Vault-13

HUTCHMED CHINA LTD HCM

SPONSORED ADS · ADR · CUSIP 44842L103

Biopharmaceutical company

66 institutional holders -5 vs Q2 2023
23,050,10123.1m shares reported held*
$391.0mreported value*
9 new 14 added 23 reduced 14 sold out net sold ≈ $17.1m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.96. Options: 3 managers hold calls ($86.0k notional), 3 hold puts ($28.4k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 107Q4 22: 85Q1 23: 72Q2 23: 71Q3 23: 6666Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022107
Q4 202285
Q1 202372
Q2 202371
Q3 202366

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 39 bought or addedQ4 22: 73 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 37 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223973
Q1 20232750
Q2 20231742
Q3 20232337

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 22 calls: $39.3kQ4 22 puts: $316.9kQ4 22P/C 8.06Q1 23 calls: $117.5kQ1 23 puts: $81.9kQ1 23P/C 0.70Q2 23 calls: $52.8kQ2 23 puts: $38.0kQ2 23P/C 0.72Q3 23 calls: $86.0kQ3 23 puts: $28.4kQ3 23P/C 0.33
Numbers
QuarterCallsPutsP/C
Q4 2022$39.3k$316.9k8.06
Q1 2023$117.5k$81.9k0.70
Q2 2023$52.8k$38.0k0.72
Q3 2023$86.0k$28.4k0.33

Biggest buyers

ACADIAN ASSET MANAGEMENT LLC New +193,811+193.8k
JANE STREET GROUP, LLC Added +177,742+177.7k
MILLENNIUM MANAGEMENT LLC Added +104,503+104.5k
Walleye Capital LLC New +50,052+50.1k
BNP PARIBAS FINANCIAL MARKETS Added +41,790+41.8k
Connor, Clark & Lunn Investment Management Ltd. New +26,209+26.2k
Hennion & Walsh Asset Management, Inc. Added +24,437+24.4k
HSBC HOLDINGS PLC New +22,421+22.4k
FIL Ltd Added +21,647+21.6k
TWO SIGMA INVESTMENTS, LP Added +13,266+13.3k

Biggest sellers

M&G INVESTMENT MANAGEMENT LTD Reduced -448,007-448.0k
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -383,503-383.5k
Allianz Asset Management GmbH Reduced -229,787-229.8k
GOLDMAN SACHS GROUP INC Reduced -130,075-130.1k
M&T Bank Corp Sold out -90,280-90.3k
INTERNATIONAL BIOTECHNOLOGY TRUST PLC Sold out -68,000-68.0k
BlackRock Inc. Reduced -61,754-61.8k
AIA Group Ltd Reduced -57,975-58.0k
STATE STREET CORP Reduced -41,301-41.3k
XY Capital Ltd Sold out -26,515-26.5k

Biggest calls

CITADEL ADVISORS LLC Added $83.0k4.9k shares
SIMPLEX TRADING, LLC Reduced $3.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $25.4k1.5k shares
SIMPLEX TRADING, LLC Reduced $3.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 M&G INVESTMENT MANAGEMENT LTD 0.88% of their portfolio London, X0 7,084,8347.1m $120.4m $120.4m 0.88% Reduced -448.0k -448,007
2 SCHRODER INVESTMENT MANAGEMENT GROUP 0.11% of their portfolio London, X0 4,219,1684.2m $71.5m $71.5m 0.11% Reduced -383.5k -383,503
3 GENERAL ATLANTIC, L.P. 1.05% of their portfolio New York, NY 4,000,0004.0m $67.8m $67.8m 1.05% Unchanged
4 Bellevue Group AG 0.49% of their portfolio ZURICH, V8 1,802,9631.8m $30.6m $30.6m 0.49% Reduced -2.6k -2,620
5 Allianz Asset Management GmbH 0.06% of their portfolio MUNICH, 2M 1,644,9991.6m $27.9m $27.9m 0.06% Reduced -229.8k -229,787
6 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 934,866934.9k $15.8m $15.8m 0.02% Added +104.5k +104,503
7 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 478,123478.1k $8.1m $8.1m 0.01% Added +177.7k +177,742
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 412,608412.6k $7.0m $7.0m 0.00% Reduced -130.1k -130,075
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 392,955393.0k $6.7m $6.7m 0.00% Reduced -41.3k -41,301
10 AIA Group Ltd 0.32% of their portfolio HONG KONG, K3 391,278391.3k $6.6m $6.6m 0.32% Reduced -58.0k -57,975
11 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 193,811193.8k $3.3m $3.3m 0.01% New
12 PLATINUM INVESTMENT MANAGEMENT LTD 0.12% of their portfolio SYDNEY AUSTRALIA 2000, C3 182,052182.1k $3.1m $3.1m 0.12% Unchanged
13 BAILLIE GIFFORD & CO 0.00% of their portfolio EDINBURGH, X0 135,275135.3k $2.3m $2.3m 0.00% Reduced -7.2k -7,200
14 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 129,051129.1k $2.2m $2.2m 0.00% Added +193 +193
15 ABN AMRO INVESTMENT SOLUTIONS 0.04% of their portfolio PARIS CEDEX 008, I0 107,241107.2k $1.8m $1.8m 0.04% Reduced -220 -220
16 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 86,54386.5k $1.4m $1.4m 0.00% Unchanged
17 FIL Ltd 0.00% of their portfolio HAMILTON, D0 71,54171.5k $1.2m $1.2m 0.00% Added +21.6k +21,647
18 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 52,00052.0k $881.0k $881.0k 0.00% Reduced -3.5k -3,452
19 Hennion & Walsh Asset Management, Inc. 0.06% of their portfolio Parsippany, NJ 51,73551.7k $876.4k $876.4k 0.06% Added +24.4k +24,437
20 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 50,05250.1k $847.9k $847.9k 0.01% New
21 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 46,39446.4k $785.9k $785.9k 0.00% Added +41.8k +41,790
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 46,17846.2k $782.3k $782.3k 0.00% Added +2.8k +2,752
23 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 45,91845.9k $777.9k $777.9k 0.00% Unchanged
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 45,19845.2k $765.7k $765.7k 0.00% Reduced -1.6k -1,638
25 BlackRock Inc. 0.00% of their portfolio New York, NY 37,38437.4k $633.3k $633.3k 0.00% Reduced -61.8k -61,754
26 Amundi 0.00% of their portfolio Paris, I0 36,90136.9k $688.9k $688.9k 0.00% Unchanged
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 31,14431.1k $527.6k $527.6k 0.00% Reduced -25.1k -25,054
28 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 27,47027.5k $465.3k $465.3k 0.01% Reduced -7.1k -7,096
29 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 26,96627.0k $456.8k $456.8k 0.00% Added +13.3k +13,266
30 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 26,20926.2k $444.0k $444.0k 0.00% New
31 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 24,23124.2k $410.5k $410.5k 0.00% Unchanged
32 Alberta Investment Management Corp 0.00% of their portfolio EDMONTON, A0 23,90023.9k $404.9k $404.9k 0.00% Unchanged
33 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 22,42122.4k $380.5k $380.5k 0.00% New
34 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 22,30522.3k $377.8k $377.8k 0.00% Reduced -5.0k -5,016
35 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 21,40021.4k $362.5k $362.5k 0.00% Unchanged
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 20,63520.6k $349.6k $349.6k 0.00% Added +3.2k +3,214
37 Janney Capital Management LLC 0.02% of their portfolio PITTSBURGH, PA 17,20317.2k $291.0k $291.0k 0.02% Added +469 +469
38 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 15,40015.4k $260.9k $260.9k 0.00% Reduced -25.6k -25,570
39 EXCHANGE TRADED CONCEPTS, LLC 0.01% of their portfolio Oklahoma City, OK 12,06712.1k $204.4k $204.4k 0.01% Reduced -4.6k -4,604
40 Vanguard Personalized Indexing Management, LLC 0.01% of their portfolio OAKLAND, CA 11,54711.5k $195.6k $195.6k 0.01% New
41 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 10,66410.7k $180.8k $180.8k 0.00% New
42 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 10,45010.4k $177.0k $177.0k 0.00% Unchanged
43 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,04910.0k $170.2k $170.2k 0.00% New
44 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 8,1048.1k $137.3k $137.3k 0.00% Unchanged
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,2207.2k $122.3k $122.3k 0.00% Reduced -19.0k -18,959
46 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,7235.7k $96.9k $96.9k 0.00% Added +1.3k +1,279
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,5544.6k $77.0k $77.0k 0.00% Added +240 +240
48 FMR LLC 0.00% of their portfolio BOSTON, MA 2,7152.7k $46.0k $46.0k 0.00% Reduced -30 -30
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,3342.3k $39.5k $39.5k 0.00% Reduced -6.4k -6,374
50 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 1,3341.3k $23.0k $23.0k 0.00% Added +784 +784
51 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 990990 $16.8k $16.8k 0.00% Reduced -327 -327
52 China Universal Asset Management Co., Ltd. 0.00% of their portfolio SHANGHAI, F4 792792 $13.4k $13.4k 0.00% Added +380 +380
53 Quantbot Technologies LP 0.00% of their portfolio NEW YORK, NY 700700 $11.9k $11.9k 0.00% New
54 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 690690 $11.7k $11.7k 0.00% Unchanged
55 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 601601 $10.2k $10.2k 0.00% Reduced -1.5k -1,512
56 GW&K Investment Management, LLC 0.00% of their portfolio BOSTON, MA 345345 $6.0k $6.0k 0.00% Unchanged
57 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 185185 $3.0k $3.0k 0.00% Unchanged
58 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 157157 $2.7k $2.7k 0.00% Reduced -2 -2
59 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 138138 $2.3k $2.3k 0.00% Unchanged
60 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 106106 $1.8k $1.8k 0.00% New
61 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 103103 $1.7k $1.7k 0.00% Unchanged
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6363 $1.1k $1.1k 0.00% Unchanged
63 CWM, LLC 0.00% of their portfolio OMAHA, NE 4949 $1.0k $1.0k 0.00% Unchanged
64 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 3838 $644 $644 0.00% Unchanged
65 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 3131 $526 $526 0.00% Unchanged
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged