Vault-13

HOOKIPA PHARMA INC

COM · CUSIP 43906K100

48 institutional holders +6 vs Q4 2023
38,346,81038.3m shares reported held*
$27.3mreported value*
9 new 11 added 6 reduced 3 sold out net bought ≈ $1.5m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.71. Options: 5 managers hold calls ($107.3k notional), 3 hold puts ($46.5k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 54Q4 22: 55Q1 23: 46Q2 23: 54Q3 23: 46Q4 23: 42Q1 24: 4848Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202254
Q4 202255
Q1 202346
Q2 202354
Q3 202346
Q4 202342
Q1 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 29 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 22 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 9 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222223
Q1 20231025
Q2 20232917
Q3 20231327
Q4 20231522
Q1 2024209

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ2 23 calls: $12.5kQ2 23 puts: $40.2kQ2 23P/C 3.21Q3 23 calls: $9.6kQ3 23 puts: $26.1kQ3 23P/C 2.71Q4 23 calls: $51.5kQ4 23 puts: $17.6kQ4 23P/C 0.34Q1 24 calls: $107.3kQ1 24 puts: $46.5kQ1 24P/C 0.43
Numbers
QuarterCallsPutsP/C
Q2 2023$12.5k$40.2k3.21
Q3 2023$9.6k$26.1k2.71
Q4 2023$51.5k$17.6k0.34
Q1 2024$107.3k$46.5k0.43

Biggest buyers

MORGAN STANLEY Added +1,352,072+1.4m
ACADIAN ASSET MANAGEMENT LLC Added +407,532+407.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +179,295+179.3k
GEODE CAPITAL MANAGEMENT, LLC Added +79,003+79.0k
TWO SIGMA INVESTMENTS, LP Added +78,743+78.7k
PRUDENTIAL FINANCIAL INC New +64,600+64.6k
ADAR1 Capital Management, LLC New +50,000+50.0k
NORTHERN TRUST CORP Added +45,837+45.8k
Virtu Financial LLC New +43,021+43.0k
TWO SIGMA ADVISERS, LP New +35,600+35.6k

Biggest sellers

BIT Capital GmbH Sold out -228,889-228.9k
TWO SIGMA SECURITIES, LLC Sold out -82,141-82.1k
XTX Topco Ltd Reduced -44,652-44.7k
MILLENNIUM MANAGEMENT LLC Reduced -16,462-16.5k
ROYAL BANK OF CANADA Reduced -10,034-10.0k
BlackRock Inc. Reduced -4,979-5.0k
LANARK FINANCIAL, INC. Reduced -3,500-3.5k
BANK OF AMERICA CORP /DE/ Reduced -47-47
Advisory Services Network, LLC Sold out -8-8

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $56.4k79.4k shares
SIMPLEX TRADING, LLC Added $20.0k28.8k shares
CITADEL ADVISORS LLC New $18.1k25.4k shares
GROUP ONE TRADING LLC Reduced $12.9k18.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $31.0k43.6k shares
GROUP ONE TRADING LLC Unchanged $15.4k21.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BAKER BROS. ADVISORS LP 0.07% of their portfolio NEW YORK, NY 8,128,1518.1m $5.8m $5.8m 0.07% Unchanged
2 Artal Group S.A. 0.10% of their portfolio LUXEMBOURG, N4 5,666,4105.7m $4.0m $4.0m 0.10% Unchanged
3 Knoll Capital Management, LLC 2.44% of their portfolio MIAMI, FL 5,517,3855.5m $3.9m $3.9m 2.44% Unchanged
4 EcoR1 Capital, LLC 0.08% of their portfolio San Francisco, CA 4,595,0244.6m $3.3m $3.3m 0.08% Unchanged
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,720,2163.7m $2.6m $2.6m 0.00% Added +1.4m +1,352,072
6 FMR LLC 0.00% of their portfolio BOSTON, MA 3,358,3833.4m $2.4m $2.4m 0.00% Unchanged
7 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,118,4162.1m $1.5m $1.5m 0.00% Added +3.6k +3,614
8 Redmile Group, LLC 0.03% of their portfolio LARKSPUR, CA 1,063,7691.1m $757.4k $757.4k 0.03% Unchanged
9 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 882,262882.3k $627.0k $627.0k 0.00% Added +407.5k +407,532
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 664,610664.6k $473.3k $473.3k 0.00% Added +79.0k +79,003
11 Ikarian Capital, LLC 0.10% of their portfolio DALLAS, TX 530,776530.8k $377.9k $377.9k 0.10% Unchanged
12 BlackRock Inc. 0.00% of their portfolio New York, NY 289,293289.3k $206.0k $206.0k 0.00% Reduced -5.0k -4,979
13 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 218,446218.4k $156.0k $156.0k 0.00% Added +29.8k +29,800
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 210,297210.3k $150.0k $150.0k 0.00% Reduced -10.0k -10,034
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 179,295179.3k $127.7k $127.7k 0.00% New
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 160,190160.2k $114.1k $114.1k 0.00% Unchanged
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 156,830156.8k $111.7k $111.7k 0.00% Added +45.8k +45,837
18 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 117,695117.7k $83.8k $83.8k 0.00% Unchanged
19 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 94,75994.8k $67.5k $67.5k 0.00% Added +78.7k +78,743
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 87,50087.5k $62.3k $62.3k 0.00% Unchanged
21 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 64,60064.6k $46.0k $46.0k 0.00% New
22 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 61,10961.1k $43.5k $43.5k 0.01% Reduced -44.7k -44,652
23 ADAR1 Capital Management, LLC 0.01% of their portfolio AUSTIN, TX 50,00050.0k $35.6k $35.6k 0.01% New
24 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 47,15047.1k $33.6k $33.6k 0.01% Added +8.2k +8,250
25 Virtu Financial LLC 0.00% of their portfolio New York, NY 43,02143.0k $31.0k $31.0k 0.00% New
26 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 41,17341.2k $29.3k $29.3k 0.00% Reduced -16.5k -16,462
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 36,28536.3k $25.8k $25.8k 0.00% Unchanged
28 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 35,60035.6k $25.3k $25.3k 0.00% New
29 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 34,87034.9k $24.0k $24.0k 0.00% New
30 DLK Investment Management, LLC 0.01% of their portfolio SOLANA BEACH, CA 32,00032.0k $22.8k $22.8k 0.01% Unchanged
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,00226.0k $18.5k $18.5k 0.00% New
32 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 23,40023.4k $16.7k $16.7k 0.00% Unchanged
33 Apella Capital, LLC 0.00% of their portfolio WEST HARTFORD, CT 19,78319.8k $16.6k $16.6k 0.00% Unchanged
34 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 17,40417.4k $12.4k $12.4k 0.00% Unchanged
35 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 14,00014.0k $10.1k $10.1k 0.00% Unchanged
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 12,40812.4k $8.8k $8.8k 0.00% Added +6.6k +6,567
37 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 10,45110.5k $7.4k $7.4k 0.00% Added +820 +820
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,4056.4k $4.6k $4.6k 0.00% Reduced -47 -47
39 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 6,0006.0k $4.0k $4.0k 0.00% Reduced -3.5k -3,500
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,0004.0k $2.8k $2.8k 0.00% Unchanged
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 548548 $390 $390 0.00% Added +8 +8
42 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 337337 $240 $240 0.00% Unchanged
43 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 330330 $235 $235 0.00% Unchanged
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 100100 $71 $71 0.00% New
45 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7474 $53 $53 0.00% Unchanged
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2828 $20 $20 0.00% Unchanged
47 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 2525 $18 $18 0.00% New
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged