Vault-13

HONDA MOTOR LTD HMC

ADR ECH CNV IN 3 · ADR · CUSIP 438128308

327 institutional holders +12 vs Q2 2023
88,234,93288.2m shares reported held*
$3.0bnreported value*
40 new 125 added 91 reduced 33 sold out net sold ≈ $110.5m (-3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.65. Options: 9 managers hold calls ($10.6m notional), 12 hold puts ($19.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 273Q4 22: 278Q1 23: 298Q2 23: 315Q3 23: 327327Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022273
Q4 2022278
Q1 2023298
Q2 2023315
Q3 2023327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 106 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 169 bought or addedQ1 23: 99 cut or sold outQ1 23Q2 23: 155 bought or addedQ2 23: 144 cut or sold outQ2 23Q3 23: 165 bought or addedQ3 23: 124 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022106156
Q1 202316999
Q2 2023155144
Q3 2023165124

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 22 calls: $2.9mQ4 22 puts: $4.3mQ4 22P/C 1.45Q1 23 calls: $6.1mQ1 23 puts: $9.4mQ1 23P/C 1.55Q2 23 calls: $25.3mQ2 23 puts: $15.2mQ2 23P/C 0.60Q3 23 calls: $10.6mQ3 23 puts: $19.1mQ3 23P/C 1.81
Numbers
QuarterCallsPutsP/C
Q4 2022$2.9m$4.3m1.45
Q1 2023$6.1m$9.4m1.55
Q2 2023$25.3m$15.2m0.60
Q3 2023$10.6m$19.1m1.81

Biggest buyers

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +464,417+464.4k
Fisher Asset Management, LLC Added +431,982+432.0k
CANADA PENSION PLAN INVESTMENT BOARD Added +290,600+290.6k
MILLENNIUM MANAGEMENT LLC Added +169,118+169.1k
XY Capital Ltd New +166,875+166.9k
MORGAN STANLEY Added +141,727+141.7k
FLOW TRADERS U.S. LLC New +126,866+126.9k
Grantham, Mayo, Van Otterloo & Co. LLC Added +122,408+122.4k
GOLDMAN SACHS GROUP INC Added +115,468+115.5k
US BANCORP \DE\ Added +92,342+92.3k

Biggest sellers

Dodge & Cox Reduced -2,903,975-2.9m
Capricorn Fund Managers Ltd Reduced -645,942-645.9k
JANE STREET GROUP, LLC Reduced -568,823-568.8k
Federation des caisses Desjardins du Quebec Reduced -459,551-459.6k
RENAISSANCE TECHNOLOGIES LLC Reduced -409,300-409.3k
BRANDES INVESTMENT PARTNERS, LP Reduced -240,826-240.8k
BlackRock Inc. Reduced -234,317-234.3k
Ovata Capital Management Ltd Sold out -140,700-140.7k
OLD MISSION CAPITAL LLC Reduced -83,829-83.8k
WELLS FARGO & COMPANY/MN Reduced -68,015-68.0k

Biggest calls

CITADEL ADVISORS LLC Added $3.4m102.1k shares
PEAK6 Investments LLC Reduced $2.2m65.5k shares
Walleye Trading LLC Reduced $1.8m53.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m41.9k shares
JANE STREET GROUP, LLC Reduced $908.3k27.0k shares
GROUP ONE TRADING LLC Reduced $427.2k12.7k shares
UBS Group AG Reduced $259.0k7.7k shares
SIMPLEX TRADING, LLC Reduced $137.0k4.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

MILLENNIUM MANAGEMENT LLC Added $10.3m305.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $3.1m91.6k shares
JANE STREET GROUP, LLC Added $1.6m48.0k shares
Twin Tree Management, LP Reduced $1.3m37.7k shares
WOLVERINE TRADING, LLC Added $1.1m32.9k shares
Walleye Trading LLC Added $699.7k20.8k shares
Walleye Capital LLC Added $376.8k11.2k shares
UBS Group AG Reduced $259.0k7.7k shares
SIMPLEX TRADING, LLC Reduced $248.0k7.4k shares
CITADEL ADVISORS LLC Reduced $158.1k4.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 0.94% of their portfolio San Francisco, CA 41,324,80041.3m $1.4bn $1.4bn 0.94% Reduced -2.9m -2,903,975
2 Fisher Asset Management, LLC 0.18% of their portfolio PLANO, TX 9,411,9169.4m $316.6m $316.6m 0.18% Added +432.0k +431,982
3 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.18% of their portfolio BOSTON, MA 4,396,0014.4m $147.9m $147.9m 0.18% Added +464.4k +464,417
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,076,9513.1m $103.5m $103.5m 0.01% Added +141.7k +141,727
5 Mondrian Investment Partners LTD 1.44% of their portfolio LONDON, X0 2,050,7862.1m $69.7m $69.7m 1.44% Reduced -183 -183
6 EQUITY INVESTMENT CORP 2.11% of their portfolio ATLANTA, GA 2,016,1432.0m $67.8m $67.8m 2.11% Reduced -49.7k -49,707
7 MACQUARIE GROUP LTD 0.08% of their portfolio Sydney, NSW 2000, C3 1,961,5142.0m $66.0m $66.0m 0.08% Reduced -37.7k -37,662
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,674,7901.7m $56.3m $56.3m 0.01% Added +115.5k +115,468
9 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,550,5561.6m $52.2m $52.2m 0.02% Added +29.9k +29,949
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,541,9571.5m $51.9m $51.9m 0.01% Added +72.5k +72,476
11 BlackRock Inc. 0.00% of their portfolio New York, NY 1,360,6601.4m $45.8m $45.8m 0.00% Reduced -234.3k -234,317
12 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 1,295,9981.3m $43.6m $43.6m 0.07% Reduced -409.3k -409,300
13 Grantham, Mayo, Van Otterloo & Co. LLC 0.13% of their portfolio Boston, MA 847,609847.6k $28.5m $28.5m 0.13% Added +122.4k +122,408
14 FMR LLC 0.00% of their portfolio BOSTON, MA 783,040783.0k $26.3m $26.3m 0.00% Added +41.0k +41,000
15 Amundi 0.01% of their portfolio Paris, I0 695,956696.0k $23.2m $23.2m 0.01% Added +55 +55
16 Auto-Owners Insurance Co 0.74% of their portfolio LANSING, MI 655,650655.6k $22.1m $22.1m 0.74% Unchanged
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 622,975623.0k $21.0m $21.0m 0.00% Added +3.3k +3,269
18 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 528,582528.6k $17.8m $17.8m 0.01% Added +33.5k +33,470
19 Pacer Advisors, Inc. 0.07% of their portfolio Malvern, PA 514,261514.3k $17.3m $17.3m 0.07% Added +57.2k +57,205
20 LSV ASSET MANAGEMENT 0.04% of their portfolio CHICAGO, IL 490,742490.7k $16.5m $16.5m 0.04% Reduced -1.5k -1,500
21 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.24% of their portfolio Stamford, CT 481,775481.8k $16.2m $16.2m 0.24% Added +49.3k +49,278
22 CANADA PENSION PLAN INVESTMENT BOARD 0.02% of their portfolio TORONTO ONTARIO, A6 441,200441.2k $14.8m $14.8m 0.02% Added +290.6k +290,600
23 BRANDES INVESTMENT PARTNERS, LP 0.23% of their portfolio LA JOLLA, CA 355,116355.1k $11.9m $11.9m 0.23% Reduced -240.8k -240,826
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 335,323335.3k $11.3m $11.3m 0.00% Reduced -32.5k -32,466
25 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 302,224302.2k $10.2m $10.2m 0.01% Reduced -5.2k -5,214
26 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 302,025302.0k $10.2m $10.2m 0.01% Added +44.0k +43,981
27 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 266,924266.9k $9.0m $9.0m 0.01% Added +169.1k +169,118
28 QRG CAPITAL MANAGEMENT, INC. 0.15% of their portfolio BERWYN, PA 248,910248.9k $8.4m $8.4m 0.15% First filing
29 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 240,258240.3k $8.1m $8.1m 0.02% Added +44.0k +43,965
30 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 214,506214.5k $7.2m $7.2m 0.01% Reduced -19.1k -19,090
31 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 210,596210.6k $7.1m $7.1m 0.01% Added +92.3k +92,342
32 Addenda Capital Inc. 0.30% of their portfolio MONTREAL, A8 201,901201.9k $6.8m $6.8m 0.30% Reduced -189 -189
33 FIRST HAWAIIAN BANK 0.22% of their portfolio HONOLULU, HI 195,195195.2k $6.6m $6.6m 0.22% Added +833 +833
34 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 190,518190.5k $6.4m $6.4m 0.01% Reduced -537 -537
35 Capricorn Fund Managers Ltd 2.21% of their portfolio LONDON, X0 188,970189.0k $6.4m $6.4m 2.21% Reduced -645.9k -645,942
36 Polaris Wealth Advisory Group, LLC 0.48% of their portfolio SAN RAFAEL, CA 188,459188.5k $6.3m $6.3m 0.48% Reduced -43.9k -43,918
37 Manning & Napier Group, LLC 0.08% of their portfolio Fairport, NY 182,416182.4k $6.1m $6.1m 0.08% Reduced -994 -994
38 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 178,711178.7k $6.0m $6.0m 0.02% Added +35.9k +35,873
39 XY Capital Ltd 5.14% of their portfolio CENTRAL, K3 166,875166.9k $5.6m $5.6m 5.14% New
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 149,810149.8k $5.0m $5.0m 0.00% Reduced -68.0k -68,015
41 Summit Global Investments 0.31% of their portfolio BOUNTIFUL, UT 140,376140.4k $4.7m $4.7m 0.31% Reduced -7.7k -7,719
42 RITHOLTZ WEALTH MANAGEMENT 0.21% of their portfolio NEW YORK, NY 136,430136.4k $4.6m $4.6m 0.21% Added +14.9k +14,894
43 Value Partners Investments Inc. 0.38% of their portfolio WINNIPEG, A2 136,000136.0k $4.6m $4.6m 0.38% Reduced -14.0k -14,000
44 FLOW TRADERS U.S. LLC 0.20% of their portfolio NEW YORK, NY 126,866126.9k $4.3m $4.3m 0.20% New
45 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 120,513120.5k $4.1m $4.1m 0.00% Reduced -5.0k -4,985
46 Crossmark Global Holdings, Inc. 0.09% of their portfolio HOUSTON, TX 120,225120.2k $4.0m $4.0m 0.09% Added +657 +657
47 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 118,450118.5k $4.0m $4.0m 0.02% Added +4.8k +4,824
48 TRUSTMARK BANK TRUST DEPARTMENT 0.39% of their portfolio JACKSON, MS 117,145117.1k $3.9m $3.9m 0.39% Reduced -40.3k -40,327
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 110,117110.1k $3.7m $3.7m 0.00% Reduced -56.3k -56,251
50 Cadence Bank 0.32% of their portfolio Tupelo, MS 109,548109.5k $3.7m $3.7m 0.32% Added +1.1k +1,056
51 Private Advisory Group LLC 0.68% of their portfolio REDMOND, WA 103,019103.0k $3.5m $3.5m 0.68% Reduced -3.0k -2,971
52 HIGHLAND CAPITAL MANAGEMENT, LLC 0.24% of their portfolio MEMPHIS, TN 102,586102.6k $3.5m $3.5m 0.24% Reduced -2.6k -2,605
53 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 93,86093.9k $3.2m $3.2m 0.00% Added +870 +870
54 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 93,01893.0k $3.1m $3.1m 0.01% Added +1.3k +1,265
55 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 91,16491.2k $3.1m $3.1m 0.01% Added +21.3k +21,305
56 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 89,19189.2k $3.0m $3.0m 0.00% Added +7.9k +7,937
57 LOGAN CAPITAL MANAGEMENT INC 0.15% of their portfolio Newtown Square, PA 88,12288.1k $3.0m $3.0m 0.15% Reduced -11.2k -11,237
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 86,46286.5k $2.9m $2.9m 0.00% Added +29.0k +29,040
59 EARNEST PARTNERS LLC 0.02% of their portfolio ATLANTA, GA 85,40085.4k $2.9m $2.9m 0.02% Added +1.2k +1,171
60 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 82,98483.0k $2.8m $2.8m 0.01% Reduced -4.1k -4,065
61 FOSTER & MOTLEY INC 0.23% of their portfolio CINCINNATI, OH 82,62282.6k $2.8m $2.8m 0.23% Added +6.5k +6,451
62 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 82,51082.5k $2.8m $2.8m 0.05% Reduced -83 -83
63 Mariner, LLC 0.01% of their portfolio Overland Park, KS 76,30976.3k $2.6m $2.6m 0.01% Added +5.0k +5,001
64 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 76,01476.0k $2.6m $2.6m 0.00% Added +14.6k +14,557
65 Cypress Capital, LLC 0.73% of their portfolio FRANKLIN, TN 73,90973.9k $2.5m $2.5m 0.73% Added +728 +728
66 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 70,04070.0k $2.4m $2.4m 0.00% Added +16.2k +16,169
67 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 66,97867.0k $2.3m $2.3m 0.00% Added +65.7k +65,717
68 NewEdge Wealth, LLC 0.07% of their portfolio STAMFORD, CT 66,75066.8k $2.2m $2.2m 0.07% Added +9.4k +9,431
69 Walleye Capital LLC 0.03% of their portfolio NEW YORK, NY 65,77265.8k $2.2m $2.2m 0.03% New
70 Boston Partners 0.00% of their portfolio BOSTON, MA 64,49364.5k $2.2m $2.2m 0.00% Added +1.1k +1,111
71 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 62,83062.8k $2.1m $2.1m 0.00% Reduced -562 -562
72 DGS Capital Management, LLC 1.02% of their portfolio JERSEY CITY, NJ 62,11762.1k $2.1m $2.1m 1.02% Added +11.2k +11,196
73 Ethic Inc. 0.07% of their portfolio NEW YORK, NY 60,85260.9k $2.0m $2.0m 0.07% Reduced -9.9k -9,936
74 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 60,75860.8k $2.0m $2.0m 0.03% Reduced -2.4k -2,387
75 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 59,99960.0k $2.0m $2.0m 0.07% Reduced -83.8k -83,829
76 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 59,65859.7k $2.0m $2.0m 0.00% Added +21.2k +21,217
77 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 57,13657.1k $1.9m $1.9m 0.00% Added +28.4k +28,436
78 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 56,78956.8k $1.9m $1.9m 0.00% Added +9.9k +9,871
79 Hudson Portfolio Management LLC 2.11% of their portfolio Garrison, NY 55,05555.1k $1.9m $1.9m 2.11% Reduced -976 -976
80 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 54,98955.0k $1.9m $1.9m 0.01% Added +9.1k +9,118
81 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 54,94954.9k $1.8m $1.8m 0.01% Added +15.4k +15,384
82 Richard P Slaughter Associates Inc 0.47% of their portfolio AUSTIN, TX 52,48152.5k $1.8m $1.8m 0.47% Reduced -221 -221
83 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 51,93351.9k $1.7m $1.7m 0.00% Reduced -980 -980
84 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 51,27651.3k $1.7m $1.7m 0.00% Reduced -9.8k -9,770
85 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 50,04550.0k $1.7m $1.7m 0.00% Unchanged
86 EAGLE GLOBAL ADVISORS LLC 0.11% of their portfolio Houston, TX 49,97050.0k $1.7m $1.7m 0.11% New
87 ELEVATION POINT WEALTH PARTNERS, LLC 0.18% of their portfolio DENVER, CO 49,19649.2k $1.7m $1.7m 0.18% Added +25.6k +25,628
88 HAP Trading, LLC 0.40% of their portfolio NEW YORK, NY 48,28948.3k $1.6m $1.6m 0.40% Added +18.5k +18,453
89 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 47,16847.2k $1.6m $1.6m 0.01% Added +13.9k +13,939
90 First Trust Direct Indexing L.P. 0.18% of their portfolio Boston, MA 46,62946.6k $1.6m $1.6m 0.18% Added +1.2k +1,161
91 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.01% of their portfolio NEW YORK, NY 44,70044.7k $1.5m $1.5m 0.01% Unchanged
92 HANTZ FINANCIAL SERVICES, INC. 0.04% of their portfolio SOUTHFIELD, MI 44,54044.5k $1.5m $1.5m 0.04% Added +367 +367
93 BTC Capital Management, Inc. 0.17% of their portfolio DES MOINES, IA 44,43544.4k $1.5m $1.5m 0.17% Reduced -332 -332
94 Quantinno Capital Management LP 0.07% of their portfolio NEW YORK, NY 43,47743.5k $1.5m $1.5m 0.07% Added +3.4k +3,373
95 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 43,37743.4k $1.5m $1.5m 0.01% Reduced -31.8k -31,764
96 NOMURA HOLDINGS INC 0.02% of their portfolio TOKYO, M0 43,10043.1k $1.4m $1.4m 0.02% New
97 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 41,32341.3k $1.4m $1.4m 0.01% Added +8.5k +8,463
98 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 40,71140.7k $1.4m $1.4m 0.00% Added +17.3k +17,256
99 NorthCoast Asset Management LLC 0.02% of their portfolio STAMFORD, CT 40,60140.6k $1.4m $1.4m 0.02% Added +414 +414
100 HITE Hedge Asset Management LLC 0.15% of their portfolio BRAINTREE, MA 40,50840.5k $1.4m $1.4m 0.15% Added +33.8k +33,770