Vault-13

HONDA MOTOR LTD HMC

ADR ECH CNV IN 3 · ADR · CUSIP 438128308

298 institutional holders +20 vs Q4 2022
96,603,20296.6m shares reported held*
$2.5bnreported value*
48 new 121 added 68 reduced 31 sold out net bought ≈ $58.0m (+4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.73. Options: 9 managers hold calls ($6.1m notional), 12 hold puts ($9.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 273Q4 22: 278Q1 23: 298298Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022273
Q4 2022278
Q1 2023298

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 106 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 169 bought or addedQ1 23: 99 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022106156
Q1 202316999

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $7.1mQ3 22 puts: $5.0mQ3 22P/C 0.70Q4 22 calls: $2.9mQ4 22 puts: $4.3mQ4 22P/C 1.45Q1 23 calls: $6.1mQ1 23 puts: $9.4mQ1 23P/C 1.55
Numbers
QuarterCallsPutsP/C
Q3 2022$7.1m$5.0m0.70
Q4 2022$2.9m$4.3m1.45
Q1 2023$6.1m$9.4m1.55

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +2,700,073+2.7m
Dodge & Cox Added +926,171+926.2k
MORGAN STANLEY Added +902,546+902.5k
FMR LLC Added +812,724+812.7k
BRANDES INVESTMENT PARTNERS, LP Added +636,431+636.4k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +573,648+573.6k
GOLDMAN SACHS GROUP INC Added +341,758+341.8k
Pacer Advisors, Inc. Added +312,821+312.8k
EQUITY INVESTMENT CORP Added +248,029+248.0k
Polaris Wealth Advisory Group, LLC New +241,330+241.3k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -1,464,609-1.5m
TODD ASSET MANAGEMENT LLC Sold out -520,761-520.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -452,600-452.6k
OLD MISSION CAPITAL LLC Reduced -368,602-368.6k
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY Sold out -356,000-356.0k
Qube Research & Technologies Ltd Reduced -275,132-275.1k
Connor, Clark & Lunn Investment Management Ltd. Reduced -229,864-229.9k
Capricorn Fund Managers Ltd Sold out -198,500-198.5k
Cubist Systematic Strategies, LLC Reduced -197,404-197.4k
Mondrian Investment Partners LTD Reduced -188,000-188.0k

Biggest calls

UBS Group AG New $1.9m70.9k shares
SIMPLEX TRADING, LLC Added $1.5m55.7k shares
CITADEL ADVISORS LLC Added $919.2k34.7k shares
Walleye Trading LLC Added $882.1k33.3k shares
JANE STREET GROUP, LLC Added $582.8k22.0k shares
GROUP ONE TRADING LLC Added $166.9k6.3k shares
Walleye Capital LLC New $95.4k3.6k shares
Twin Tree Management, LP Unchanged $74.2k2.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $2.4m90.3k shares
UBS Group AG New $2.1m81.0k shares
Twin Tree Management, LP Added $1.4m53.6k shares
Walleye Trading LLC Added $1.1m39.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $715.2k27.0k shares
PEAK6 Investments LLC Reduced $397.4k15.0k shares
WOLVERINE TRADING, LLC New $367.0k14.0k shares
CITADEL ADVISORS LLC Added $360.3k13.6k shares
Walleye Capital LLC New $299.3k11.3k shares
JANE STREET GROUP, LLC Reduced $230.5k8.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 0.82% of their portfolio San Francisco, CA 45,265,99145.3m $1.2bn $1.2bn 0.82% Added +926.2k +926,171
2 Fisher Asset Management, LLC 0.14% of their portfolio PLANO, TX 8,856,9218.9m $234.6m $234.6m 0.14% Added +137.3k +137,267
3 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.16% of their portfolio BOSTON, MA 4,620,9754.6m $122.4m $122.4m 0.16% Added +573.6k +573,648
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 3,131,7773.1m $9.1m $9.1m 0.00% Added +2.7m +2,700,073
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,086,4823.1m $81.8m $81.8m 0.01% Added +902.5k +902,546
6 Mondrian Investment Partners LTD 1.30% of their portfolio LONDON, X0 2,222,9692.2m $58.9m $58.9m 1.30% Reduced -188.0k -188,000
7 MACQUARIE GROUP LTD 0.07% of their portfolio Sydney, NSW 2000, C3 2,179,1852.2m $57.7m $57.7m 0.07% Added +184.3k +184,310
8 EQUITY INVESTMENT CORP 1.86% of their portfolio ATLANTA, GA 2,146,7442.1m $56.9m $56.9m 1.86% Added +248.0k +248,029
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,647,5861.6m $43.6m $43.6m 0.01% Added +163.9k +163,938
10 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,471,6921.5m $39.0m $39.0m 0.01% Added +97.5k +97,532
11 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 1,403,3981.4m $37.2m $37.2m 0.05% Reduced -452.6k -452,600
12 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,392,1361.4m $36.9m $36.9m 0.01% Added +341.8k +341,758
13 BlackRock Inc. 0.00% of their portfolio New York, NY 1,387,1331.4m $36.7m $36.7m 0.00% Added +193.8k +193,849
14 FMR LLC 0.00% of their portfolio BOSTON, MA 1,366,4321.4m $36.2m $36.2m 0.00% Added +812.7k +812,724
15 Pacer Advisors, Inc. 0.10% of their portfolio Malvern, PA 858,946858.9k $22.8m $22.8m 0.10% Added +312.8k +312,821
16 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 812,416812.4k $21.5m $21.5m 0.02% Reduced -1.5m -1,464,609
17 Amundi 0.01% of their portfolio Paris, I0 720,772720.8k $19.2m $19.2m 0.01% Added +8.7k +8,669
18 BRANDES INVESTMENT PARTNERS, LP 0.38% of their portfolio LA JOLLA, CA 683,207683.2k $18.1m $18.1m 0.38% Added +636.4k +636,431
19 Auto-Owners Insurance Co 0.60% of their portfolio LANSING, MI 655,650655.6k $17.4m $17.4m 0.60% Unchanged
20 Grantham, Mayo, Van Otterloo & Co. LLC 0.08% of their portfolio Boston, MA 616,200616.2k $16.3m $16.3m 0.08% Reduced -48.8k -48,800
21 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 607,620607.6k $16.1m $16.1m 0.00% Added +58.0k +57,973
22 LSV ASSET MANAGEMENT 0.03% of their portfolio CHICAGO, IL 495,542495.5k $13.1m $13.1m 0.03% Added +6.9k +6,900
23 Federation des caisses Desjardins du Quebec 0.14% of their portfolio LEVIS, A8 466,387466.4k $12.4m $12.4m 0.14% Added +97 +97
24 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.16% of their portfolio Stamford, CT 386,895386.9k $10.2m $10.2m 0.16% Added +102.6k +102,594
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 371,694371.7k $9.8m $9.8m 0.00% Added +18.5k +18,478
26 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio JUPITER, FL 339,454339.5k $9.0m $9.0m 0.04% Reduced -118.4k -118,371
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 295,001295.0k $7.8m $7.8m 0.00% Added +25.8k +25,815
28 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 287,799287.8k $7.6m $7.6m 0.01% Added +58.1k +58,100
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 246,907246.9k $6.5m $6.5m 0.00% Added +32.0k +31,965
30 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 245,217245.2k $6.5m $6.5m 0.02% Reduced -71.7k -71,741
31 Polaris Wealth Advisory Group, LLC 0.47% of their portfolio SAN RAFAEL, CA 241,330241.3k $6.4m $6.4m 0.47% New
32 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 236,160236.2k $6.3m $6.3m 0.01% Added +3.1k +3,079
33 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 224,211224.2k $5.9m $5.9m 0.00% Added +32.1k +32,117
34 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 221,339221.3k $5.9m $5.9m 0.01% Added +4.6k +4,613
35 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 214,972215.0k $5.7m $5.7m 0.01% Reduced -172.1k -172,142
36 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 204,565204.6k $5.4m $5.4m 0.00% Added +657 +657
37 Addenda Capital Inc. 0.22% of their portfolio MONTREAL, A8 202,175202.2k $5.4m $5.4m 0.22% Reduced -1.6k -1,557
38 FIRST HAWAIIAN BANK 0.17% of their portfolio HONOLULU, HI 194,847194.8k $5.2m $5.2m 0.17% Added +125.6k +125,603
39 Qube Research & Technologies Ltd 0.03% of their portfolio LONDON, X0 186,247186.2k $4.9m $4.9m 0.03% Reduced -275.1k -275,132
40 Value Partners Investments Inc. 0.40% of their portfolio WINNIPEG, A2 185,000185.0k $4.9m $4.9m 0.40% Reduced -50.0k -50,000
41 Manning & Napier Group, LLC 0.05% of their portfolio Fairport, NY 162,649162.6k $4.3m $4.3m 0.05% Reduced -4.6k -4,595
42 Summit Global Investments 0.31% of their portfolio BOUNTIFUL, UT 150,102150.1k $4.0m $4.0m 0.31% Added +27.7k +27,722
43 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 137,592137.6k $3.6m $3.6m 0.02% Reduced -229.9k -229,864
44 TRUSTMARK BANK TRUST DEPARTMENT 0.32% of their portfolio JACKSON, MS 132,507132.5k $3.5m $3.5m 0.32% New
45 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 131,794131.8k $3.5m $3.5m 0.00% Reduced -32.9k -32,932
46 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 127,869127.9k $3.4m $3.4m 0.02% Added +5.0k +4,966
47 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 126,714126.7k $3.4m $3.4m 0.02% Added +117.2k +117,172
48 XY Capital Ltd 2.72% of their portfolio CENTRAL, K3 121,730121.7k $3.2m $3.2m 2.72% Added +8.3k +8,330
49 Trexquant Investment LP 0.09% of their portfolio STAMFORD, CT 120,465120.5k $3.2m $3.2m 0.09% Reduced -52.9k -52,903
50 Crossmark Global Holdings, Inc. 0.07% of their portfolio HOUSTON, TX 119,490119.5k $3.2m $3.2m 0.07% Reduced -103 -103
51 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 118,602118.6k $3.1m $3.1m 0.01% Added +24.9k +24,946
52 Private Advisory Group LLC 0.63% of their portfolio REDMOND, WA 111,885111.9k $3.0m $3.0m 0.63% Reduced -69.1k -69,136
53 RITHOLTZ WEALTH MANAGEMENT 0.14% of their portfolio NEW YORK, NY 108,600108.6k $2.9m $2.9m 0.14% Added +30.0k +29,979
54 Cadence Bank 0.26% of their portfolio Tupelo, MS 107,708107.7k $2.9m $2.9m 0.26% New
55 HIGHLAND CAPITAL MANAGEMENT, LLC 0.21% of their portfolio MEMPHIS, TN 107,441107.4k $2.8m $2.8m 0.21% Reduced -90 -90
56 Ethic Inc. 0.11% of their portfolio NEW YORK, NY 105,272105.3k $2.8m $2.8m 0.11% Added +13.8k +13,781
57 LOGAN CAPITAL MANAGEMENT INC 0.13% of their portfolio Newtown Square, PA 103,877103.9k $2.8m $2.8m 0.13% Added +5.8k +5,754
58 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 101,572101.6k $2.7m $2.7m 0.00% Added +11.7k +11,668
59 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 91,72791.7k $2.4m $2.4m 0.00% Added +21.5k +21,536
60 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 88,90488.9k $2.4m $2.4m 0.01% Added +954 +954
61 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 87,72887.7k $2.3m $2.3m 0.01% Reduced -161 -161
62 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 84,68384.7k $2.2m $2.2m 0.05% New
63 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 83,65783.7k $2.2m $2.2m 0.01% Added +1.4k +1,382
64 APG Asset Management N.V. 0.00% of their portfolio Amsterdam, P7 82,50082.5k $2.0m $2.0m 0.00% Added +4.8k +4,800
65 Cypress Capital, LLC 0.68% of their portfolio FRANKLIN, TN 82,45482.5k $2.2m $2.2m 0.68% New
66 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 79,40179.4k $2.1m $2.1m 0.00% Added +27.1k +27,126
67 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 72,68172.7k $1.9m $1.9m 0.01% New
68 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 69,98670.0k $1.9m $1.9m 0.00% Added +14.9k +14,854
69 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 69,98470.0k $1.9m $1.9m 0.03% Added +11.2k +11,217
70 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 69,02269.0k $1.8m $1.8m 0.00% Added +24.3k +24,267
71 FOSTER & MOTLEY INC 0.14% of their portfolio CINCINNATI, OH 65,75865.8k $1.7m $1.7m 0.14% Added +19.9k +19,854
72 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 63,20063.2k $1.7m $1.7m 0.00% Unchanged
73 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 58,39258.4k $1.5m $1.5m 0.00% Reduced -10.1k -10,106
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 57,35157.4k $1.5m $1.5m 0.00% Added +16.6k +16,572
75 Hudson Portfolio Management LLC 1.66% of their portfolio Garrison, NY 56,03156.0k $1.5m $1.5m 1.66% Reduced -125 -125
76 Richard P Slaughter Associates Inc 0.46% of their portfolio AUSTIN, TX 52,86552.9k $1.4m $1.4m 0.46% Added +3.0k +2,998
77 Guild Investment Management, Inc. 2.14% of their portfolio WESTLAKE VILLAGE, CA 52,57552.6k $1.4m $1.4m 2.14% Added +36.5k +36,480
78 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 51,96452.0k $1.4m $1.4m 0.01% Reduced -197.4k -197,404
79 NewEdge Wealth, LLC 0.05% of their portfolio STAMFORD, CT 50,83550.8k $1.3m $1.3m 0.05% Added +18.9k +18,915
80 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 50,04550.0k $1.3m $1.3m 0.00% New
81 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 50,00050.0k $1.3m $1.3m 0.01% Reduced -29.4k -29,400
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 45,93445.9k $1.2m $1.2m 0.00% Added +3.7k +3,692
83 BTC Capital Management, Inc. 0.14% of their portfolio DES MOINES, IA 45,80545.8k $1.2m $1.2m 0.14% Reduced -3.0k -2,966
84 DGS Capital Management, LLC 0.67% of their portfolio JERSEY CITY, NJ 45,34845.3k $1.2m $1.2m 0.67% Added +5.6k +5,585
85 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.01% of their portfolio NEW YORK, NY 44,20544.2k $1.2m $1.2m 0.01% Unchanged
86 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 42,88442.9k $1.1m $1.1m 0.00% Added +5.2k +5,235
87 HANTZ FINANCIAL SERVICES, INC. 0.03% of their portfolio SOUTHFIELD, MI 42,49642.5k $1.1m $1.1m 0.03% Added +2.0k +2,048
88 Forum Financial Management, LP 0.03% of their portfolio LOMBARD, IL 41,46141.5k $1.1m $1.1m 0.03% Unchanged
89 First Trust Direct Indexing L.P. 0.13% of their portfolio Boston, MA 40,84240.8k $1.1m $1.1m 0.13% Reduced -2.6k -2,636
90 NorthCoast Asset Management LLC 0.02% of their portfolio STAMFORD, CT 40,06740.1k $1.1m $1.1m 0.02% Added +215 +215
91 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 40,04540.0k $1.1m $1.1m 0.00% Added +17.0k +16,951
92 Legacy Wealth Asset Management, LLC 0.38% of their portfolio WOODBURY, MN 39,93739.9k $1.1m $1.1m 0.38% Reduced -275 -275
93 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 39,82839.8k $1.1m $1.1m 0.00% Unchanged
94 Ergoteles LLC 0.04% of their portfolio NEW YORK, NY 39,55139.6k $1.0m $1.0m 0.04% New
95 Schechter Investment Advisors, LLC 0.09% of their portfolio BIRMINGHAM, MI 37,43137.4k $991.5k $991.5k 0.09% Added +10.3k +10,269
96 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 37,40337.4k $990.8k $990.8k 0.00% Added +22.1k +22,132
97 DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. 1.30% of their portfolio Singapore, U0 37,40037.4k $990.7k $990.7k 1.30% New
98 Vanguard Personalized Indexing Management, LLC 0.03% of their portfolio OAKLAND, CA 37,34637.3k $989.2k $989.2k 0.03% Added +11.0k +11,029
99 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 36,69036.7k $971.9k $971.9k 0.02% Reduced -1.1k -1,109
100 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 36,65636.7k $971.0k $971.0k 0.00% Reduced -4.4k -4,353