Vault-13

HOPE BANCORP INC HOPE 2 05.15.38

NOTE 2.000% 5/1 · US DOMESTIC · CUSIP 43940TAB5

4 institutional holders -31 vs Q1 2023
18,00018.0k shares reported held*
$139.5kreported value*
0 new 0 added 1 reduced 31 sold out net sold ≈ $154.6m (-17.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.75.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 39Q4 22: 38Q1 23: 35Q2 23: 44Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202239
Q4 202238
Q1 202335
Q2 20234

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 9 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 32 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022910
Q1 20231015
Q2 2023032

Biggest buyers

None

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Sold out -40,716,000-40.7m
Asset Allocation & Management Company, LLC Sold out -21,510,000-21.5m
PIPER SANDLER & CO. Sold out -17,335,000-17.3m
BNP PARIBAS FINANCIAL MARKETS Sold out -16,410,000-16.4m
INCOME RESEARCH & MANAGEMENT Sold out -16,332,000-16.3m
OAKTREE CAPITAL MANAGEMENT LP Sold out -10,368,000-10.4m
BLUEFIN CAPITAL MANAGEMENT, LLC Sold out -5,700,000-5.7m
CORBYN INVESTMENT MANAGEMENT INC/MD Sold out -5,104,000-5.1m
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC Sold out -4,720,000-4.7m
CONNING INC. Sold out -4,450,000-4.5m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $99.0k $99.0k 0.00% Unchanged
2 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 23,00023.0k $22.8k $22.8k 0.00% Unchanged
3 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 18,00018.0k $17.8k $17.8k 0.00% Reduced -16.0k -16,000
4 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged