Vault-13

AMBER INTL HLDG LTD AMBR

SPON ADS NEW · ADR · CUSIP 45113Y203

15 institutional holders +1 vs Q1 2023
1,489,4181.5m shares reported held*
$2.1mreported value*
2 new 3 added 5 reduced 1 sold out net sold ≈ $255.7k (-182.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.40. Options: 3 managers hold calls ($2.0k notional), 2 hold puts ($1.7k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q4 22: 18Q1 23: 14Q2 23: 1515Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q4 202218
Q1 202314
Q2 202315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 23: 6 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 6 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q1 202367
Q2 202356

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3k$4kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $3.4kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $2.0kQ2 23 puts: $1.7kQ2 23P/C 0.86
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$3.4k$00.00
Q2 2023$2.0k$1.7k0.86

Biggest buyers

RHUMBLINE ADVISERS New +1,819+1.8k
UBS Group AG New +600+600
Jefferies Financial Group Inc. Added +378+378
Tower Research Capital LLC (TRC) Added +245+245
JPMORGAN CHASE & CO Added +225+225

Biggest sellers

SeaTown Holdings Pte. Ltd. Sold out -71,793-71.8k
FIL Ltd Reduced -69,564-69.6k
BANK OF AMERICA CORP /DE/ Reduced -19,722-19.7k
CITADEL ADVISORS LLC Reduced -15,460-15.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -9,300-9.3k
OSAIC HOLDINGS, INC. Reduced -94-94

Biggest calls

CITADEL ADVISORS LLC Unchanged $1.4k1.0k shares
GROUP ONE TRADING LLC New $560400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $1.7k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Amber Global Ltd 13D · may seek influence -48.3 pts · filed 2026-06-01
Stated purposeItem 4 of the Schedule 13D is hereby amended by adding the following paragraphs: The information set forth in or incorporated by reference into Item 3 of this Amendment is hereby incorporated by reference in its entirety into this Item 4. Full filing
28.1% -48.3 pts 131.9m 2026-06-01
Wu Yuao 13D · may seek influence filed 2026-10-28
Stated purposeItem 4 of the Schedule 13D is hereby amended by adding the following paragraphs: The information set forth in or incorporated by reference into Items 3, 5(c) and 6 of this Amendment is hereby incorporated by reference in its entirety into this Item 4. The transfers by Amber Fort Limited to Mars and Amber Zillion Limited described in Item 5(c) were dividends paid to those designated shareholders in the form of the relevant shares. The transfers on September 30, 2026 described in Item 5(c) were made in settlement of PSUs of Amber Global Limited. On October 23, 2026, the Issuer's shareholders approved a one-off incentive award of 23,469,189 Class B Ordinary Shares to Mr. Wu, which vested in full and were issued to him on that date. The award is intended to align his voting influence with h… Full filing
19.1% 94.2m 2026-10-28
HSG Holding Ltd 13G · passive investor new · filed 2026-06-17 9.5% new 41.0m 2026-06-17
Temasek Holdings (Private) Ltd 13G · passive investor new · filed 2026-06-05 7.1% new 30.9m 2026-06-05
Paradigm Fund LP 13G · passive investor new · filed 2026-06-05 7.1% new 30.9m 2026-06-05
Lin Yu-Fan 13D · may seek influence new · filed 2025-03-11
Stated purposeThe Reporting Persons acquired the Class A Ordinary Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that these shares represent an attractive investment opportunity in light of the Merger. On November 29, 2024, the Issuer entered into a definitive Agreement and Plan of Merger (the "Merger Agreement") with Overlord Merger Sub Ltd. ("Merger Sub"), a Cayman Islands exempted company and a direct, wholly owned subsidiary of the Issuer, and Amber DWM Holding Limited ("Amber DWM"), a Cayman Islands exempted company and the holding entity of a digital wealth management business known as Amber Premium ("Amber Premium"), pursuant to which Merger Sub will merge with and into Amber DWM, with Amber DWM continuing as the surviving… Full filing
5.8% new 2.5m 2025-03-11

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 748,198748.2k $1.0m $1.0m 0.00% Unchanged
2 FIL Ltd 0.00% of their portfolio HAMILTON, D0 400,640400.6k $560.9k $560.9k 0.00% Reduced -69.6k -69,564
3 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 150,125150.1k $210.2k $210.2k 0.00% Added +378 +378
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 118,362118.4k $165.7k $165.7k 0.00% Unchanged
5 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 55,60355.6k $78.0k $78.0k 0.00% Reduced -9.3k -9,300
6 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,5989.6k $13.4k $13.4k 0.00% Reduced -15.5k -15,460
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,8112.8k $3.9k $3.9k 0.00% Reduced -19.7k -19,722
8 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 1,8191.8k $2.5k $2.5k 0.00% New
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0541.1k $1.5k $1.5k 0.00% Reduced -94 -94
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 600600 $840 $840 0.00% New
11 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 324324 $454 $454 0.00% Added +245 +245
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 241241 $337 $337 0.00% Added +225 +225
13 BlackRock Inc. 0.00% of their portfolio New York, NY 3636 $51 $51 0.00% Unchanged
14 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 77 $10 $10 0.00% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged