Vault-13

HEALTH CATALYST INC HCAT 2.5 04.15.25

NOTE 2.500% 4/1 · US DOMESTIC · CUSIP 42225TAB3

15 institutional holders -5 vs Q2 2023
35,00035.0k shares reported held*
$199.8mreported value*
1 new 3 added 2 reduced 6 sold out net sold ≈ $2.5m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($413.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $5719.31.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 21Q4 22: 25Q1 23: 23Q2 23: 20Q3 23: 1515Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202221
Q4 202225
Q1 202323
Q2 202320
Q3 202315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 8 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202288
Q1 20231312
Q2 2023810
Q3 202348

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +28,261,000+28.3m
Opti Capital Management, LP Added +2,604,000+2.6m
Kohlberg Kravis Roberts & Co. L.P. Added +615,000+615.0k
MORGAN STANLEY New +11,000+11.0k

Biggest sellers

MARSHALL WACE, LLP Sold out -20,000,000-20.0m
OAKTREE CAPITAL MANAGEMENT LP Sold out -5,836,000-5.8m
ADVENT CAPITAL MANAGEMENT /DE/ Sold out -3,000,000-3.0m
Russell Investments Group, Ltd. Sold out -1,325,000-1.3m
LAZARD ASSET MANAGEMENT LLC Reduced -1,220,000-1.2m
JPMORGAN CHASE & CO Sold out -104,000-104.0k
SG Americas Securities, LLC Sold out -30,000-30.0k
WELLINGTON MANAGEMENT GROUP LLP Reduced -11,000-11.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.59% of their portfolio New York, NY 60,490,00060.5m $57.6m $57.6m 0.59% Unchanged
2 TENOR CAPITAL MANAGEMENT Co., L.P. 0.90% of their portfolio NEW YORK, NY 43,591,00043.6m $42.1m $42.1m 0.90% Added +28.3m +28,261,000
3 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 32,556,00032.6m $31.3m $31.3m 0.04% Reduced -1.2m -1,220,000
4 DEERFIELD MANAGEMENT COMPANY, L.P. 0.63% of their portfolio New York, NY 30,000,00030.0m $28.5m $28.5m 0.63% Unchanged
5 Opti Capital Management, LP 1.43% of their portfolio New York, NY 20,759,00020.8m $19.9k $19.9k 1.43% Added +2.6m +2,604,000
6 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.73% of their portfolio NEW YORK, NY 13,661,00013.7m $13.0m $13.0m 0.73% Unchanged
7 FMR LLC 0.00% of their portfolio BOSTON, MA 3,325,0003.3m $3.2m $3.2m 0.00% Unchanged
8 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 2,238,0002.2m $2.2m $2.2m 0.00% Reduced -11.0k -11,000
9 Kohlberg Kravis Roberts & Co. L.P. 0.06% of their portfolio NEW YORK, NY 1,770,0001.8m $1.7m $1.7m 0.06% Added +615.0k +615,000
10 PIER 88 INVESTMENT PARTNERS LLC 0.36% of their portfolio SAN FRANCISCO, CA 1,490,0001.5m $1.4m $1.4m 0.36% Unchanged
11 PRELUDE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 430,000430.0k $413.6k $413.6k 0.04% Unchanged
12 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 35,00035.0k $33.7k $33.7k 0.00% Unchanged
13 Context Capital Management, LLC 1.50% of their portfolio LAJOLLA, CA 19,62619.6k $18.7m $18.7m 1.50% Unchanged
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11,00011.0k $10.5k $10.5k 0.00% New
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged