Vault-13

HOOKIPA PHARMA INC

COM · CUSIP 43906K100

40 institutional holders -8 vs Q1 2024
27,117,73327.1m shares reported held*
$16.0mreported value*
6 new 16 added 7 reduced 14 sold out net sold ≈ $6.6m (-11.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.59. Options: 5 managers hold calls ($88.7k notional), 5 hold puts ($40.4k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 54Q4 22: 55Q1 23: 46Q2 23: 54Q3 23: 46Q4 23: 42Q1 24: 48Q2 24: 4040Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202254
Q4 202255
Q1 202346
Q2 202354
Q3 202346
Q4 202342
Q1 202448
Q2 202440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 25 cut or sold outQ2 23: 29 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 27 cut or sold outQ4 23: 15 bought or addedQ4 23: 22 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 9 cut or sold outQ2 24: 22 bought or addedQ2 24: 21 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222223
Q1 20231025
Q2 20232917
Q3 20231327
Q4 20231522
Q1 2024209
Q2 20242221

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 23 calls: $9.6kQ3 23 puts: $26.1kQ3 23P/C 2.71Q4 23 calls: $51.5kQ4 23 puts: $17.6kQ4 23P/C 0.34Q1 24 calls: $107.3kQ1 24 puts: $46.5kQ1 24P/C 0.43Q2 24 calls: $88.7kQ2 24 puts: $40.4kQ2 24P/C 0.46
Numbers
QuarterCallsPutsP/C
Q3 2023$9.6k$26.1k2.71
Q4 2023$51.5k$17.6k0.34
Q1 2024$107.3k$46.5k0.43
Q2 2024$88.7k$40.4k0.46

Biggest buyers

EcoR1 Capital, LLC Added +1,122,300+1.1m
GSA CAPITAL PARTNERS LLP New +119,637+119.6k
ACADIAN ASSET MANAGEMENT LLC Added +108,844+108.8k
RENAISSANCE TECHNOLOGIES LLC Added +83,800+83.8k
FMR LLC Added +45,618+45.6k
GEODE CAPITAL MANAGEMENT, LLC Added +43,218+43.2k
GROUP ONE TRADING LLC Added +41,600+41.6k
Tower Research Capital LLC (TRC) Added +32,158+32.2k
TWO SIGMA INVESTMENTS, LP Added +26,710+26.7k
TWO SIGMA SECURITIES, LLC New +16,314+16.3k

Biggest sellers

BAKER BROS. ADVISORS LP Sold out -8,128,151-8.1m
MORGAN STANLEY Reduced -3,484,296-3.5m
Ikarian Capital, LLC Sold out -530,776-530.8k
BlackRock Inc. Reduced -164,621-164.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -128,653-128.7k
BOOTHBAY FUND MANAGEMENT, LLC Sold out -117,695-117.7k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Sold out -87,500-87.5k
XTX Topco Ltd Sold out -61,109-61.1k
ADAR1 Capital Management, LLC Sold out -50,000-50.0k
Virtu Financial LLC Sold out -43,021-43.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $48.3k81.8k shares
GROUP ONE TRADING LLC Added $16.6k28.0k shares
SIMPLEX TRADING, LLC Reduced $14.0k24.4k shares
CITADEL ADVISORS LLC Reduced $9.9k16.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $15.0k25.5k shares
GROUP ONE TRADING LLC Unchanged $12.8k21.7k shares
CITADEL ADVISORS LLC Reduced $12.5k21.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC New $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 EcoR1 Capital, LLC 0.10% of their portfolio San Francisco, CA 5,717,3245.7m $3.4m $3.4m 0.10% Added +1.1m +1,122,300
2 Artal Group S.A. 0.09% of their portfolio LUXEMBOURG, N4 5,666,4105.7m $3.4m $3.4m 0.09% Unchanged
3 Knoll Capital Management, LLC 2.20% of their portfolio MIAMI, FL 5,517,3855.5m $3.3m $3.3m 2.20% Unchanged
4 FMR LLC 0.00% of their portfolio BOSTON, MA 3,404,0013.4m $2.0m $2.0m 0.00% Added +45.6k +45,618
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,120,4732.1m $1.3m $1.3m 0.00% Added +2.1k +2,057
6 Redmile Group, LLC 0.04% of their portfolio LARKSPUR, CA 1,063,7691.1m $629.5k $629.5k 0.04% Unchanged
7 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 991,106991.1k $586.0k $586.0k 0.00% Added +108.8k +108,844
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 707,828707.8k $419.0k $419.0k 0.00% Added +43.2k +43,218
9 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 302,246302.2k $178.9k $178.9k 0.00% Added +83.8k +83,800
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 235,920235.9k $139.6k $139.6k 0.00% Reduced -3.5m -3,484,296
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 215,435215.4k $127.0k $127.0k 0.00% Added +5.1k +5,138
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 169,690169.7k $100.4k $100.4k 0.00% Added +9.5k +9,500
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 156,630156.6k $92.7k $92.7k 0.00% Reduced -200 -200
14 BlackRock Inc. 0.00% of their portfolio New York, NY 124,672124.7k $73.8k $73.8k 0.00% Reduced -164.6k -164,621
15 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 121,469121.5k $71.9k $71.9k 0.00% Added +26.7k +26,710
16 GSA CAPITAL PARTNERS LLP 0.00% of their portfolio LONDON, X0 119,637119.6k $71.0k $71.0k 0.00% New
17 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 64,60064.6k $38.2k $38.2k 0.00% Unchanged
18 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 59,00459.0k $34.9k $34.9k 0.00% Added +41.6k +41,600
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 50,64250.6k $30.0k $30.0k 0.00% Reduced -128.7k -128,653
20 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 47,39047.4k $28.0k $28.0k 0.01% Added +240 +240
21 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 46,90046.9k $27.8k $27.8k 0.00% Added +11.3k +11,300
22 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 42,60942.6k $25.2k $25.2k 0.00% Added +32.2k +32,158
23 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 40,13740.1k $23.8k $23.8k 0.00% Reduced -1.0k -1,036
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 36,41336.4k $21.5k $21.5k 0.00% Added +128 +128
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,24235.2k $20.9k $20.9k 0.00% Added +9.2k +9,240
26 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 16,31416.3k $9.7k $9.7k 0.00% New
27 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 14,00014.0k $8.3k $8.3k 0.00% Unchanged
28 Ground Swell Capital, LLC 0.01% of their portfolio FOLLY BEACH, SC 12,47112.5k $7.4k $7.4k 0.01% New
29 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 6,0006.0k $3.0k $3.0k 0.00% Unchanged
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,4805.5k $3.2k $3.2k 0.00% Reduced -925 -925
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,1504.2k $2.5k $2.5k 0.00% Added +150 +150
32 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,2491.2k $0 $0 0.00% New
33 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 337337 $199 $199 0.00% Unchanged
34 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 330330 $195 $195 0.00% Unchanged
35 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 300300 $178 $178 0.00% New
36 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7474 $44 $44 0.00% Unchanged
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 6464 $38 $38 0.00% Reduced -12.3k -12,344
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2828 $16 $16 0.00% Unchanged
39 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 44 $2 $2 0.00% New
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged