HENNESSY CAPITAL INVS CORP V
COM CL A · CUSIP 42589T107
2
institutional holders
-80 vs Q3 2022
53.0k
shares reported held*
$433.2kreported value*
0 new
0 added
1 reduced
80 sold out
net sold ≈ $149.2m (-29.4m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.17. Options: 0 managers hold calls (— notional), 1 hold puts ($0).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 82 |
| Q4 2022 | 2 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $430.0k | $24.0k | 0.06 |
| Q4 2022 | $0 | $0 | — |
Biggest buyers
| None |
Biggest sellers
| D. E. Shaw & Co., Inc. | Sold out | -3.4m |
| Fort Baker Capital Management LP | Sold out | -3.1m |
| Saba Capital Management, L.P. | Sold out | -2.4m |
| JANUS HENDERSON GROUP PLC | Sold out | -1.9m |
| MILLENNIUM MANAGEMENT LLC | Sold out | -1.6m |
| MARSHALL WACE, LLP | Sold out | -1.6m |
| BNP PARIBAS FINANCIAL MARKETS | Sold out | -764.8k |
| Magnetar Financial LLC | Sold out | -730.4k |
| NOMURA HOLDINGS INC | Sold out | -674.7k |
| Sculptor Capital LP | Sold out | -613.8k |
Biggest calls
| None |
Biggest puts
| SIMPLEX TRADING, LLC | Reduced | $02.2k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 43.0k $432.2k | Reduced -552.2k |
| BARCLAYS PLC 0.00% of their portfolio | 10.0k $1.0k | First filing |