Vault-13

IDENTIV INC INVE

COM NEW · Common Stock · CUSIP 45170X205

Digital security and Internet of Things technology company

52 institutional holders +8 vs Q4 2025
10,714,19910.7m shares reported held*
44.6% of all shares outstanding*
$39.7mreported value*
10 new 11 added 15 reduced 4 sold out net sold ≈ $345.3k (-93.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 24.0m as of 2026-04-15, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.70. Options: 3 managers hold calls ($328.2k notional), 2 hold puts ($1.5k).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 70Q4 22: 78Q1 23: 74Q2 23: 75Q3 23: 68Q4 23: 69Q1 24: 67Q2 24: 56Q3 24: 48Q4 24: 51Q1 25: 44Q2 25: 44Q3 25: 45Q4 25: 44Q1 26: 5252Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202270
Q4 202278
Q1 202374
Q2 202375
Q3 202368
Q4 202369
Q1 202467
Q2 202456
Q3 202448
Q4 202451
Q1 202544
Q2 202544
Q3 202545
Q4 202544
Q1 202652

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 21 bought or addedQ2 24: 45 cut or sold outQ3 24: 11 bought or addedQ3 24: 25 cut or sold outQ3 24Q4 24: 20 bought or addedQ4 24: 20 cut or sold outQ1 25: 7 bought or addedQ1 25: 29 cut or sold outQ1 25Q2 25: 16 bought or addedQ2 25: 19 cut or sold outQ3 25: 22 bought or addedQ3 25: 16 cut or sold outQ3 25Q4 25: 12 bought or addedQ4 25: 24 cut or sold outQ1 26: 21 bought or addedQ1 26: 19 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20242145
Q3 20241125
Q4 20242020
Q1 2025729
Q2 20251619
Q3 20252216
Q4 20251224
Q1 20262119

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 25 calls: $127.5kQ2 25 puts: $75.6kQ2 25P/C 0.59Q3 25 calls: $94.5kQ3 25 puts: $1.0kQ3 25P/C 0.01Q4 25 calls: $54.9kQ4 25 puts: $768Q4 25P/C 0.01Q1 26 calls: $328.2kQ1 26 puts: $1.5kQ1 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2025$127.5k$75.6k0.59
Q3 2025$94.5k$1.0k0.01
Q4 2025$54.9k$7680.01
Q1 2026$328.2k$1.5k0.00

Biggest buyers

AIGH Capital Management LLC New +409,186+409.2k
SEI INVESTMENTS CO Added +126,008+126.0k
ROYCE & ASSOCIATES LP Added +100,436+100.4k
NewEdge Advisors, LLC Added +73,015+73.0k
RENAISSANCE TECHNOLOGIES LLC Added +49,602+49.6k
JANE STREET GROUP, LLC New +49,035+49.0k
Evernest Financial Advisors, LLC New +41,000+41.0k
CITADEL ADVISORS LLC Added +39,666+39.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,403+21.4k
Mink Brook Asset Management LLC New +19,203+19.2k

Biggest sellers

Pillsbury Lake Capital LLC Reduced -453,643-453.6k
PRELUDE CAPITAL MANAGEMENT, LLC Reduced -297,525-297.5k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -233,423-233.4k
HARBERT FUND ADVISORS, LLC Reduced -49,789-49.8k
Parallel Advisors, LLC Sold out -25,000-25.0k
MILLENNIUM MANAGEMENT LLC Reduced -17,071-17.1k
GOLDMAN SACHS GROUP INC Reduced -12,174-12.2k
MARATHON CAPITAL MANAGEMENT Reduced -5,500-5.5k
Legato Capital Management LLC Reduced -3,300-3.3k
FRANKLIN RESOURCES INC Reduced -1,084-1.1k

Biggest calls

CITADEL ADVISORS LLC Added $278.6k75.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $37.4k10.1k shares
SIMPLEX TRADING, LLC Added $12.2k3.3k shares

Biggest puts

SIMPLEX TRADING, LLC Added $1.1k300 shares
GROUP ONE TRADING LLC Unchanged $370100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Bleichroeder LP 13D · may seek influence no change · filed 2026-08-25
Stated purposeItem 4 of the Schedule 13D is hereby amended to include the following: On June 24, 2026, Bleichroeder and the Issuer supplemented Section 3(e) of the Governance Letter Agreement (a copy of which is attached as Exhibit 4.1 hereto) (the "Governance Letter Supplement") pursuant to which the Issuer and Bleichroeder clarified the intent of the parties and confirmed their mutual understanding that the proportional voting requirement established by Section 3(e) of the Governance Letter Agreement applies in the event that Bleichroeder holds more than 40% of the Issuer's voting stock for any reason regardless of whether such ownership results from Bleichroeder's purchases of voting stock, Bleichroeder's conversion of shares of nonvoting Series B Preferred Stock into shares of voting stock, the Iss… Full filing
19.9% no change 5.2m≈ $13.2m 2026-08-25
Grossman Bruce 13G · passive investor new · filed 2026-07-09 7.3% new 1.8m≈ $4.4m 2026-07-09
Radoff Bradley Louis 13D · may seek influence -3.1 pts · filed 2026-10-23 6.7% -3.1 pts 1.6m≈ $4.0m 2026-10-23

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q2 24: 3 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 2 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20243$307.8k0——
Q3 20240—0——
Q4 20240—0——
Q1 20252$84.1k0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bleichroeder LP 1.84% of their portfolio NEW YORK, NY 2,884,4952.9m $10.7m $10.7m 1.84% Unchanged
2 ROYCE & ASSOCIATES LP 0.04% of their portfolio New York, NY 1,176,5401.2m $4.4m $4.4m 0.04% Added +100.4k +100,436
3 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 1,051,8591.1m $3.9m $3.9m 0.00% First filing
4 ESSEX INVESTMENT MANAGEMENT CO LLC 0.43% of their portfolio BOSTON, MA 736,608736.6k $2.7m $2.7m 0.43% Added +12.9k +12,923
5 HARBERT FUND ADVISORS, LLC 89.90% of their portfolio Birmingham, AL 735,768735.8k $2.7m $2.7m 89.90% Reduced -49.8k -49,789
6 Pillsbury Lake Capital LLC 0.82% of their portfolio SAN FRANCISCO, CA 491,657491.7k $1.8m $1.8m 0.82% Reduced -453.6k -453,643
7 AIGH Capital Management LLC 0.31% of their portfolio BALTIMORE, MD 409,186409.2k $1.5m $1.5m 0.31% New
8 Peapod Lane Capital LLC 1.13% of their portfolio Bedford Hills, NY 376,730376.7k $1.4m $1.4m 1.13% Reduced -4 -4
9 BlackRock, Inc. 0.00% of their portfolio New York, NY 315,747315.7k $1.2m $1.2m 0.00% Added +4.4k +4,442
10 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 261,784261.8k $968.6k $968.6k 0.00% Added +49.6k +49,602
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 241,850241.8k $895.1k $895.1k 0.00% Reduced -402 -402
12 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 241,766241.8k $894.5k $894.5k 0.00% Added +126.0k +126,008
13 PRELUDE CAPITAL MANAGEMENT, LLC 0.07% of their portfolio NEW YORK, NY 234,426234.4k $867.4k $867.4k 0.07% Reduced -297.5k -297,525
14 Legato Capital Management LLC 0.08% of their portfolio San Francisco, CA 230,691230.7k $853.6k $853.6k 0.08% Reduced -3.3k -3,300
15 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 207,764207.8k $768.5k $768.5k 0.00% Reduced -902 -902
16 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 168,096168.1k $622.0k $622.0k 0.01% Reduced -233.4k -233,423
17 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 135,420135.4k $501.1k $501.1k 0.00% First filing
18 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 112,692112.7k $417.0k $417.0k 0.00% Added +73.0k +73,015
19 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 89,51589.5k $331.2k $331.2k 0.00% Unchanged
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 70,50770.5k $260.9k $260.9k 0.00% Reduced -12.2k -12,174
21 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 53,60853.6k $198.3k $198.3k 0.00% Unchanged
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 50,89750.9k $188.3k $188.3k 0.00% Added +39.7k +39,666
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 49,03549.0k $181.4k $181.4k 0.00% New
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 42,55942.6k $157.5k $157.5k 0.00% Added +21.4k +21,403
25 Evernest Financial Advisors, LLC 0.04% of their portfolio CARMEL, IN 41,00041.0k $194.8k $194.8k 0.04% New
26 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 36,12136.1k $134.0k $134.0k 0.00% Unchanged
27 Cruiser Capital Advisors, LLC 0.06% of their portfolio Stamford, CT 31,77831.8k $117.6k $117.6k 0.06% Unchanged
28 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 26,22626.2k $97.0k $97.0k 0.00% Added +1.2k +1,226
29 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 22,80622.8k $84.4k $84.4k 0.00% Reduced -1.1k -1,084
30 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 22,00022.0k $81.4k $81.4k 0.01% Unchanged
31 Mink Brook Asset Management LLC 0.04% of their portfolio West Palm Beach, FL 19,20319.2k $71.1k $71.1k 0.04% New
32 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 17,87217.9k $66.1k $66.1k 0.00% New
33 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 16,51116.5k $61.1k $61.1k 0.00% New
34 MARATHON CAPITAL MANAGEMENT 0.01% of their portfolio Hunt Valley, MD 15,50015.5k $57.4k $57.4k 0.01% Reduced -5.5k -5,500
35 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 15,03515.0k $55.6k $55.6k 0.00% Reduced -17.1k -17,071
36 Virtu Financial LLC 0.00% of their portfolio New York, NY 13,38513.4k $50.0k $50.0k 0.00% New
37 Assenagon Asset Management S.A. 0.00% of their portfolio SENNINGERBERG, N4 12,32812.3k $45.6k $45.6k 0.00% Unchanged
38 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 12,32112.3k $45.6k $45.6k 0.00% New
39 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 10,00010.0k $37.0k $37.0k 0.00% Unchanged
40 C2C Wealth Management, LLC 0.03% of their portfolio SCOTTSDALE, AZ 10,00010.0k $37.0k $37.0k 0.03% Unchanged
41 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 8,6428.6k $32.0k $32.0k 0.00% First filing
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,4565.5k $20.2k $20.2k 0.00% Reduced -545 -545
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,8433.8k $14.2k $14.2k 0.00% Unchanged
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,3723.4k $12.5k $12.5k 0.00% Reduced -25 -25
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 929929 $3.0k $3.0k 0.00% Added +1 +1
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 378378 $1.4k $1.4k 0.00% Reduced -63 -63
47 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 155155 $574 $574 0.00% Added +5 +5
48 FMR LLC 0.00% of their portfolio BOSTON, MA 5050 $185 $185 0.00% New
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3535 $125 $125 0.00% Unchanged
50 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 2929 $107 $107 0.00% New
51 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 2121 $78 $78 0.00% Unchanged
52 Cedar Mountain Advisors, LLC 0.00% of their portfolio LAKE OSWEGO, OR 33 $11 $11 0.00% Unchanged