4m 0.02% Unchanged
42 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,60247.6k $1.4m $1.4m 0.00% Reduced -11.8k -11,770
43 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 37,23237.2k $1.1m $1.1m 0.02% Reduced -3.3k -3,271
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 35,00235.0k $1.0m $1.0m 0.00% Reduced -40.3k -40,280
45 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 33,28633.3k $992.9k $992.9k 0.04% Added +163 +163
46 Hexagon Capital Partners LLC 0.22% of their portfolio ROGERS, AR 27,37727.4k $816.7k $816.7k 0.22% Reduced -555 -555
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 24,24524.2k $723.2k $723.2k 0.00% Reduced -2.4k -2,365
48 Freedom Investment Management, Inc. 0.08% of their portfolio SOUTH WINDSOR, CT 22,52722.5k $672.0k $672.0k 0.08% Added +9.1k +9,082
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,13322.1k $660.2k $660.2k 0.00% New
50 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 21,98422.0k $655.8k $655.8k 0.05% Reduced -3.6k -3,618
51 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 21,88421.9k $652.8k $652.8k 0.01% Added +12.2k +12,239
52 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 20,75720.8k $610.0k $610.0k 0.02% Added +7.3k +7,322
53 Mariner Managed Account Solutions, LLC 0.05% of their portfolio Boston, MA 19,53619.5k $582.8k $582.8k 0.05% Reduced -9.2k -9,208
54 APPLETON PARTNERS INC/MA 0.05% of their portfolio BOSTON, MA 19,34119.3k $577.0k $577.0k 0.05% Reduced -47.1k -47,124
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,69316.7k $498.0k $498.0k 0.00% Reduced -8.4k -8,434
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,84615.8k $472.7k $472.7k 0.00% Reduced -6.3k -6,332
57 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 12,38812.4k $1.4m $1.4m 0.02% Reduced -424.5k -424,504
58 Alpha Financial Partners LLC 0.36% of their portfolio LEXINGTON, KY 11,34411.3k $338.4k $338.4k 0.36% Added +800 +800
59 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,84710.8k $323.6k $323.6k 0.01% Unchanged
60 Patten Group, Inc. 0.09% of their portfolio CHATTANOOGA, TN 10,20910.2k $304.5k $304.5k 0.09% Reduced -209 -209
61 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,15010.2k $302.8k $302.8k 0.00% Reduced -348 -348
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 9,96210.0k $297.2k $297.2k 0.00% New
63 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 9,3699.4k $279.5k $279.5k 0.01% New
64 DAVIS R M INC 0.01% of their portfolio PORTLAND, ME 9,3609.4k $279.0k $279.0k 0.01% Unchanged
65 SAGE FINANCIAL GROUP INC 0.03% of their portfolio W. CONSHOHOCKEN, PA 9,2759.3k $276.7k $276.7k 0.03% Reduced -72.2k -72,165
66 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 9,0009.0k $268.5k $268.5k 0.00% Reduced -3.0k -3,000
67 GREENWOOD CAPITAL ASSOCIATES LLC 0.04% of their portfolio GREENWOOD, SC 8,9629.0k $267.3k $267.3k 0.04% Added +78 +78
68 Richard W. Paul & Associates, LLC 0.11% of their portfolio NOVI, MI 8,7438.7k $260.8k $260.8k 0.11% Reduced -317 -317
69 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,4868.5k $253.0k $253.0k 0.00% Reduced -4.0k -3,990
70 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,9998.0k $238.6k $238.6k 0.00% Unchanged
71 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 7,9417.9k $236.9k $236.9k 0.02% New
72 Richard P Slaughter Associates Inc 0.07% of their portfolio AUSTIN, TX 7,8147.8k $233.1k $233.1k 0.07% Unchanged
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,7287.7k $230.5k $230.5k 0.00% Reduced -19.8k -19,777
74 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,7037.7k $229.8k $229.8k 0.00% Reduced -522 -522
75 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,6887.7k $229.0k $229.0k 0.00% Added +339 +339
76 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.12% of their portfolio LEAWOOD, KS 7,6347.6k $227.7k $227.7k 0.12% First filing
77 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7,0887.1k $211.5k $211.5k 0.00% First filing
78 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,0154.0k $119.8k $119.8k 0.00% Reduced -2.4k -2,368
79 O'Dell Group, LLC 0.03% of their portfolio CINCINNATI, OH 3,5693.6k $106.5k $106.5k 0.03% New
80 BerganKDV Wealth Management, LLC 0.01% of their portfolio BLOOMINGTON, MN 3,5543.6k $106.0k $106.0k 0.01% Reduced -1.5k -1,493
81 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,2832.3k $68.1k $68.1k 0.01% Added +114 +114
82 CENTRAL BANK & TRUST CO 0.01% of their portfolio LEXINGTON, KY 1,6141.6k $48.1k $48.1k 0.01% Reduced -6.5k -6,544
83 FMR LLC 0.00% of their portfolio BOSTON, MA 1,4241.4k $42.5k $42.5k 0.00% Added +1.3k +1,304
84 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,3441.3k $40.1k $40.1k 0.00% Reduced -929 -929
85 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 1,1451.1k $34.2k $34.2k 0.01% Unchanged
86 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,0891.1k $32.5k $32.5k 0.00% Reduced -880 -880
87 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,0831.1k $32.3k $32.3k 0.00% Unchanged
88 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 989989 $29.4k $29.4k 0.00% Reduced -214 -214
89 RAFFA WEALTH MANAGEMENT, LLC 0.01% of their portfolio WASHINGTON, DC 964964 $28.8k $28.8k 0.01% Added +6 +6
90 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 846846 $25.0k $25.0k 0.00% Reduced -608 -608
91 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 786786 $23.4k $23.4k 0.00% New
92 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 658658 $19.6k $19.6k 0.01% Reduced -1 -1
93 First Capital Advisors Group, LLC. 0.01% of their portfolio LITTLE SILVER, NJ 369369 $11.0k $11.0k 0.01% New
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 260260 $7.8k $7.8k 0.00% Reduced -92 -92
95 CWM, LLC 0.00% of their portfolio OMAHA, NE 250250 $7.0k $7.0k 0.00% Reduced -383 -383
96 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 201201 $6.0k $6.0k 0.00% New
97 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 140140 $4.2k $4.2k 0.00% Unchanged
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 137137 $4.1k $4.1k 0.00% Reduced -199 -199
99 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 136136 $4.1k $4.1k 0.00% Unchanged
100 BASSO CAPITAL MANAGEMENT, L.P. 0.00% of their portfolio STAMFORD, CT 132132 $3.9k $3.9k 0.00% New