HOOKIPA PHARMA INC
COM · CUSIP 43906K100
54
institutional holders
+8 vs Q1 2023
45.5m
shares reported held*
$40.1mreported value*
15 new
14 added
10 reduced
7 sold out
net bought ≈ $16.2m (+18.4m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.88. Options: 3 managers hold calls ($12.5k notional), 4 hold puts ($40.2k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 54 |
| Q4 2022 | 55 |
| Q1 2023 | 46 |
| Q2 2023 | 54 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 22 | 23 |
| Q1 2023 | 10 | 25 |
| Q2 2023 | 29 | 17 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $72.0k | $103.0k | 1.43 |
| Q4 2022 | $36.6k | $32.8k | 0.90 |
| Q1 2023 | $69.1k | $29.9k | 0.43 |
| Q2 2023 | $12.5k | $40.2k | 3.21 |
Biggest buyers
| Knoll Capital Management, LLC | Added | +5.2m |
| ARMISTICE CAPITAL, LLC | New | +3.9m |
| Artal Group S.A. | Added | +3.8m |
| Alyeska Investment Group, L.P. | Added | +3.0m |
| EcoR1 Capital, LLC | Added | +2.1m |
| Walleye Capital LLC | New | +1.1m |
| BAKER BROS. ADVISORS LP | Added | +950.0k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +898.0k |
| CHI Advisors LLC | New | +788.7k |
| HHLR ADVISORS, LTD. | New | +770.7k |
Biggest sellers
| FMR LLC | Reduced | -5.0m |
| Jefferies Financial Group Inc. | Sold out | -1.0m |
| BANK OF AMERICA CORP /DE/ | Reduced | -422.9k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -285.4k |
| ACADIAN ASSET MANAGEMENT LLC | Reduced | -254.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Reduced | -90.1k |
| BlackRock Inc. | Reduced | -81.3k |
| Virtu Financial LLC | Sold out | -62.3k |
| JANE STREET GROUP, LLC | Sold out | -30.4k |
| ROYAL BANK OF CANADA | Reduced | -22.4k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $11.8k13.4k shares |
| GROUP ONE TRADING LLC | Reduced | $704800 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| GROUP ONE TRADING LLC | Reduced | $35.2k40.0k shares |
| CITADEL ADVISORS LLC | Added | $4.0k4.5k shares |
| SIMPLEX TRADING, LLC | Added | $1.0k1.7k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Artal Group S.A. 0.16% of their portfolio | 5.7m $5.0m | Added +3.8m |
| Knoll Capital Management, LLC 5.94% of their portfolio | 5.5m $4.9m | Added +5.2m |
| FMR LLC 0.00% of their portfolio | 4.8m $4.2m | Reduced -5.0m |
| EcoR1 Capital, LLC 0.11% of their portfolio | 4.6m $4.0m | Added +2.1m |
| BAKER BROS. ADVISORS LP 0.02% of their portfolio | 4.4m $3.9m | Added +950.0k |
| ARMISTICE CAPITAL, LLC 0.09% of their portfolio | 3.9m $3.4m | New |
| Redmile Group, LLC 0.11% of their portfolio | 3.3m $2.9m | Added +735.5k |
| Alyeska Investment Group, L.P. 0.02% of their portfolio | 3.1m $2.7m | Added +3.0m |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.8m $1.6m | Added +69.5k |
| Walleye Capital LLC 0.02% of their portfolio | 1.1m $1.0m | New |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 909.8k $801.0k | Added +898.0k |
| CHI Advisors LLC 0.21% of their portfolio | 788.7k $694.1k | New |
| HHLR ADVISORS, LTD. 0.01% of their portfolio | 770.7k $678.2k | New |
| Ikarian Capital, LLC 0.18% of their portfolio | 600.0k $528.0k | New |
| Hudson Bay Capital Management LP 0.00% of their portfolio | 522.7k $460.0k | New |
| MORGAN STANLEY 0.00% of their portfolio | 451.3k $397.2k | Added +205.9k |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 428.4k $375.0k | Reduced -254.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 400.4k $352.0k | Reduced -22.4k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 391.9k $344.9k | Unchanged |
| XTX Topco Ltd 0.05% of their portfolio | 338.8k $298.1k | New |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 287.5k $253.0k | Added +154.1k |
| BlackRock Inc. 0.00% of their portfolio | 257.4k $226.5k | Reduced -81.3k |
| STATE STREET CORP 0.00% of their portfolio | 169.2k $148.9k | Added +26.4k |
| Maven Securities LTD 0.02% of their portfolio | 146.0k $128.5k | New |
| BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio | 122.3k $107.6k | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 116.4k $102.4k | Reduced -285.4k |
| BIT Capital GmbH 0.01% of their portfolio | 96.7k $85.1k | Added +33.7k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 87.5k $77.0k | Reduced -90.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 78.8k $69.3k | Unchanged |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 66.6k $58.6k | Added +25.9k |
| Vontobel Holding Ltd. 0.00% of their portfolio | 45.0k $39.6k | New |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 39.2k $34.5k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 36.3k $31.9k | Unchanged |
| MARSHALL WACE, LLP 0.00% of their portfolio | 24.3k $21.4k | New |
| HRT FINANCIAL LP 0.00% of their portfolio | 23.6k $20.0k | New |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 17.7k $15.6k | New |
| Bayesian Capital Management, LP 0.00% of their portfolio | 15.8k $13.9k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 11.2k $9.8k | Reduced -11.2k |
| IHT Wealth Management, LLC 0.00% of their portfolio | 10.4k $9.2k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 8.5k $7.0k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 6.7k $5.9k | Reduced -422.9k |
| US BANCORP \DE\ 0.00% of their portfolio | 1.5k $1.3k | Unchanged |
| Endurance Wealth Management, Inc. 0.00% of their portfolio | 1.0k $0 | Unchanged |
| Johnson Midwest Financial, LLC 0.00% of their portfolio | 800 $704 | Unchanged |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 708 $623 | Reduced -1.4k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 337 $297 | Reduced -1 |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 330 $290 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 294 $259 | Added +12 |
| Beaird Harris Wealth Management, LLC 0.00% of their portfolio | 92 $81 | Unchanged |
| SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio | 75 $66 | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 74 $65 | Unchanged |
| UBS Group AG 0.00% of their portfolio | 64 $56 | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 14 $12 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |