Vault-13

HONEST CO INC HNST

COM · Common Stock · CUSIP 438333106

Consumer goods company

78 institutional holders -5 vs Q2 2023
51,091,02251.1m shares reported held*
53.5% of all shares outstanding*
$64.4mreported value*
9 new 19 added 18 reduced 15 sold out net bought ≈ $4.8m (+3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 95.5m as of 2023-11-03, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.26. Options: 7 managers hold calls ($253.5k notional), 6 hold puts ($143.3k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 130Q4 22: 122Q1 23: 112Q2 23: 83Q3 23: 7878Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022130
Q4 2022122
Q1 2023112
Q2 202383
Q3 202378

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 51 cut or sold outQ4 22Q1 23: 43 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 74 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 33 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225251
Q1 20234360
Q2 20232674
Q3 20232833

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ4 22 calls: $525.1kQ4 22 puts: $758.3kQ4 22P/C 1.44Q1 23 calls: $381.3kQ1 23 puts: $306.7kQ1 23P/C 0.80Q2 23 calls: $345.9kQ2 23 puts: $232.3kQ2 23P/C 0.67Q3 23 calls: $253.5kQ3 23 puts: $143.3kQ3 23P/C 0.57
Numbers
QuarterCallsPutsP/C
Q4 2022$525.1k$758.3k1.44
Q1 2023$381.3k$306.7k0.80
Q2 2023$345.9k$232.3k0.67
Q3 2023$253.5k$143.3k0.57

Biggest buyers

Archon Capital Management LLC New +3,652,656+3.7m
Portolan Capital Management, LLC Added +1,269,654+1.3m
ArrowMark Colorado Holdings LLC Added +514,931+514.9k
Green Alpha Advisors, LLC Added +227,295+227.3k
GSA CAPITAL PARTNERS LLP Added +217,721+217.7k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +202,500+202.5k
AQR CAPITAL MANAGEMENT LLC Added +168,765+168.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +104,968+105.0k
BARCLAYS PLC New +87,601+87.6k
WADE G W & INC Added +75,935+75.9k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -933,962-934.0k
Allspring Global Investments Holdings, LLC Reduced -468,948-468.9k
DIMENSIONAL FUND ADVISORS LP Reduced -403,837-403.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -309,236-309.2k
BANK OF AMERICA CORP /DE/ Reduced -200,806-200.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -136,366-136.4k
MORGAN STANLEY Reduced -116,199-116.2k
D. E. Shaw & Co., Inc. Sold out -97,227-97.2k
Qube Research & Technologies Ltd Reduced -76,742-76.7k
Y-Intercept (Hong Kong) Ltd Sold out -63,384-63.4k

Biggest calls

EASTERLY INVESTMENT PARTNERS LLC Unchanged $126.0k100.0k shares
WOLVERINE TRADING, LLC Added $76.4k60.6k shares
CITADEL ADVISORS LLC Reduced $23.2k18.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $21.9k17.4k shares
SIMPLEX TRADING, LLC Reduced $6.0k4.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $03.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $99.3k78.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $22.3k17.7k shares
SIMPLEX TRADING, LLC Reduced $16.0k12.9k shares
GROUP ONE TRADING LLC Unchanged $5.7k4.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Warren Jessica 13G · exempt (held before listing) filed 2026-02-17 5.4% —≈ $23.3m 2026-02-17

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27), Portolan Capital Management, LLC (4.3%, 2026-02-17)

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q4 21: 1 buyingQ4 21: 7 sellingQ1 22: 0 buyingQ1 22: 1 sellingQ1 22Q2 22: 0 buyingQ2 22: 9 sellingQ3 22: 0 buyingQ3 22: 6 sellingQ3 22Q4 22: 0 buyingQ4 22: 7 sellingQ1 23: 0 buyingQ1 23: 7 sellingQ1 23Q2 23: 1 buyingQ2 23: 7 sellingQ3 23: 2 buyingQ3 23: 6 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20211$18.8k7$5.6m—
Q1 20220—1$35.1k—
Q2 20220—9$943.2k—
Q3 20220—6$148.5k—
Q4 20220—7$213.3k—
Q1 20230—7$410.8k$5.1k
Q2 20231$84.0k7$96.9k$6.3k
Q3 20232$135.7k6$143.6k—
DateInsiderTradeSharesPrice ValueTheir holding
2023-09-15 WHITE JAMES D Director Bought 64,250 $1.17 $75.2k64.2k shares +25%
2023-09-15 Vernon Carla Chief Executive Officer, director Bought 50,000 $1.21 $60.5k50.0k shares +3%
2023-09-05 Hoyt Janis Chief People Officer Sold 42,488 $1.43 $60.8k42.5k shares -20%
2023-08-21 Warren Jessica Chief Creative Officer, director Sold 12,680 $1.36 $17.2k12.7k shares -1%
2023-08-21 Kennedy Kelly J. EVP and CFO Sold 6,621 $1.36 $9.0k6.6k shares -1%
2023-08-21 Rexing Rick Chief Revenue Officer Sold 4,886 $1.36 $6.6k4.9k shares -1%
2023-08-21 Sheehey Brendan General Counsel Sold 4,215 $1.36 $5.7k4.2k shares -1%
2023-08-21 Hoyt Janis Chief People Officer Sold 4,215 $1.36 $5.7k4.2k shares -1%
2023-08-21 Winchell Stephen EVP, Operations and R&D Sold 2,992 $1.36 $4.1k3.0k shares -1%
2023-07-28 Kennedy Kelly J. EVP and CFO Sold 1,260 $1.47 $1.9k1.3k shares -<1%
2023-07-03 Rexing Rick Chief Revenue Officer Sold 9,961 $1.66 $16.5k10.0k shares -2%
2023-07-03 Hoyt Janis Chief People Officer Sold 8,755 $1.66 $14.5k8.8k shares -2%
2023-07-03 Sheehey Brendan General Counsel Sold 4,381 $1.66 $7.3k4.4k shares -1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Catterton Management Company, L.L.C. 3.73% of their portfolio GREENWICH, CT 12,169,80312.2m $15.3m $15.3m 3.73% Unchanged
2 Institutional Venture Management XIII, LLC 24.36% of their portfolio Menlo Park, CA 10,474,63710.5m $13.2m $13.2m 24.36% Unchanged
3 Portolan Capital Management, LLC 0.84% of their portfolio BOSTON, MA 7,095,3047.1m $8.9m $8.9m 0.84% Added +1.3m +1,269,654
4 Archon Capital Management LLC 2.06% of their portfolio Seattle, WA 3,652,6563.7m $4.6m $4.6m 2.06% New
5 ArrowMark Colorado Holdings LLC 0.05% of their portfolio Denver, CO 3,261,1373.3m $4.1m $4.1m 0.05% Added +514.9k +514,931
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,433,1902.4m $3.1m $3.1m 0.00% Unchanged
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 2,233,0512.2m $2.8m $2.8m 0.00% Reduced -7.9k -7,909
8 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 1,303,3771.3m $1.6m $1.6m 0.00% Added +24.8k +24,802
9 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 1,116,9901.1m $1.4m $1.4m 0.00% Reduced -468.9k -468,948
10 GSA CAPITAL PARTNERS LLP 0.12% of their portfolio LONDON, X0 1,078,7331.1m $1.4m $1.4m 0.12% Added +217.7k +217,721
11 BlackRock Inc. 0.00% of their portfolio New York, NY 988,081988.1k $1.2m $1.2m 0.00% Reduced -57.8k -57,757
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 701,746701.7k $884.4k $884.4k 0.00% Added +71.8k +71,778
13 HarbourVest Partners LLC 0.20% of their portfolio Boston, MA 475,629475.6k $599.3k $599.3k 0.20% Unchanged
14 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 423,300423.3k $533.0k $533.0k 0.00% Reduced -136.4k -136,366
15 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 353,442353.4k $445.3k $445.3k 0.00% Reduced -403.8k -403,837
16 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 269,737269.7k $339.9k $339.9k 0.00% Reduced -934.0k -933,962
17 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 262,000262.0k $330.1k $330.1k 0.01% Added +202.5k +202,500
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 256,520256.5k $323.2k $323.2k 0.00% Added +105.0k +104,968
19 Green Alpha Advisors, LLC 0.24% of their portfolio NIWOT, CO 252,295252.3k $317.9k $317.9k 0.24% Added +227.3k +227,295
20 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 214,034214.0k $269.7k $269.7k 0.00% Added +168.8k +168,765
21 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 213,267213.3k $268.7k $268.7k 0.00% Unchanged
22 FMR LLC 0.00% of their portfolio BOSTON, MA 194,523194.5k $245.1k $245.1k 0.00% Added +30.4k +30,353
23 WADE G W & INC 0.01% of their portfolio Wellesley, MA 185,605185.6k $234.0k $234.0k 0.01% Added +75.9k +75,935
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 164,754164.8k $207.6k $207.6k 0.00% Reduced -116.2k -116,199
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 120,007120.0k $151.2k $151.2k 0.00% Added +20.5k +20,490
26 Brookside Equity Partners LLC 0.64% of their portfolio STAMFORD, CT 113,776113.8k $143.4k $143.4k 0.64% Unchanged
27 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 107,744107.7k $135.8k $135.8k 0.00% Added +5.2k +5,215
28 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 87,60187.6k $110.4k $110.4k 0.00% New
29 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 80,97881.0k $102.0k $102.0k 0.00% Reduced -9.0k -8,997
30 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 70,72270.7k $89.1k $89.1k 0.00% New
31 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 64,86064.9k $81.7k $81.7k 0.00% Added +39.9k +39,860
32 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 58,54858.5k $73.0k $73.0k 0.00% Added +17.8k +17,834
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 55,21355.2k $69.6k $69.6k 0.00% Added +6.5k +6,536
34 EASTERLY INVESTMENT PARTNERS LLC 0.01% of their portfolio BEVERLY, MA 50,00150.0k $63.0k $63.0k 0.01% Unchanged
35 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 50,00050.0k $63.0k $63.0k 0.01% Unchanged
36 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 47,20047.2k $59.5k $59.5k 0.00% Unchanged
37 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 45,16145.2k $56.9k $56.9k 0.00% Added +2.8k +2,824
38 Jasper Ridge Partners, L.P. 0.00% of their portfolio MENLO PARK, CA 43,53243.5k $54.9k $54.9k 0.00% Unchanged
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 42,25442.3k $53.2k $53.2k 0.00% Reduced -200.8k -200,806
40 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 32,66332.7k $41.2k $41.2k 0.00% New
41 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 30,11630.1k $37.9k $37.9k 0.00% Reduced -76.7k -76,742
42 Dynamic Technology Lab Private Ltd 0.00% of their portfolio SINGAPORE, U0 28,40628.4k $36.0k $36.0k 0.00% New
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 26,54426.5k $33.4k $33.4k 0.00% Reduced -3.4k -3,448
44 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 26,32326.3k $33.2k $33.2k 0.00% Reduced -823 -823
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,67225.7k $32.3k $32.3k 0.00% Reduced -21.3k -21,316
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,22621.2k $26.7k $26.7k 0.00% Reduced -1.2k -1,250
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,45013.4k $16.9k $16.9k 0.00% Unchanged
48 Freedom Investment Management, Inc. 0.00% of their portfolio SOUTH WINDSOR, CT 11,11511.1k $14.0k $14.0k 0.00% New
49 JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio FLORHAM PARK, NJ 10,48610.5k $13.2k $13.2k 0.00% Reduced -30.0k -30,030
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,17810.2k $12.8k $12.8k 0.00% New
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,2217.2k $9.1k $9.1k 0.00% Added +5.1k +5,133
52 Twin Lakes Capital Management, LLC 0.01% of their portfolio REDWOOD SHORES, CA 6,0086.0k $7.6k $7.6k 0.01% Unchanged
53 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,8005.8k $7.3k $7.3k 0.00% Unchanged
54 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 4,7254.7k $6.0k $6.0k 0.00% Unchanged
55 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 4,0404.0k $5.1k $5.1k 0.00% Reduced -4.1k -4,105
56 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,6453.6k $4.6k $4.6k 0.00% Added +55 +55
57 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,0002.0k $2.3k $2.3k 0.00% Unchanged
58 Legacy Financial Group LLC 0.00% of their portfolio DES MOINES, IA 1,4211.4k $1.8k $1.8k 0.00% New
59 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 1,2501.2k $1.6k $1.6k 0.00% Unchanged
60 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 1,0351.0k $1.3k $1.3k 0.00% Unchanged
61 Rise Advisors, LLC 0.00% of their portfolio ROCHESTER, NY 1,0001.0k $1.3k $1.3k 0.00% Unchanged
62 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 826826 $1.0k $1.0k 0.00% New
63 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 659659 $1.1k $1.1k 0.00% Unchanged
64 McClarren Financial Advisors, Inc. 0.00% of their portfolio STATE COLLEGE, PA 641641 $0 $0 0.00% Unchanged
65 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 600600 $756 $756 0.00% Unchanged
66 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 521521 $657 $657 0.00% Unchanged
67 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 435435 $548 $548 0.00% Unchanged
68 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 405405 $504 $504 0.00% Unchanged
69 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 396396 $0 $0 0.00% Reduced -18 -18
70 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 300300 $0 $0 0.00% Reduced -384 -384
71 Johnson Midwest Financial, LLC 0.00% of their portfolio GLIDDEN, IA 200200 $252 $252 0.00% Unchanged
72 WOLFF WIESE MAGANA LLC 0.00% of their portfolio CARSLBAD, CA 100100 $126 $126 0.00% Unchanged
73 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 7070 $88 $88 0.00% First filing
74 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 5555 $69 $69 0.00% Unchanged
75 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 4444 $55 $55 0.00% Unchanged
76 Cypress Capital Management LLC (WY) 0.00% of their portfolio SHERIDAN, WY 3030 $38 $38 0.00% Unchanged
77 CWM, LLC 0.00% of their portfolio OMAHA, NE 88 $0 $0 0.00% Unchanged
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged