Vault-13

HEALTH CATALYST INC HCAT 2.5 04.15.25

NOTE 2.500% 4/1 · US DOMESTIC · CUSIP 42225TAB3

20 institutional holders -3 vs Q1 2023
35,00035.0k shares reported held*
$223.0mreported value*
2 new 6 added 5 reduced 5 sold out net sold ≈ $4.2m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($415.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6384.12.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 21Q4 22: 25Q1 23: 23Q2 23: 2020Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202221
Q4 202225
Q1 202323
Q2 202320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 10 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202288
Q1 20231312
Q2 2023810

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +6,720,000+6.7m
Linden Advisors LP Added +3,314,000+3.3m
OAKTREE CAPITAL MANAGEMENT LP Added +2,530,000+2.5m
PIER 88 INVESTMENT PARTNERS LLC New +1,490,000+1.5m
Russell Investments Group, Ltd. Added +631,000+631.0k
PRELUDE CAPITAL MANAGEMENT, LLC New +430,000+430.0k
WELLINGTON MANAGEMENT GROUP LLP Added +5,000+5.0k
Context Capital Management, LLC Added +1,480+1.5k

Biggest sellers

CAPSTONE INVESTMENT ADVISORS, LLC Sold out -4,500,000-4.5m
MARSHALL WACE, LLP Reduced -4,000,000-4.0m
WOLVERINE ASSET MANAGEMENT LLC Sold out -3,500,000-3.5m
FMR LLC Reduced -3,325,000-3.3m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -1,445,000-1.4m
JPMORGAN CHASE & CO Reduced -1,057,000-1.1m
LAZARD ASSET MANAGEMENT LLC Reduced -970,000-970.0k
NOMURA HOLDINGS INC Sold out -684,047-684.0k
MORGAN STANLEY Sold out -30,000-30.0k
Raymond James Financial Services Advisors, Inc. Sold out -20,000-20.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.61% of their portfolio New York, NY 60,490,00060.5m $58.0m $58.0m 0.61% Added +3.3m +3,314,000
2 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 33,776,00033.8m $32.6m $32.6m 0.04% Reduced -970.0k -970,000
3 DEERFIELD MANAGEMENT COMPANY, L.P. 0.61% of their portfolio New York, NY 30,000,00030.0m $28.6m $28.6m 0.61% Unchanged
4 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 20,000,00020.0m $19.1m $19.1m 0.04% Reduced -4.0m -4,000,000
5 Opti Capital Management, LP 1.47% of their portfolio New York, NY 18,155,00018.2m $17.4m $17.4m 1.47% Unchanged
6 TENOR CAPITAL MANAGEMENT Co., L.P. 0.31% of their portfolio NEW YORK, NY 15,330,00015.3m $14.7m $14.7m 0.31% Added +6.7m +6,720,000
7 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.74% of their portfolio NEW YORK, NY 13,661,00013.7m $12.8m $12.8m 0.74% Unchanged
8 OAKTREE CAPITAL MANAGEMENT LP 0.08% of their portfolio LOS ANGELES, CA 5,836,0005.8m $5.6m $5.6m 0.08% Added +2.5m +2,530,000
9 FMR LLC 0.00% of their portfolio BOSTON, MA 3,325,0003.3m $3.2m $3.2m 0.00% Reduced -3.3m -3,325,000
10 ADVENT CAPITAL MANAGEMENT /DE/ 0.06% of their portfolio NEW YORK, NY 3,000,0003.0m $2.9m $2.9m 0.06% Reduced -1.4m -1,445,000
11 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 2,249,0002.2m $2.2m $2.2m 0.00% Added +5.0k +5,000
12 PIER 88 INVESTMENT PARTNERS LLC 0.36% of their portfolio SAN FRANCISCO, CA 1,490,0001.5m $1.4m $1.4m 0.36% New
13 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,325,0001.3m $1.3m $1.3m 0.00% Added +631.0k +631,000
14 Kohlberg Kravis Roberts & Co. L.P. 0.03% of their portfolio NEW YORK, NY 1,155,0001.2m $1.1m $1.1m 0.03% Unchanged
15 PRELUDE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 430,000430.0k $415.6k $415.6k 0.03% New
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 104,000104.0k $97.2k $97.2k 0.00% Reduced -1.1m -1,057,000
17 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 35,00035.0k $33.7k $33.7k 0.00% Unchanged
18 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 30,00030.0k $2.9m $2.9m 0.02% Unchanged
19 Context Capital Management, LLC 1.71% of their portfolio LAJOLLA, CA 19,62619.6k $19.0m $19.0m 1.71% Added +1.5k +1,480
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged