Vault-13

INDEXIQ ETF TR QAI

HEDGE MLTI ETF · ETP · CUSIP 45409B107

115 institutional holders +10 vs Q3 2022
17,171,41317.2m shares reported held*
$491.8mreported value*
18 new 28 added 45 reduced 13 sold out net bought ≈ $17.9m (+628.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($342.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.64.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 115115Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022105
Q4 2022115

Biggest buyers

COLONY GROUP LLC Added +506,747+506.7k
MORGAN STANLEY Added +446,033+446.0k
AMERIPRISE FINANCIAL INC Added +252,010+252.0k
HBK Sorce Advisory LLC Added +203,451+203.5k
HANCOCK WHITNEY CORP Added +130,947+130.9k
UBS Group AG Added +111,455+111.5k
Dubuque Bank & Trust Co Added +107,464+107.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +54,572+54.6k
EP Wealth Advisors, LLC Added +41,682+41.7k
Curi Wealth Management, LLC New +39,792+39.8k

Biggest sellers

ASPIRIANT, LLC Reduced -658,058-658.1k
Ameliora Wealth Management Ltd. Reduced -211,762-211.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -87,789-87.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -69,089-69.1k
MCF Advisors LLC Reduced -60,294-60.3k
JANE STREET GROUP, LLC Sold out -57,896-57.9k
Wolf Group Capital Advisors Reduced -43,700-43.7k
Mariner, LLC Reduced -38,597-38.6k
WELLS FARGO & COMPANY/MN Reduced -38,493-38.5k
OLD MISSION CAPITAL LLC Sold out -37,510-37.5k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,899,2036.9m $196.4m $196.4m 0.02% Added +446.0k +446,033
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 957,118957.1k $27.2m $27.2m 0.01% Added +25.7k +25,692
3 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 820,414820.4k $23.4m $23.4m 0.01% Added +252.0k +252,010
4 COLONY GROUP LLC 0.27% of their portfolio Boston, MA 681,527681.5k $19.4m $19.4m 0.27% Added +506.7k +506,747
5 Brio Consultants, LLC 3.72% of their portfolio SAN FRANCISCO, CA 655,247655.2k $18.6m $18.6m 3.72% Added +19.6k +19,607
6 Dubuque Bank & Trust Co 2.10% of their portfolio Dubuque, IA 565,041565.0k $16.1m $16.1m 2.10% Added +107.5k +107,464
7 Quantitative Advantage, LLC 2.12% of their portfolio MINNETONKA, MN 483,111483.1k $13.7m $13.7m 2.12% Added +2.6k +2,640
8 ASPIRIANT, LLC 0.68% of their portfolio San Francisco, CA 466,700466.7k $13.3m $13.3m 0.68% Reduced -658.1k -658,058
9 Darwin Wealth Management, LLC 2.66% of their portfolio TAMPA, FL 352,924352.9k $10.3m $10.3m 2.66% Reduced -21.4k -21,436
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 340,402340.4k $9.7m $9.7m 0.02% Reduced -9.8k -9,780
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 328,828328.8k $9.4m $9.4m 0.00% Added +111.5k +111,455
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 309,662309.7k $8.8m $8.8m 0.00% Reduced -69.1k -69,089
13 Verdence Capital Advisors LLC 0.92% of their portfolio HUNT VALLEY, MD 263,085263.1k $7.5m $7.5m 0.92% Added +17.4k +17,377
14 HBK Sorce Advisory LLC 0.19% of their portfolio ERIE, PA 249,366249.4k $7.1m $7.1m 0.19% Added +203.5k +203,451
15 LFA - Lugano Financial Advisors SA 4.37% of their portfolio LUGANO, V8 206,976207.0k $5.9m $5.9m 4.37% Reduced -8.2k -8,176
16 Endowment Wealth Management, Inc. 6.20% of their portfolio APPLETON, WI 197,817197.8k $5.6m $5.6m 6.20% Reduced -5.3k -5,297
17 Beacon Harbor Wealth Advisors, Inc. 1.79% of their portfolio VIRGINIA BEACH, VA 185,343185.3k $5.3m $5.3m 1.79% First filing
18 BANK OF THE WEST 0.55% of their portfolio LOS ANGELES, CA 164,444164.4k $4.7m $4.7m 0.55% Reduced -7.5k -7,544
19 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 159,879159.9k $4.6m $4.6m 0.01% Reduced -33.8k -33,831
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 150,290150.3k $4.3m $4.3m 0.00% Reduced -7.7k -7,714
21 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 146,274146.3k $4.2m $4.2m 0.12% Added +1.1k +1,052
22 Moran Wealth Management, LLC 0.16% of their portfolio NAPLES, FL 144,828144.8k $4.1m $4.1m 0.16% First filing
23 HANCOCK WHITNEY CORP 0.15% of their portfolio GULFPORT, MS 139,439139.4k $4.0m $4.0m 0.15% Added +130.9k +130,947
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 130,020130.0k $3.7m $3.7m 0.00% Reduced -38.5k -38,493
25 EP Wealth Advisors, LLC 0.06% of their portfolio TORRANCE, CA 125,569125.6k $3.6m $3.6m 0.06% Added +41.7k +41,682
26 Wolf Group Capital Advisors 1.59% of their portfolio FAIRFAX, VA 118,250118.2k $3.4m $3.4m 1.59% Reduced -43.7k -43,700
27 COLDSTREAM CAPITAL MANAGEMENT INC 0.11% of their portfolio BELLEVUE, WA 103,181103.2k $2.9m $2.9m 0.11% First filing
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 97,36997.4k $2.8m $2.8m 0.00% Added +54.6k +54,572
29 MCF Advisors LLC 0.28% of their portfolio LEXINGTON, KY 95,43095.4k $2.7m $2.7m 0.28% Reduced -60.3k -60,294
30 Live Oak Investment Partners 2.49% of their portfolio AUSTIN, TX 95,35995.4k $2.7m $2.7m 2.49% First filing
31 Baron Financial Group, LLC 1.59% of their portfolio Fair Lawn, NJ 84,28084.3k $2.4m $2.4m 1.59% Added +2.7k +2,665
32 Cooper Financial Group 0.72% of their portfolio IRVINE, CA 82,95483.0k $2.4m $2.4m 0.72% Added +2.0k +1,972
33 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 71,77871.8k $2.0m $2.0m 0.01% Reduced -3.7k -3,689
34 APPLETON PARTNERS INC/MA 0.18% of their portfolio BOSTON, MA 66,02866.0k $1.9m $1.9m 0.18% Reduced -1.9k -1,941
35 OVERSEA-CHINESE BANKING Corp Ltd 0.10% of their portfolio SINGAPORE, U0 61,95362.0k $1.8m $1.8m 0.10% First filing
36 Mariner Managed Account Solutions, LLC 0.15% of their portfolio Boston, MA 59,38859.4k $1.7m $1.7m 0.15% Added +30.6k +30,632
37 CONSULTIVA WEALTH MANAGEMENT, CORP. 43.05% of their portfolio SAN JUAN, PR 58,11858.1k $1.7m $1.7m 43.05% Reduced -2 -2
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 58,04958.0k $1.7m $1.7m 0.00% Reduced -5.0k -5,041
39 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 55,46755.5k $1.6m $1.6m 0.13% Reduced -2.3k -2,325
40 Alaska Permanent Capital Management, LLC 0.15% of their portfolio ANCHORAGE, AK 52,21652.2k $1.5m $1.5m 0.15% Added +4.2k +4,221
41 Betterment LLC 0.01% of their portfolio NEW YORK, NY 51,68151.7k $1.5m $1.5m 0.01% Reduced -418 -418
42 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 42,67242.7k $1.2m $1.2m 0.04% Reduced -8.8k -8,803
43 Twelve Points Wealth Management LLC 0.83% of their portfolio CONCORD, MA 42,63442.6k $1.2m $1.2m 0.83% Added +1.0k +1,034
44 Empirical Asset Management, LLC 1.27% of their portfolio WELLESLEY, MA 42,36142.4k $1.2m $1.2m 1.27% Reduced -1.8k -1,793
45 Curi Wealth Management, LLC 0.16% of their portfolio Raleigh, NC 39,79239.8k $1.1m $1.1m 0.16% New
46 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 38,94338.9k $1.1m $1.1m 0.00% Added +17.3k +17,295
47 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,42735.4k $1.0m $1.0m 0.00% New
48 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 35,38935.4k $1.0m $1.0m 0.02% New
49 EFG Private Wealth Management (Americas) Corp. 0.24% of their portfolio MIAMI, FL 33,85633.9k $963.5k $963.5k 0.24% Unchanged
50 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 33,55033.5k $954.8k $954.8k 0.04% Added +1 +1
51 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 32,61732.6k $928.3k $928.3k 0.00% Reduced -6.0k -5,950
52 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 32,61732.6k $928.3k $928.3k 0.00% Reduced -6.0k -5,950
53 Hexagon Capital Partners LLC 0.24% of their portfolio ROGERS, AR 29,38329.4k $836.2k $836.2k 0.24% Reduced -5.3k -5,338
54 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 27,27827.3k $776.3k $776.3k 0.00% Reduced -637 -637
55 Riverwater Partners LLC 0.63% of their portfolio Milwaukee, WI 25,95826.0k $738.8k $738.8k 0.63% New
56 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.03% of their portfolio NORFOLK, VA 23,76523.8k $676.4k $676.4k 0.03% Reduced -675 -675
57 CX Institutional 0.04% of their portfolio AUBURN, IN 23,66423.7k $673.5k $673.5k 0.04% Reduced -26.4k -26,421
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 23,50223.5k $669.0k $669.0k 0.00% Reduced -38.6k -38,597
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 23,13523.1k $658.0k $658.0k 0.00% New
60 COMERICA BANK 0.01% of their portfolio DALLAS, TX 22,30722.3k $650.0k $650.0k 0.01% Reduced -20.8k -20,785
61 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 19,44619.4k $553.0k $553.0k 0.00% Added +11.4k +11,362
62 Alpha Financial Partners LLC 0.64% of their portfolio LEXINGTON, KY 18,48618.5k $526.1k $526.1k 0.64% First filing
63 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 18,29018.3k $521.0k $521.0k 0.01% New
64 PITCAIRN CO 0.05% of their portfolio CONSHOHOCKEN, PA 16,04616.0k $456.7k $456.7k 0.05% New
65 Richard P Slaughter Associates Inc 0.14% of their portfolio AUSTIN, TX 15,41615.4k $438.7k $438.7k 0.14% Unchanged
66 CENTRAL BANK & TRUST CO 0.07% of their portfolio LEXINGTON, KY 13,47713.5k $383.4k $383.4k 0.07% Added +11.6k +11,575
67 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,53312.5k $356.0k $356.0k 0.00% Added +1.1k +1,110
68 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 12,47912.5k $355.0k $355.0k 0.01% Added +601 +601
69 Aspire Wealth Management Corp 0.31% of their portfolio WALTHAM, MA 12,32512.3k $350.8k $350.8k 0.31% Reduced -933 -933
70 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 12,03312.0k $342.4k $342.4k 0.00% Reduced -9.1k -9,079
71 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 12,00012.0k $341.5k $341.5k 0.00% Unchanged
72 Patten Group, Inc. 0.10% of their portfolio CHATTANOOGA, TN 11,38011.4k $323.9k $323.9k 0.10% Reduced -855 -855
73 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,85810.9k $309.0k $309.0k 0.00% Added +930 +930
74 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 10,84710.8k $308.7k $308.7k 0.01% Unchanged
75 DAVIS R M INC 0.01% of their portfolio PORTLAND, ME 9,3609.4k $266.0k $266.0k 0.01% Unchanged
76 BRIGHTON JONES LLC 0.02% of their portfolio SEATTLE, WA 9,1609.2k $260.7k $260.7k 0.02% New
77 Catalyst Wealth Management, LLC 0.25% of their portfolio ATLANTA, GA 9,1479.1k $260.3k $260.3k 0.25% First filing
78 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 8,3368.3k $237.2k $237.2k 0.01% Unchanged
79 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 8,2238.2k $234.0k $234.0k 0.01% Reduced -7.1k -7,109
80 Richard W. Paul & Associates, LLC 0.12% of their portfolio NOVI, MI 8,1418.1k $231.7k $231.7k 0.12% First filing
81 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,0928.1k $230.3k $230.3k 0.00% Reduced -473 -473
82 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 7,8147.8k $222.4k $222.4k 0.01% Unchanged
83 GREENWOOD CAPITAL ASSOCIATES LLC 0.04% of their portfolio GREENWOOD, SC 7,7127.7k $219.5k $219.5k 0.04% Reduced -2.8k -2,811
84 Stonehearth Capital Management, LLC 0.12% of their portfolio DANVERS, MA 7,4757.5k $212.7k $212.7k 0.12% Reduced -98 -98
85 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,4287.4k $211.0k $211.0k 0.01% Reduced -194 -194
86 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 7,3037.3k $207.9k $207.9k 0.02% New
87 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 6,9246.9k $197.1k $197.1k 0.01% Added +452 +452
88 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,3056.3k $179.4k $179.4k 0.00% Unchanged
89 BerganKDV Wealth Management, LLC 0.02% of their portfolio BLOOMINGTON, MN 5,0475.0k $143.6k $143.6k 0.02% Reduced -33 -33
90 Coston, McIsaac & Partners 0.03% of their portfolio BAR HARBOR, ME 2,7002.7k $76.0k $76.0k 0.03% New
91 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,1752.2k $61.8k $61.8k 0.00% Reduced -1.8k -1,775
92 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,1512.2k $61.0k $61.0k 0.01% Reduced -13.8k -13,786
93 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,9732.0k $56.2k $56.2k 0.00% Unchanged
94 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,9692.0k $56.0k $56.0k 0.00% Unchanged
95 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,8841.9k $54.0k $54.0k 0.00% Reduced -866 -866
96 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 1,6991.7k $48.0k $48.0k 0.01% Reduced -2.6k -2,633
97 Ameliora Wealth Management Ltd. 0.02% of their portfolio ZURICH, V8 1,5491.5k $44.9k $44.9k 0.02% Reduced -211.8k -211,762
98 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,0831.1k $30.8k $30.8k 0.00% Unchanged
99 RAFFA WEALTH MANAGEMENT, LLC 0.01% of their portfolio WASHINGTON, DC 958958 $27.3k $27.3k 0.01% Added +264 +264
100 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 865865 $24.6k $24.6k 0.00% New