Vault-13

HOOKIPA PHARMA INC

COM · CUSIP 43906K100

42 institutional holders -4 vs Q3 2023
36,291,76336.3m shares reported held*
$29.4mreported value*
6 new 9 added 11 reduced 11 sold out net sold ≈ $4.4m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.81. Options: 3 managers hold calls ($51.5k notional), 3 hold puts ($17.6k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 54Q4 22: 55Q1 23: 46Q2 23: 54Q3 23: 46Q4 23: 4242Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202254
Q4 202255
Q1 202346
Q2 202354
Q3 202346
Q4 202342

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 29 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 22 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222223
Q1 20231025
Q2 20232917
Q3 20231327
Q4 20231522

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ1 23 calls: $69.1kQ1 23 puts: $29.9kQ1 23P/C 0.43Q2 23 calls: $12.5kQ2 23 puts: $40.2kQ2 23P/C 3.21Q3 23 calls: $9.6kQ3 23 puts: $26.1kQ3 23P/C 2.71Q4 23 calls: $51.5kQ4 23 puts: $17.6kQ4 23P/C 0.34
Numbers
QuarterCallsPutsP/C
Q1 2023$69.1k$29.9k0.43
Q2 2023$12.5k$40.2k3.21
Q3 2023$9.6k$26.1k2.71
Q4 2023$51.5k$17.6k0.34

Biggest buyers

MORGAN STANLEY Added +1,727,184+1.7m
VANGUARD GROUP INC Added +297,310+297.3k
TWO SIGMA SECURITIES, LLC New +82,141+82.1k
BAKER BROS. ADVISORS LP Added +62,753+62.8k
GEODE CAPITAL MANAGEMENT, LLC Added +52,494+52.5k
ACADIAN ASSET MANAGEMENT LLC Added +46,377+46.4k
BIT Capital GmbH Added +41,417+41.4k
Tyler-Stone Wealth Management New +38,900+38.9k
Apella Capital, LLC New +19,783+19.8k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +14,000+14.0k

Biggest sellers

ARMISTICE CAPITAL, LLC Sold out -3,712,000-3.7m
Alyeska Investment Group, L.P. Sold out -3,109,436-3.1m
RENAISSANCE TECHNOLOGIES LLC Reduced -366,990-367.0k
TWO SIGMA INVESTMENTS, LP Reduced -244,290-244.3k
ROYAL BANK OF CANADA Reduced -199,642-199.6k
XTX Topco Ltd Reduced -56,983-57.0k
MILLENNIUM MANAGEMENT LLC Reduced -54,162-54.2k
Vontobel Holding Ltd. Sold out -45,000-45.0k
GROUP ONE TRADING LLC Reduced -34,680-34.7k
Bayesian Capital Management, LP Sold out -14,462-14.5k

Biggest calls

GROUP ONE TRADING LLC Added $39.5k48.8k shares
SIMPLEX TRADING, LLC New $12.0k15.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Reduced $17.6k21.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BAKER BROS. ADVISORS LP 0.07% of their portfolio NEW YORK, NY 8,128,1518.1m $6.6m $6.6m 0.07% Added +62.8k +62,753
2 Artal Group S.A. 0.16% of their portfolio LUXEMBOURG, N4 5,666,4105.7m $4.6m $4.6m 0.16% Unchanged
3 Knoll Capital Management, LLC 3.70% of their portfolio MIAMI, FL 5,517,3855.5m $4.5m $4.5m 3.70% Unchanged
4 EcoR1 Capital, LLC 0.10% of their portfolio San Francisco, CA 4,595,0244.6m $3.7m $3.7m 0.10% Unchanged
5 FMR LLC 0.00% of their portfolio BOSTON, MA 3,358,3833.4m $2.7m $2.7m 0.00% Unchanged
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,368,1442.4m $1.9m $1.9m 0.00% Added +1.7m +1,727,184
7 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,114,8022.1m $1.7m $1.7m 0.00% Added +297.3k +297,310
8 Redmile Group, LLC 0.03% of their portfolio LARKSPUR, CA 1,063,7691.1m $861.7k $861.7k 0.03% Unchanged
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 585,607585.6k $474.5k $474.5k 0.00% Added +52.5k +52,494
10 Ikarian Capital, LLC 0.12% of their portfolio DALLAS, TX 530,776530.8k $429.9k $429.9k 0.12% Unchanged
11 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 474,730474.7k $383.0k $383.0k 0.00% Added +46.4k +46,377
12 BlackRock Inc. 0.00% of their portfolio New York, NY 294,272294.3k $238.4k $238.4k 0.00% Reduced -968 -968
13 BIT Capital GmbH 0.02% of their portfolio BERLIN, 2M 228,889228.9k $185.4k $185.4k 0.02% Added +41.4k +41,417
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 220,331220.3k $178.0k $178.0k 0.00% Reduced -199.6k -199,642
15 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 188,646188.6k $153.0k $153.0k 0.00% Reduced -367.0k -366,990
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 160,190160.2k $129.8k $129.8k 0.00% Unchanged
17 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 117,695117.7k $95.3k $95.3k 0.00% Unchanged
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 110,993111.0k $89.9k $89.9k 0.00% Unchanged
19 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 105,761105.8k $85.7k $85.7k 0.02% Reduced -57.0k -56,983
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 87,50087.5k $70.9k $70.9k 0.00% Unchanged
21 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 82,14182.1k $66.5k $66.5k 0.00% New
22 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 57,63557.6k $46.7k $46.7k 0.00% Reduced -54.2k -54,162
23 Tyler-Stone Wealth Management 0.02% of their portfolio Beachwood, OH 38,90038.9k $31.5k $31.5k 0.02% New
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 36,28536.3k $29.4k $29.4k 0.00% Unchanged
25 DLK Investment Management, LLC 0.01% of their portfolio SOLANA BEACH, CA 32,00032.0k $25.9k $25.9k 0.01% First filing
26 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 23,40023.4k $19.0k $19.0k 0.00% Reduced -1.6k -1,600
27 Apella Capital, LLC 0.00% of their portfolio WEST HARTFORD, CT 19,78319.8k $14.9k $14.9k 0.00% New
28 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 17,40417.4k $14.1k $14.1k 0.00% Reduced -34.7k -34,680
29 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 16,01616.0k $13.0k $13.0k 0.00% Reduced -244.3k -244,290
30 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 14,00014.0k $11.3k $11.3k 0.00% New
31 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 9,6319.6k $7.8k $7.8k 0.00% Reduced -4.7k -4,702
32 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 9,5009.5k $7.0k $7.0k 0.00% Added +2.0k +2,000
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,4526.5k $5.2k $5.2k 0.00% Reduced -103 -103
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,8415.8k $4.7k $4.7k 0.00% Added +5.8k +5,777
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,0004.0k $3.2k $3.2k 0.00% New
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 540540 $437 $437 0.00% Reduced -72 -72
37 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 337337 $273 $273 0.00% Unchanged
38 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 330330 $267 $267 0.00% Unchanged
39 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7474 $60 $60 0.00% Unchanged
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2828 $22 $22 0.00% Added +14 +14
41 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 88 $6 $6 0.00% New
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged