Vault-13

HILLEVAX INC

COM · Common Stock · CUSIP 43157M102

80 institutional holders -15 vs Q2 2024
41,761,24141.8m shares reported held*
$73.5mreported value*
20 new 26 added 18 reduced 37 sold out net sold ≈ $7.5m (-4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.76.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 51Q4 22: 56Q1 23: 62Q2 23: 55Q3 23: 69Q4 23: 70Q1 24: 82Q2 24: 95Q3 24: 8080Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202251
Q4 202256
Q1 202362
Q2 202355
Q3 202369
Q4 202370
Q1 202482
Q2 202495
Q3 202480

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 35 bought or addedQ4 22: 11 cut or sold outQ1 23: 32 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 20 cut or sold outQ3 23: 48 bought or addedQ3 23: 9 cut or sold outQ3 23Q4 23: 46 bought or addedQ4 23: 21 cut or sold outQ1 24: 41 bought or addedQ1 24: 28 cut or sold outQ1 24Q2 24: 66 bought or addedQ2 24: 23 cut or sold outQ3 24: 46 bought or addedQ3 24: 55 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223511
Q1 20233221
Q2 20233420
Q3 2023489
Q4 20234621
Q1 20244128
Q2 20246623
Q3 20244655

Biggest buyers

TANG CAPITAL MANAGEMENT LLC New +4,920,000+4.9m
BRAIDWELL LP New +1,064,000+1.1m
Balyasny Asset Management L.P. New +1,014,844+1.0m
ACADIAN ASSET MANAGEMENT LLC New +562,909+562.9k
Almitas Capital LLC New +267,068+267.1k
GOLDMAN SACHS GROUP INC Added +204,717+204.7k
MORGAN STANLEY Added +193,396+193.4k
Verition Fund Management LLC New +188,035+188.0k
VANGUARD GROUP INC Added +169,186+169.2k
BANK OF AMERICA CORP /DE/ Added +112,033+112.0k

Biggest sellers

T. Rowe Price Investment Management, Inc. Sold out -3,481,222-3.5m
DEERFIELD MANAGEMENT COMPANY, L.P. Reduced -2,121,577-2.1m
Deep Track Capital, LP Sold out -1,832,652-1.8m
JANUS HENDERSON GROUP PLC Sold out -1,115,644-1.1m
Catalys Pacific, LLC Reduced -972,595-972.6k
MPM BIOIMPACT LLC Sold out -645,085-645.1k
Point72 Asset Management, L.P. Sold out -481,312-481.3k
CITADEL ADVISORS LLC Reduced -356,352-356.4k
Ensign Peak Advisors, Inc Sold out -311,784-311.8k
Affinity Asset Advisors, LLC Sold out -265,859-265.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: EcoR1 Capital, LLC (0.0%, 2025-11-14)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Frazier Life Sciences Management, L.P. 0.75% of their portfolio PALO ALTO, CA 10,617,06210.6m $18.7m $18.7m 0.75% Unchanged
2 TAKEDA PHARMACEUTICAL CO LTD 31.18% of their portfolio Tokyo, M0 6,724,0006.7m $11.8m $11.8m 31.18% Unchanged
3 TANG CAPITAL MANAGEMENT LLC 0.62% of their portfolio SAN DIEGO, CA 4,920,0004.9m $8.7m $8.7m 0.62% New
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,134,0532.1m $3.8m $3.8m 0.00% First filing
5 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,957,6192.0m $3.5m $3.5m 0.00% Reduced -30.3k -30,311
6 DEERFIELD MANAGEMENT COMPANY, L.P. 0.05% of their portfolio New York, NY 1,882,6541.9m $3.3m $3.3m 0.05% Reduced -2.1m -2,121,577
7 Carlyle Group Inc. 0.34% of their portfolio WASHINGTON, DC 1,838,4861.8m $3.2m $3.2m 0.34% Unchanged
8 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,573,3841.6m $2.8m $2.8m 0.00% Added +169.2k +169,186
9 BRAIDWELL LP 0.05% of their portfolio STAMFORD, CT 1,064,0001.1m $1.9m $1.9m 0.05% New
10 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 1,014,8441.0m $1.8m $1.8m 0.00% New
11 StepStone Group LP 0.53% of their portfolio La Jolla, CA 826,569826.6k $1.5m $1.5m 0.53% Unchanged
12 SAMSARA BIOCAPITAL, LLC 0.27% of their portfolio PALO ALTO, CA 799,274799.3k $1.4m $1.4m 0.27% Unchanged
13 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 627,669627.7k $1.1m $1.1m 0.00% Reduced -80.4k -80,362
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 585,795585.8k $1.0m $1.0m 0.00% Reduced -9.7k -9,650
15 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 562,909562.9k $989.0k $989.0k 0.00% New
16 QIMING U.S. VENTURES MANAGEMENT, LLC 1.92% of their portfolio BELLEVUE, WA 558,923558.9k $983.7k $983.7k 1.92% Unchanged
17 Trium Capital LLP 0.37% of their portfolio LONDON, X0 453,260453.3k $798.0k $798.0k 0.37% Not comparable
18 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 316,549316.5k $557.1k $557.1k 0.00% Added +4.9k +4,901
19 Almitas Capital LLC 0.17% of their portfolio SANTA MONICA, CA 267,068267.1k $470.0k $470.0k 0.17% New
20 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 258,005258.0k $454.1k $454.1k 0.00% Reduced -232.0k -231,970
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 251,568251.6k $442.8k $442.8k 0.00% Added +193.4k +193,396
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 246,331246.3k $433.5k $433.5k 0.00% Added +204.7k +204,717
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 242,694242.7k $427.1k $427.1k 0.00% Added +5.4k +5,403
24 Catalys Pacific, LLC 0.33% of their portfolio TOKYO, M0 236,379236.4k $416.0k $416.0k 0.33% Reduced -972.6k -972,595
25 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 188,035188.0k $330.9k $330.9k 0.00% New
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 175,467175.5k $308.8k $308.8k 0.00% Reduced -356.4k -356,352
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 153,191153.2k $269.6k $269.6k 0.00% Added +112.0k +112,033
28 ZACKS INVESTMENT MANAGEMENT 0.00% of their portfolio Chicago, IL 92,80392.8k $163.3k $163.3k 0.00% Added +74.7k +74,673
29 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 84,39684.4k $148.5k $148.5k 0.00% Added +73.5k +73,521
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 79,03979.0k $139.1k $139.1k 0.00% Added +35.5k +35,546
31 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 75,59675.6k $133.0k $133.0k 0.00% Reduced -149.3k -149,271
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,76072.8k $128.1k $128.1k 0.00% Reduced -21.1k -21,105
33 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 72,58172.6k $127.7k $127.7k 0.00% Reduced -80.0k -80,021
34 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 71,46371.5k $126.0k $126.0k 0.01% New
35 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 62,81762.8k $110.6k $110.6k 0.00% Reduced -5.2k -5,235
36 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.00% of their portfolio CHICAGO, IL 51,77951.8k $91.1k $91.1k 0.00% Added +4.8k +4,809
37 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 48,80148.8k $85.9k $85.9k 0.00% Added +6.1k +6,143
38 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 42,03342.0k $74.0k $74.0k 0.00% Added +30.2k +30,213
39 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 38,96739.0k $68.6k $68.6k 0.00% New
40 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 37,70537.7k $66.4k $66.4k 0.00% Reduced -1.1k -1,082
41 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 37,39837.4k $65.8k $65.8k 0.00% New
42 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 31,49631.5k $55.4k $55.4k 0.00% Reduced -44.9k -44,912
43 Graham Capital Management, L.P. 0.00% of their portfolio ROWAYTON, CT 30,88730.9k $54.4k $54.4k 0.00% New
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 28,05428.1k $49.4k $49.4k 0.00% Reduced -38.8k -38,750
45 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 24,30424.3k $42.8k $42.8k 0.00% New
46 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 23,47123.5k $41.3k $41.3k 0.00% Added +16.4k +16,438
47 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 23,30023.3k $41.0k $41.0k 0.00% Added +7.2k +7,200
48 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 21,85021.9k $38.5k $38.5k 0.00% Unchanged
49 BML Capital Management, LLC 0.02% of their portfolio ZIONSVILLE, IN 19,76019.8k $34.8k $34.8k 0.02% New
50 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 17,72017.7k $31.2k $31.2k 0.00% Added +4.7k +4,704
51 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 17,17617.2k $30.2k $30.2k 0.00% Added +18 +18
52 UBS Group AG 0.00% of their portfolio ZURICH, V8 16,90616.9k $29.8k $29.8k 0.00% Added +1.7k +1,738
53 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 16,85316.9k $29.7k $29.7k 0.00% Reduced -103 -103
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,92514.9k $26.3k $26.3k 0.00% New
55 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,51213.5k $23.8k $23.8k 0.00% Added +418 +418
56 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 13,15113.2k $23.1k $23.1k 0.00% New
57 Ausdal Financial Partners, Inc. 0.00% of their portfolio Davenport, IA 11,39111.4k $20.0k $20.0k 0.00% New
58 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 11,22911.2k $20.0k $20.0k 0.00% New
59 Bleakley Financial Group, LLC 0.00% of their portfolio PARSIPPANY, NJ 10,79110.8k $19.0k $19.0k 0.00% New
60 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 10,06310.1k $18.0k $18.0k 0.00% Unchanged
61 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 9,7999.8k $17.2k $17.2k 0.00% Unchanged
62 FMR LLC 0.00% of their portfolio BOSTON, MA 9,0109.0k $15.9k $15.9k 0.00% Added +8.5k +8,456
63 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 8,9338.9k $15.7k $15.7k 0.00% Added +8.2k +8,199
64 VIRTUS ADVISERS, LLC 0.01% of their portfolio HARTFORD, CT 6,2306.2k $11.0k $11.0k 0.01% Added +113 +113
65 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,6925.7k $10.0k $10.0k 0.00% Added +547 +547
66 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 5,2765.3k $9.3k $9.3k 0.00% Added +3.9k +3,926
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,9913.0k $5.0k $5.0k 0.00% Reduced -2.7k -2,706
68 Legal & General Group Plc 0.00% of their portfolio London, X0 2,8842.9k $5.1k $5.1k 0.00% Reduced -18.3k -18,341
69 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 2,7142.7k $4.8k $4.8k 0.00% Unchanged
70 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 2,2842.3k $4.0k $4.0k 0.00% Reduced -18.1k -18,104
71 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,4831.5k $2.6k $2.6k 0.00% Added +1.5k +1,455
72 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,0991.1k $1.9k $1.9k 0.00% New
73 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 891891 $2.0k $2.0k 0.00% Unchanged
74 Fortitude Family Office, LLC 0.00% of their portfolio SCOTTSDALE, AZ 385385 $678 $678 0.00% New
75 CWM, LLC 0.00% of their portfolio OMAHA, NE 329329 $1.0k $1.0k 0.00% Added +315 +315
76 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 252252 $481 $481 0.00% New
77 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 122122 $215 $215 0.00% Added +109 +109
78 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 8787 $153 $153 0.00% First filing
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1515 $26 $26 0.00% Unchanged
80 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged