Vault-13

HERITAGE CRYSTAL CLEAN INC HCCI

COM · Common Stock · CUSIP 42726M106

134 institutional holders -8 vs Q1 2023
15,524,37015.5m shares reported held*
$586.7mreported value*
10 new 46 added 52 reduced 18 sold out net sold ≈ $6.3m (-166.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($599.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.79. Options: 3 managers hold calls ($340.0k notional), 2 hold puts ($64.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 142Q4 22: 134Q1 23: 142Q2 23: 134134Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022142
Q4 2022134
Q1 2023142
Q2 2023134

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 76 bought or addedQ4 22: 61 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 56 bought or addedQ2 23: 70 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227661
Q1 20236664
Q2 20235670

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $272.0kQ3 22 puts: $124.0kQ3 22P/C 0.46Q4 22 calls: $64.0kQ4 22 puts: $42.2kQ4 22P/C 0.66Q1 23 calls: $441.3kQ1 23 puts: $181.6kQ1 23P/C 0.41Q2 23 calls: $340.0kQ2 23 puts: $64.2kQ2 23P/C 0.19
Numbers
QuarterCallsPutsP/C
Q3 2022$272.0k$124.0k0.46
Q4 2022$64.0k$42.2k0.66
Q1 2023$441.3k$181.6k0.41
Q2 2023$340.0k$64.2k0.19

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP New +152,200+152.2k
LORD, ABBETT & CO. LLC Added +73,700+73.7k
Robeco Schweiz AG Added +66,460+66.5k
BlackRock Inc. Added +47,455+47.5k
CITADEL ADVISORS LLC Added +31,539+31.5k
MARSHALL WACE, LLP Added +28,935+28.9k
UBS Group AG Added +16,971+17.0k
ALLIANCEBERNSTEIN L.P. Added +14,050+14.1k
Invesco Ltd. Added +13,507+13.5k
ESSEX INVESTMENT MANAGEMENT CO LLC Added +13,173+13.2k

Biggest sellers

ROYCE & ASSOCIATES LP Reduced -62,294-62.3k
Nuveen Asset Management, LLC Reduced -60,700-60.7k
GREAT LAKES ADVISORS, LLC Reduced -58,425-58.4k
MILLENNIUM MANAGEMENT LLC Sold out -42,293-42.3k
Cove Street Capital, LLC Reduced -41,101-41.1k
GOLDMAN SACHS GROUP INC Reduced -35,557-35.6k
STRS OHIO Reduced -33,400-33.4k
FIRST TRUST ADVISORS LP Reduced -32,398-32.4k
WASATCH ADVISORS LP Reduced -30,294-30.3k
FEDERATED HERMES, INC. Reduced -29,103-29.1k

Biggest calls

CITADEL ADVISORS LLC Added $291.0k7.7k shares
SIMPLEX TRADING, LLC Unchanged $49.0k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $64.2k1.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 1,112,3391.1m $42.0m $42.0m 0.02% Added +14.1k +14,050
2 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,106,6191.1m $41.8m $41.8m 0.01% Added +6.4k +6,399
3 BlackRock Inc. 0.00% of their portfolio New York, NY 1,106,1791.1m $41.8m $41.8m 0.00% Added +47.5k +47,455
4 ArrowMark Colorado Holdings LLC 0.44% of their portfolio Denver, CO 1,052,3821.1m $39.8m $39.8m 0.44% Reduced -3.7k -3,732
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,022,3101.0m $38.6m $38.6m 0.00% Reduced -19.6k -19,630
6 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 2.09% of their portfolio EDINA, MN 907,982908.0k $34.3m $34.3m 2.09% Reduced -308 -308
7 ROYCE & ASSOCIATES LP 0.29% of their portfolio New York, NY 777,056777.1k $29.4m $29.4m 0.29% Reduced -62.3k -62,294
8 CANNELL CAPITAL LLC 5.40% of their portfolio ALTA, WY 715,498715.5k $27.0m $27.0m 5.40% Reduced -12.0k -11,953
9 LORD, ABBETT & CO. LLC 0.04% of their portfolio JERSEY CITY, NJ 677,412677.4k $25.6m $25.6m 0.04% Added +73.7k +73,700
10 WASATCH ADVISORS LP 0.12% of their portfolio SALT LAKE CITY, UT 515,200515.2k $19.5m $19.5m 0.12% Reduced -30.3k -30,294
11 Robeco Schweiz AG 0.27% of their portfolio ZURICH, V8 482,712482.7k $18.2m $18.2m 0.27% Added +66.5k +66,460
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 349,082349.1k $13.2m $13.2m 0.00% Added +8.4k +8,351
13 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 323,429323.4k $12.2m $12.2m 0.00% Added +9.6k +9,636
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 320,068320.1k $12.1m $12.1m 0.00% Reduced -15.3k -15,315
15 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 303,716303.7k $11.5m $11.5m 0.02% Reduced -15.1k -15,084
16 Redwood Investments, LLC 1.20% of their portfolio BOSTON, MA 259,168259.2k $9.8m $9.8m 1.20% Added +3.3k +3,319
17 Cove Street Capital, LLC 2.93% of their portfolio El Segundo, CA 249,662249.7k $9.4m $9.4m 2.93% Reduced -41.1k -41,101
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 222,163222.2k $8.4m $8.4m 0.00% Added +17.0k +16,971
19 GREAT LAKES ADVISORS, LLC 0.08% of their portfolio CHICAGO, IL 211,612211.6k $8.0m $8.0m 0.08% Reduced -58.4k -58,425
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 199,405199.4k $7.5m $7.5m 0.00% Reduced -21.3k -21,298
21 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 183,536183.5k $6.9m $6.9m 0.01% Reduced -8.7k -8,742
22 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 152,200152.2k $5.8m $5.8m 0.00% New
23 First Eagle Investment Management, LLC 0.01% of their portfolio NEW YORK, NY 152,154152.2k $5.7m $5.7m 0.01% Reduced -11.0k -11,030
24 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 150,170150.2k $5.7m $5.7m 0.00% Added +12.3k +12,294
25 ESSEX INVESTMENT MANAGEMENT CO LLC 0.78% of their portfolio BOSTON, MA 147,188147.2k $5.6m $5.6m 0.78% Added +13.2k +13,173
26 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 123,379123.4k $4.7m $4.7m 0.01% Reduced -32.4k -32,398
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 119,464119.5k $4.5m $4.5m 0.00% Added +1.2k +1,207
28 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 106,883106.9k $4.0m $4.0m 0.00% Added +83 +83
29 PRELUDE CAPITAL MANAGEMENT, LLC 0.33% of their portfolio NEW YORK, NY 104,220104.2k $3.9m $3.9m 0.33% Added +4.0k +4,037
30 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 92,41792.4k $3.5m $3.5m 0.00% Added +13.5k +13,507
31 PANAGORA ASSET MANAGEMENT INC 0.02% of their portfolio BOSTON, MA 88,21388.2k $3.3m $3.3m 0.02% Reduced -1.1k -1,050
32 NORGES BANK 0.00% of their portfolio OSLO, Q8 85,90085.9k $3.2m $3.2m 0.00% Reduced -13.6k -13,600
33 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 84,24284.2k $3.2m $3.2m 0.01% Added +10.2k +10,204
34 DekaBank Deutsche Girozentrale 0.01% of their portfolio FRANKFURT, 2M 84,00084.0k $3.2m $3.2m 0.01% Reduced -9.0k -9,000
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 82,42882.4k $3.1m $3.1m 0.00% Reduced -2.3k -2,304
36 Select Equity Group, L.P. 0.01% of their portfolio NEW YORK, NY 78,07378.1k $3.0m $3.0m 0.01% Reduced -2.2k -2,236
37 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 74,78574.8k $2.8m $2.8m 0.01% Reduced -29.1k -29,103
38 North Star Investment Management Corp. 0.21% of their portfolio CHICAGO, IL 69,43369.4k $2.6m $2.6m 0.21% Unchanged
39 LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 65,00165.0k $2.5m $2.5m 0.01% Reduced -2.2k -2,162
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 63,48463.5k $2.4m $2.4m 0.00% Reduced -35.6k -35,557
41 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 61,84861.8k $2.3m $2.3m 0.01% Added +1.2k +1,223
42 Windsor Wealth Management, Inc. 0.41% of their portfolio INDIANAPOLIS, IN 59,86659.9k $2.3m $2.3m 0.41% Unchanged
43 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 58,60358.6k $2.2m $2.2m 0.00% Added +28.9k +28,935
44 Nicholas Investment Partners, LP 0.15% of their portfolio RANCHO SANTA FE, CA 57,86057.9k $2.2m $2.2m 0.15% Added +4.5k +4,476
45 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 53,12953.1k $2.0m $2.0m 0.00% Added +3.4k +3,425
46 MARTINGALE ASSET MANAGEMENT L P 0.04% of their portfolio BOSTON, MA 52,73552.7k $2.0m $2.0m 0.04% Reduced -3.2k -3,203
47 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 51,26651.3k $1.9m $1.9m 0.01% Unchanged
48 Legato Capital Management LLC 0.26% of their portfolio San Francisco, CA 50,42450.4k $1.9m $1.9m 0.26% Added +12.0k +11,959
49 Assenagon Asset Management S.A. 0.01% of their portfolio SENNINGERBERG, N4 48,58148.6k $1.8m $1.8m 0.01% Unchanged
50 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 46,20146.2k $1.7m $1.7m 0.00% Reduced -60.7k -60,700
51 Kerrisdale Advisers, LLC 0.43% of their portfolio Miami, FL 42,43442.4k $1.6m $1.6m 0.43% Unchanged
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 40,64140.6k $1.5m $1.5m 0.00% Added +358 +358
53 AVIVA PLC 0.01% of their portfolio LONDON, X0 40,59940.6k $1.5m $1.5m 0.01% Added +54 +54
54 Swiss National Bank 0.00% of their portfolio ZURICH, V8 39,80039.8k $1.5m $1.5m 0.00% Added +5.9k +5,900
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 37,31737.3k $1.4m $1.4m 0.00% Added +31.5k +31,539
56 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 35,39435.4k $1.3m $1.3m 0.00% Reduced -3.0k -3,019
57 ClariVest Asset Management LLC 0.06% of their portfolio SAN DIEGO, CA 31,56931.6k $1.2m $1.2m 0.06% Added +5.6k +5,640
58 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 27,40827.4k $1.0m $1.0m 0.00% Reduced -1.0k -1,009
59 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 27,38027.4k $1.0m $1.0m 0.00% Added +12.2k +12,223
60 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 26,95227.0k $1.0m $1.0m 0.00% Reduced -10.1k -10,054
61 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 26,37926.4k $996.9k $996.9k 0.02% Reduced -8.1k -8,129
62 RBF Capital, LLC 0.06% of their portfolio RENO, NV 25,32425.3k $957.0k $957.0k 0.06% Unchanged
63 Oliver Luxxe Assets LLC 0.23% of their portfolio GLADSTONE, NJ 24,48224.5k $925.2k $925.2k 0.23% Added +707 +707
64 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 23,71123.7k $896.0k $896.0k 0.00% Unchanged
65 VIRGINIA RETIREMENT SYSTEMS ET Al 0.01% of their portfolio RICHMOND, VA 22,50022.5k $850.3k $850.3k 0.01% Reduced -8.6k -8,600
66 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 21,29121.3k $804.6k $804.6k 0.00% Added +1.7k +1,655
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,59319.6k $740.4k $740.4k 0.00% Reduced -17.2k -17,214
68 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 17,74317.7k $670.5k $670.5k 0.00% Added +11.6k +11,642
69 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 17,56717.6k $663.9k $663.9k 0.00% Reduced -240 -240
70 ALGERT GLOBAL LLC 0.03% of their portfolio SAN FRANCISCO, CA 17,17217.2k $648.9k $648.9k 0.03% Added +450 +450
71 SkyView Investment Advisors, LLC 0.16% of their portfolio SHREWSBURY, NJ 17,05517.1k $645.0k $645.0k 0.16% Added +333 +333
72 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 16,70016.7k $631.0k $631.0k 0.00% Reduced -33.4k -33,400
73 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 15,20215.2k $574.5k $574.5k 0.00% Added +3.8k +3,812
74 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,62514.6k $552.7k $552.7k 0.00% Reduced -5.9k -5,881
75 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 14,56414.6k $550.4k $550.4k 0.00% Reduced -1.4k -1,383
76 TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio AUSTIN, TX 14,25714.3k $539.0k $539.0k 0.00% Reduced -7.0k -7,037
77 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 13,37813.4k $505.6k $505.6k 0.01% Reduced -2.1k -2,103
78 State of Wyoming 0.14% of their portfolio CHEYENNE, WY 12,94412.9k $489.2k $489.2k 0.14% Reduced -410 -410
79 KB FINANCIAL PARTNERS, LLC 0.13% of their portfolio PRINCETON, NJ 12,82812.8k $485.0k $485.0k 0.13% Reduced -2.5k -2,453
80 SENTRY INVESTMENT MANAGEMENT LLC 0.18% of their portfolio Stevens Point, WI 12,75012.8k $482.0k $482.0k 0.18% Unchanged
81 Legal & General Group Plc 0.00% of their portfolio London, X0 12,71712.7k $480.6k $480.6k 0.00% Added +6.2k +6,204
82 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 12,16412.2k $459.7k $459.7k 0.00% Reduced -2.3k -2,343
83 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 11,85911.9k $448.2k $448.2k 0.00% Reduced -2.4k -2,383
84 Channing Capital Management, LLC 0.01% of their portfolio Chicago, IL 11,72811.7k $443.2k $443.2k 0.01% New
85 New York Life Investment Management LLC 0.00% of their portfolio New York, NY 11,57411.6k $437.4k $437.4k 0.00% Reduced -2.0k -2,040
86 Campbell & CO Investment Adviser LLC 0.08% of their portfolio BALTIMORE, MD 11,30311.3k $427.1k $427.1k 0.08% New
87 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 11,17511.2k $422.3k $422.3k 0.01% Added +3 +3
88 Seelaus Asset Management LLC 0.33% of their portfolio CHATHAM, NJ 11,00011.0k $416.0k $416.0k 0.33% Reduced -5.5k -5,494
89 PDT Partners, LLC 0.06% of their portfolio New York, NY 10,90810.9k $412.2k $412.2k 0.06% New
90 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,02110.0k $381.9k $381.9k 0.00% New
91 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 9,6059.6k $363.0k $363.0k 0.00% Unchanged
92 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 9,3889.4k $334.3k $334.3k 0.00% Unchanged
93 Vestcor Inc 0.01% of their portfolio FREDERICTON, A3 9,3579.4k $354.0k $354.0k 0.01% Unchanged
94 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 9,0819.1k $343.2k $343.2k 0.00% Reduced -122 -122
95 ALPS ADVISORS INC 0.00% of their portfolio Denver, CO 8,9128.9k $336.8k $336.8k 0.00% Added +60 +60
96 Mesirow Financial Investment Management, Inc. 1.29% of their portfolio CHICAGO, IL 8,0618.1k $304.6k $304.6k 1.29% Reduced -404 -404
97 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 7,9828.0k $301.6k $301.6k 0.00% Unchanged
98 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 7,7007.7k $291.0k $291.0k 0.00% Unchanged
99 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 7,5597.6k $285.7k $285.7k 0.00% Reduced -10 -10
100 Crossmark Global Holdings, Inc. 0.01% of their portfolio HOUSTON, TX 7,2537.3k $334.0k $334.0k 0.01% Unchanged