Vault-13

I3 VERTICALS LLC IIIV 1 02.15.25

NOTE 1.000% 2/1 · US DOMESTIC · CUSIP 44933TAB2

0 institutional holders -8 vs Q4 2024
—reported value*
0 new 0 added 0 reduced 8 sold out net sold ≈ $21.6m (-25.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 13Q4 22: 14Q1 23: 15Q2 23: 16Q3 23: 19Q4 23: 18Q1 24: 13Q2 24: 13Q3 24: 11Q4 24: 8Q1 25: 00Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202213
Q4 202214
Q1 202315
Q2 202316
Q3 202319
Q4 202318
Q1 202413
Q2 202413
Q3 202411
Q4 20248
Q1 20250

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 23: 6 bought or addedQ2 23: 3 cut or sold outQ3 23: 5 bought or addedQ3 23: 2 cut or sold outQ3 23Q4 23: 2 bought or addedQ4 23: 2 cut or sold outQ1 24: 3 bought or addedQ1 24: 12 cut or sold outQ1 24Q2 24: 1 bought or addedQ2 24: 2 cut or sold outQ3 24: 1 bought or addedQ3 24: 3 cut or sold outQ3 24Q4 24: 1 bought or addedQ4 24: 2 cut or sold outQ1 25: 0 bought or addedQ1 25: 8 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202363
Q3 202352
Q4 202322
Q1 2024312
Q2 202412
Q3 202413
Q4 202412
Q1 202508

Biggest buyers

None

Biggest sellers

PIPER SANDLER & CO. Sold out -9,550,000-9.6m
DeepCurrents Investment Group LLC Sold out -8,723,000-8.7m
SSI INVESTMENT MANAGEMENT LLC Sold out -2,600,000-2.6m
PALISADE CAPITAL MANAGEMENT, LP Sold out -1,149,000-1.1m
Steward Partners Investment Advisory, LLC Sold out -50,000-50.0k
RAYMOND JAMES FINANCIAL INC Sold out -50,000-50.0k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -25,000-25.0k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Sold out +00

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change