Vault-13

HONDA MOTOR LTD HMC

ADR ECH CNV IN 3 · ADR · CUSIP 438128308

339 institutional holders +12 vs Q3 2023
82,263,83582.3m shares reported held*
$2.5bnreported value*
44 new 119 added 108 reduced 40 sold out net sold ≈ $183.0m (-5.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.89. Options: 10 managers hold calls ($9.8m notional), 10 hold puts ($6.5m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 273Q4 22: 278Q1 23: 298Q2 23: 315Q3 23: 327Q4 23: 339339Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022273
Q4 2022278
Q1 2023298
Q2 2023315
Q3 2023327
Q4 2023339

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 106 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 169 bought or addedQ1 23: 99 cut or sold outQ1 23Q2 23: 155 bought or addedQ2 23: 144 cut or sold outQ2 23Q3 23: 165 bought or addedQ3 23: 124 cut or sold outQ3 23Q4 23: 163 bought or addedQ4 23: 148 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022106156
Q1 202316999
Q2 2023155144
Q3 2023165124
Q4 2023163148

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 23 calls: $6.1mQ1 23 puts: $9.4mQ1 23P/C 1.55Q2 23 calls: $25.3mQ2 23 puts: $15.2mQ2 23P/C 0.60Q3 23 calls: $10.6mQ3 23 puts: $19.1mQ3 23P/C 1.81Q4 23 calls: $9.8mQ4 23 puts: $6.5mQ4 23P/C 0.66
Numbers
QuarterCallsPutsP/C
Q1 2023$6.1m$9.4m1.55
Q2 2023$25.3m$15.2m0.60
Q3 2023$10.6m$19.1m1.81
Q4 2023$9.8m$6.5m0.66

Biggest buyers

MORGAN STANLEY Added +2,671,087+2.7m
Mondrian Investment Partners LTD Added +2,229,856+2.2m
Grantham, Mayo, Van Otterloo & Co. LLC Added +737,152+737.2k
MILLENNIUM MANAGEMENT LLC Added +646,291+646.3k
Qube Research & Technologies Ltd Added +583,529+583.5k
Fisher Asset Management, LLC Added +232,148+232.1k
RENAISSANCE TECHNOLOGIES LLC Added +221,402+221.4k
BRANDES INVESTMENT PARTNERS, LP Added +167,120+167.1k
ENVESTNET ASSET MANAGEMENT INC Added +151,687+151.7k
DIMENSIONAL FUND ADVISORS LP Added +141,552+141.6k

Biggest sellers

Dodge & Cox Reduced -9,675,740-9.7m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -2,270,601-2.3m
MACQUARIE GROUP LTD Reduced -646,590-646.6k
Amundi Reduced -640,378-640.4k
Pacer Advisors, Inc. Reduced -499,147-499.1k
Capricorn Fund Managers Ltd Sold out -188,970-189.0k
BANK OF AMERICA CORP /DE/ Reduced -144,459-144.5k
PNC Financial Services Group, Inc. Reduced -136,679-136.7k
FLOW TRADERS U.S. LLC Sold out -126,866-126.9k
Private Advisory Group LLC Sold out -103,019-103.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $2.9m94.7k shares
Walleye Trading LLC Added $2.2m72.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m37.1k shares
JANE STREET GROUP, LLC Added $1.0m32.8k shares
PEAK6 Investments LLC Reduced $853.1k27.6k shares
UBS Group AG Added $608.9k19.7k shares
SIMPLEX TRADING, LLC Added $491.0k15.9k shares
Walleye Capital LLC New $312.2k10.1k shares
GROUP ONE TRADING LLC Reduced $204.0k6.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Walleye Trading LLC Added $2.3m75.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.7m55.6k shares
UBS Group AG Added $608.9k19.7k shares
CITADEL ADVISORS LLC Added $485.3k15.7k shares
SIMPLEX TRADING, LLC Added $404.0k13.1k shares
JANE STREET GROUP, LLC Reduced $358.6k11.6k shares
WOLVERINE TRADING, LLC Reduced $262.7k8.5k shares
Walleye Capital LLC Reduced $207.1k6.7k shares
GROUP ONE TRADING LLC Added $123.6k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 0.62% of their portfolio San Francisco, CA 31,649,06031.6m $978.3m $978.3m 0.62% Reduced -9.7m -9,675,740
2 Fisher Asset Management, LLC 0.16% of their portfolio PLANO, TX 9,644,0649.6m $298.1m $298.1m 0.16% Added +232.1k +232,148
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,748,0385.7m $177.7m $177.7m 0.01% Added +2.7m +2,671,087
4 Mondrian Investment Partners LTD 2.09% of their portfolio LONDON, X0 4,280,6424.3m $132.3m $132.3m 2.09% Added +2.2m +2,229,856
5 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.07% of their portfolio BOSTON, MA 2,125,4002.1m $65.7m $65.7m 0.07% Reduced -2.3m -2,270,601
6 EQUITY INVESTMENT CORP 1.72% of their portfolio ATLANTA, GA 1,977,6512.0m $61.1m $61.1m 1.72% Reduced -38.5k -38,492
7 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,692,1081.7m $52.3m $52.3m 0.02% Added +141.6k +141,552
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,672,7911.7m $51.7m $51.7m 0.01% Reduced -2.0k -1,999
9 Grantham, Mayo, Van Otterloo & Co. LLC 0.22% of their portfolio Boston, MA 1,584,7611.6m $49.0m $49.0m 0.22% Added +737.2k +737,152
10 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 1,517,4001.5m $46.9m $46.9m 0.07% Added +221.4k +221,402
11 BlackRock Inc. 0.00% of their portfolio New York, NY 1,407,4221.4m $43.5m $43.5m 0.00% Added +46.8k +46,762
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,397,4981.4m $43.2m $43.2m 0.00% Reduced -144.5k -144,459
13 MACQUARIE GROUP LTD 0.05% of their portfolio Sydney, NSW 2000, C3 1,314,9241.3m $40.6m $40.6m 0.05% Reduced -646.6k -646,590
14 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 913,215913.2k $28.2m $28.2m 0.03% Added +646.3k +646,291
15 FMR LLC 0.00% of their portfolio BOSTON, MA 737,728737.7k $22.8m $22.8m 0.00% Reduced -45.3k -45,312
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 680,269680.3k $21.0m $21.0m 0.01% Added +151.7k +151,687
17 Auto-Owners Insurance Co 0.61% of their portfolio LANSING, MI 655,650655.6k $20.3m $20.3m 0.61% Unchanged
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 645,242645.2k $19.9m $19.9m 0.00% Added +22.3k +22,267
19 Qube Research & Technologies Ltd 0.04% of their portfolio LONDON, X0 587,084587.1k $18.1m $18.1m 0.04% Added +583.5k +583,529
20 BRANDES INVESTMENT PARTNERS, LP 0.25% of their portfolio LA JOLLA, CA 522,236522.2k $16.1m $16.1m 0.25% Added +167.1k +167,120
21 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.20% of their portfolio Stamford, CT 497,837497.8k $15.4m $15.4m 0.20% Added +16.1k +16,062
22 LSV ASSET MANAGEMENT 0.03% of their portfolio CHICAGO, IL 490,142490.1k $15.2m $15.2m 0.03% Reduced -600 -600
23 CANADA PENSION PLAN INVESTMENT BOARD 0.02% of their portfolio TORONTO ONTARIO, A6 441,200441.2k $13.6m $13.6m 0.02% Unchanged
24 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 369,878369.9k $11.4m $11.4m 0.01% Added +67.9k +67,853
25 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 323,011323.0k $10.0m $10.0m 0.01% Added +20.8k +20,787
26 XY Capital Ltd 9.51% of their portfolio CENTRAL, K3 302,099302.1k $9.3m $9.3m 9.51% Added +135.2k +135,224
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 289,504289.5k $8.9m $8.9m 0.00% Reduced -45.8k -45,819
28 QRG CAPITAL MANAGEMENT, INC. 0.12% of their portfolio BERWYN, PA 251,168251.2k $7.8m $7.8m 0.12% Added +2.3k +2,258
29 Value Partners Investments Inc. 0.23% of their portfolio WINNIPEG, A2 235,000235.0k $5.5m $5.5m 0.23% Added +99.0k +99,000
30 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 225,417225.4k $7.0m $7.0m 0.02% Reduced -14.8k -14,841
31 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 209,214209.2k $6.5m $6.5m 0.01% Reduced -1.4k -1,382
32 Addenda Capital Inc. 0.24% of their portfolio MONTREAL, A8 201,698201.7k $6.2m $6.2m 0.24% Reduced -203 -203
33 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 194,462194.5k $6.0m $6.0m 0.01% Reduced -20.0k -20,044
34 FIRST HAWAIIAN BANK 0.18% of their portfolio HONOLULU, HI 182,929182.9k $5.7m $5.7m 0.18% Reduced -12.3k -12,266
35 Manning & Napier Group, LLC 0.07% of their portfolio Fairport, NY 182,185182.2k $5.6m $5.6m 0.07% Reduced -231 -231
36 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 175,243175.2k $5.4m $5.4m 0.02% Reduced -3.5k -3,468
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 167,800167.8k $5.2m $5.2m 0.00% Added +18.0k +17,990
38 RITHOLTZ WEALTH MANAGEMENT 0.17% of their portfolio NEW YORK, NY 141,782141.8k $4.4m $4.4m 0.17% Added +5.4k +5,352
39 Summit Global Investments 0.28% of their portfolio BOUNTIFUL, UT 140,702140.7k $4.3m $4.3m 0.28% Added +326 +326
40 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 127,892127.9k $4.0m $4.0m 0.01% Added +9.4k +9,442
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 124,555124.6k $3.8m $3.8m 0.00% Added +57.6k +57,577
42 Crossmark Global Holdings, Inc. 0.08% of their portfolio HOUSTON, TX 123,851123.9k $3.8m $3.8m 0.08% Added +3.6k +3,626
43 CAPITAL FUND MANAGEMENT S.A. 0.05% of their portfolio PARIS, I0 119,094119.1k $3.7m $3.7m 0.05% New
44 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 116,288116.3k $3.6m $3.6m 0.00% Reduced -4.2k -4,225
45 TRUSTMARK BANK TRUST DEPARTMENT 0.32% of their portfolio JACKSON, MS 115,101115.1k $3.6m $3.6m 0.32% Reduced -2.0k -2,044
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 114,834114.8k $3.5m $3.5m 0.00% Added +86.6k +86,556
47 Cadence Bank 0.28% of their portfolio Tupelo, MS 111,839111.8k $3.5m $3.5m 0.28% Added +2.3k +2,291
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 108,990109.0k $3.4m $3.4m 0.00% Reduced -1.1k -1,127
49 RWA WEALTH PARTNERS, LLC 0.04% of their portfolio BOSTON, MA 99,93699.9k $3.1m $3.1m 0.04% New
50 HIGHLAND CAPITAL MANAGEMENT, LLC 0.19% of their portfolio MEMPHIS, TN 98,66198.7k $3.0m $3.0m 0.19% Reduced -3.9k -3,925
51 Quantinno Capital Management LP 0.11% of their portfolio NEW YORK, NY 98,44398.4k $3.0m $3.0m 0.11% Added +55.0k +54,966
52 FOSTER & MOTLEY INC 0.22% of their portfolio CINCINNATI, OH 96,96497.0k $3.0m $3.0m 0.22% Added +14.3k +14,342
53 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 94,59594.6k $2.9m $2.9m 0.01% Added +1.6k +1,577
54 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 93,05293.1k $2.9m $2.9m 0.04% New
55 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 91,50891.5k $2.8m $2.8m 0.00% Reduced -2.4k -2,352
56 NewEdge Wealth, LLC 0.07% of their portfolio STAMFORD, CT 89,72689.7k $2.8m $2.8m 0.07% Added +23.0k +22,976
57 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 89,49589.5k $2.8m $2.8m 0.01% Added +4.1k +4,095
58 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 89,27489.3k $2.8m $2.8m 0.00% Added +83 +83
59 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 83,82583.8k $2.6m $2.6m 0.07% Added +23.8k +23,826
60 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 82,28982.3k $2.5m $2.5m 0.01% Reduced -695 -695
61 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 81,97182.0k $2.5m $2.5m 0.01% Added +27.0k +27,022
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 81,19381.2k $2.5m $2.5m 0.00% Added +5.2k +5,179
63 FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. 2.57% of their portfolio SALINE, MI 81,14681.1k $2.5m $2.5m 2.57% First filing
64 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 79,55779.6k $2.5m $2.5m 0.00% Added +27.6k +27,624
65 LOGAN CAPITAL MANAGEMENT INC 0.11% of their portfolio Newtown Square, PA 79,30179.3k $2.5m $2.5m 0.11% Reduced -8.8k -8,821
66 Aquatic Capital Management LLC 0.06% of their portfolio CHICAGO, IL 79,00079.0k $2.4m $2.4m 0.06% Added +72.8k +72,800
67 LMR Partners LLP 0.06% of their portfolio LONDON, X0 78,93878.9k $2.4m $2.4m 0.06% New
68 Mariner, LLC 0.01% of their portfolio Overland Park, KS 76,45376.5k $2.4m $2.4m 0.01% Added +144 +144
69 Cypress Capital, LLC 0.66% of their portfolio FRANKLIN, TN 74,52574.5k $2.3m $2.3m 0.66% Added +616 +616
70 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 74,29074.3k $2.3m $2.3m 0.00% Reduced -12.2k -12,172
71 Ethic Inc. 0.07% of their portfolio NEW YORK, NY 73,97474.0k $2.3m $2.3m 0.07% Added +13.1k +13,122
72 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 73,32673.3k $2.3m $2.3m 0.04% Reduced -9.2k -9,184
73 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 70,31470.3k $2.2m $2.2m 0.00% Reduced -20.9k -20,850
74 DGS Capital Management, LLC 0.77% of their portfolio JERSEY CITY, NJ 64,68764.7k $2.0m $2.0m 0.77% Added +2.6k +2,570
75 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 62,54262.5k $1.9m $1.9m 0.00% Added +2.9k +2,884
76 Legacy Wealth Asset Management, LLC 0.61% of their portfolio WOODBURY, MN 60,39260.4k $1.9m $1.9m 0.61% Added +21.0k +20,998
77 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 59,99260.0k $1.9m $1.9m 0.03% Reduced -766 -766
78 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 58,84258.8k $1.8m $1.8m 0.01% Added +3.9k +3,853
79 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 58,07958.1k $1.8m $1.8m 0.00% Reduced -4.8k -4,751
80 Amundi 0.00% of their portfolio Paris, I0 55,57855.6k $1.8m $1.8m 0.00% Reduced -640.4k -640,378
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 53,83953.8k $1.7m $1.7m 0.00% Reduced -136.7k -136,679
82 Hudson Portfolio Management LLC 1.80% of their portfolio Garrison, NY 53,80053.8k $1.7m $1.7m 1.80% Reduced -1.3k -1,255
83 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 50,39150.4k $1.6m $1.6m 0.00% Added +29.6k +29,631
84 Richard P Slaughter Associates Inc 0.39% of their portfolio AUSTIN, TX 50,11850.1k $1.5m $1.5m 0.39% Reduced -2.4k -2,363
85 ALLEN WEALTH MANAGEMENT, LLC 1.51% of their portfolio Boone, NC 49,73449.7k $1.5m $1.5m 1.51% First filing
86 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 48,73448.7k $1.5m $1.5m 0.01% Added +5.6k +5,634
87 EAGLE GLOBAL ADVISORS LLC 0.09% of their portfolio Houston, TX 48,52148.5k $1.5m $1.5m 0.09% Reduced -1.4k -1,449
88 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 48,20548.2k $1.5m $1.5m 0.01% Added +1.0k +1,037
89 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 48,02748.0k $1.5m $1.5m 0.00% Reduced -8.8k -8,762
90 Vanguard Personalized Indexing Management, LLC 0.04% of their portfolio OAKLAND, CA 46,97547.0k $1.5m $1.5m 0.04% Added +6.5k +6,504
91 First Trust Direct Indexing L.P. 0.12% of their portfolio Boston, MA 44,28044.3k $1.4m $1.4m 0.12% Reduced -2.3k -2,349
92 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 44,09244.1k $1.4m $1.4m 0.00% Added +3.4k +3,381
93 HANTZ FINANCIAL SERVICES, INC. 0.03% of their portfolio SOUTHFIELD, MI 43,09143.1k $1.3m $1.3m 0.03% Reduced -1.4k -1,449
94 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 42,92942.9k $1.3m $1.3m 0.00% Reduced -27.1k -27,111
95 Forum Financial Management, LP 0.02% of their portfolio LOMBARD, IL 42,36142.4k $1.3m $1.3m 0.02% Added +2.4k +2,400
96 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 42,07642.1k $1.3m $1.3m 0.01% Added +753 +753
97 Boston Partners 0.00% of their portfolio BOSTON, MA 41,18541.2k $1.3m $1.3m 0.00% Reduced -23.3k -23,308
98 Harrington Investments, INC 0.76% of their portfolio NAPA, CA 39,89039.9k $1.2m $1.2m 0.76% Added +907 +907
99 NorthCoast Asset Management LLC 0.02% of their portfolio STAMFORD, CT 39,41739.4k $1.2m $1.2m 0.02% Reduced -1.2k -1,184
100 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 38,25738.3k $1.2m $1.2m 0.01% First filing