Vault-13

HASHICORP INC HCP

COM CL A · Common Stock · CUSIP 418100103

237 institutional holders -5 vs Q3 2023
106,174,312106.2m shares reported held*
$2.5bnreported value*
46 new 106 added 54 reduced 54 sold out net bought ≈ $286.1m (+13.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.64. Options: 17 managers hold calls ($77.7m notional), 18 hold puts ($57.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 154Q4 22: 165Q1 23: 195Q2 23: 213Q3 23: 242Q4 23: 237237Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023195
Q2 2023213
Q3 2023242
Q4 2023237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 128 bought or addedQ1 23: 71 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 89 cut or sold outQ2 23Q3 23: 149 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 152 bought or addedQ4 23: 108 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229855
Q1 202312871
Q2 202313089
Q3 202314984
Q4 2023152108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ1 23 calls: $28.3mQ1 23 puts: $31.9mQ1 23P/C 1.13Q2 23 calls: $63.3mQ2 23 puts: $40.9mQ2 23P/C 0.65Q3 23 calls: $61.1mQ3 23 puts: $36.1mQ3 23P/C 0.59Q4 23 calls: $77.7mQ4 23 puts: $57.3mQ4 23P/C 0.74
Numbers
QuarterCallsPutsP/C
Q1 2023$28.3m$31.9m1.13
Q2 2023$63.3m$40.9m0.65
Q3 2023$61.1m$36.1m0.59
Q4 2023$77.7m$57.3m0.74

Biggest buyers

TPG GP A, LLC Added +3,221,820+3.2m
Holocene Advisors, LP Added +2,263,200+2.3m
Jericho Capital Asset Management L.P. New +2,177,351+2.2m
MORGAN STANLEY Added +1,617,888+1.6m
BlackRock Inc. Added +1,495,005+1.5m
CITADEL ADVISORS LLC Added +1,276,549+1.3m
Whale Rock Capital Management LLC New +1,161,171+1.2m
SCOPIA CAPITAL MANAGEMENT LP New +1,089,027+1.1m
VANGUARD GROUP INC Added +999,671+999.7k
Optimus Prime Fund Management Co., Ltd. Added +949,100+949.1k

Biggest sellers

INSTITUTIONAL VENTURE MANAGEMENT XVI, LLC Reduced -3,965,845-4.0m
WELLINGTON MANAGEMENT GROUP LLP Reduced -1,894,170-1.9m
Alyeska Investment Group, L.P. Sold out -1,355,686-1.4m
T. Rowe Price Investment Management, Inc. Sold out -1,014,125-1.0m
Man Group plc Sold out -987,856-987.9k
Artisan Partners Limited Partnership Sold out -810,559-810.6k
MILLENNIUM MANAGEMENT LLC Reduced -798,855-798.9k
NORGES BANK Sold out -781,919-781.9k
MARSHALL WACE, LLP Reduced -775,358-775.4k
JPMORGAN CHASE & CO Reduced -688,397-688.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.2m684.1k shares
CITADEL ADVISORS LLC Added $15.1m639.4k shares
JANE STREET GROUP, LLC Added $11.0m467.3k shares
Squarepoint Ops LLC New $7.7m327.7k shares
SIMPLEX TRADING, LLC Added $7.3m310.6k shares
Twin Tree Management, LP Reduced $5.7m239.3k shares
Walleye Trading LLC Reduced $3.4m145.0k shares
GROUP ONE TRADING LLC Reduced $3.0m126.4k shares
WOLVERINE TRADING, LLC Added $2.9m124.3k shares
PEAK6 Investments LLC New $1.8m74.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.6m574.5k shares
Walleye Trading LLC Added $10.3m436.0k shares
CITADEL ADVISORS LLC Added $9.4m396.8k shares
Squarepoint Ops LLC New $6.3m266.5k shares
SIMPLEX TRADING, LLC Reduced $3.5m149.5k shares
JANE STREET GROUP, LLC Added $2.7m115.1k shares
GROUP ONE TRADING LLC Added $2.6m110.7k shares
Twin Tree Management, LP Reduced $2.5m107.3k shares
WOLVERINE TRADING, LLC Added $2.2m94.6k shares
Point72 Asset Management, L.P. Unchanged $1.2m49.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 10,722,67110.7m $253.5m $253.5m 0.01% Added +999.7k +999,671
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 10,349,10210.3m $244.7m $244.7m 0.01% Reduced -688.4k -688,397
3 BAILLIE GIFFORD & CO 0.13% of their portfolio EDINBURGH, X0 6,730,6526.7m $159.1m $159.1m 0.13% Reduced -319.8k -319,811
4 BlackRock Inc. 0.00% of their portfolio New York, NY 6,067,5586.1m $143.4m $143.4m 0.00% Added +1.5m +1,495,005
5 TPG GP A, LLC 2.00% of their portfolio FORT WORTH, TX 5,241,6005.2m $123.9m $123.9m 2.00% Added +3.2m +3,221,820
6 FMR LLC 0.01% of their portfolio BOSTON, MA 4,433,5434.4m $104.8m $104.8m 0.01% Added +274.4k +274,437
7 Holocene Advisors, LP 0.35% of their portfolio New York, NY 3,729,3003.7m $88.2m $88.2m 0.35% Added +2.3m +2,263,200
8 Optimus Prime Fund Management Co., Ltd. 8.53% of their portfolio GRAND CAYMAN, E9 2,849,1002.8m $67.4m $67.4m 8.53% Added +949.1k +949,100
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,825,9742.8m $66.8m $66.8m 0.00% Added +1.6m +1,617,888
10 FIRST TRUST ADVISORS LP 0.07% of their portfolio Wheaton, IL 2,722,0972.7m $64.4m $64.4m 0.07% Added +716.6k +716,574
11 TimesSquare Capital Management, LLC 0.94% of their portfolio NEW YORK, NY 2,697,7462.7m $63.8m $63.8m 0.94% Added +254.7k +254,720
12 Jericho Capital Asset Management L.P. 1.58% of their portfolio LOS ANGELES, CA 2,177,3512.2m $51.5m $51.5m 1.58% New
13 FEDERATED HERMES, INC. 0.12% of their portfolio PITTSBURGH, PA 2,112,2842.1m $49.9m $49.9m 0.12% Added +294.5k +294,484
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,726,2321.7m $40.8m $40.8m 0.00% Added +175.7k +175,709
15 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 1,704,6591.7m $40.3m $40.3m 0.04% Reduced -798.9k -798,855
16 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,669,0731.7m $39.5m $39.5m 0.00% Added +153.7k +153,699
17 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 1,572,2051.6m $37.2m $37.2m 0.04% Added +1.3m +1,276,549
18 Atreides Management, LP 1.27% of their portfolio BOSTON, MA 1,489,7241.5m $35.2m $35.2m 1.27% Added +113.8k +113,760
19 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 1,176,8911.2m $27.8m $27.8m 0.01% Added +849 +849
20 Whale Rock Capital Management LLC 0.49% of their portfolio Boston, MA 1,161,1711.2m $27.5m $27.5m 0.49% New
21 Daventry Group, LP 11.61% of their portfolio NEW YORK, NY 1,144,0361.1m $27.0m $27.0m 11.61% Added +358.1k +358,096
22 SCOPIA CAPITAL MANAGEMENT LP 3.45% of their portfolio NEW YORK, NY 1,089,0271.1m $25.7m $25.7m 3.45% New
23 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,049,0091.0m $24.8m $24.8m 0.01% Added +92.6k +92,586
24 IEQ CAPITAL, LLC 0.39% of their portfolio Foster City, CA 1,002,8481.0m $23.7m $23.7m 0.39% Reduced -163.0k -162,985
25 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 970,047970.0k $22.9m $22.9m 0.01% Added +931.2k +931,210
26 Contour Asset Management LLC 0.88% of their portfolio NEW YORK, NY 897,491897.5k $21.2m $21.2m 0.88% New
27 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 862,230862.2k $20.4m $20.4m 0.00% Added +392.5k +392,494
28 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 833,344833.3k $19.7m $19.7m 0.00% Reduced -331.2k -331,203
29 Anatole Investment Management Ltd 5.01% of their portfolio CENTRAL, K3 829,868829.9k $19.6m $19.6m 5.01% New
30 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 822,565822.6k $19.4m $19.4m 0.03% Reduced -14.0k -14,035
31 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 769,313769.3k $18.2m $18.2m 0.03% Reduced -775.4k -775,358
32 Point72 Asset Management, L.P. 0.05% of their portfolio STAMFORD, CT 749,582749.6k $17.7m $17.7m 0.05% New
33 AXA S.A. 0.03% of their portfolio PARIS, I0 717,366717.4k $17.0m $17.0m 0.03% Added +355.4k +355,366
34 GGV Capital LLC 15.46% of their portfolio Menlo Park, CA 658,990659.0k $15.6m $15.6m 15.46% Added +29.1k +29,064
35 Ensign Peak Advisors, Inc 0.03% of their portfolio SALT LAKE CITY, UT 640,184640.2k $15.1m $15.1m 0.03% Added +433.2k +433,234
36 Elite Wealth Management, Inc. 4.41% of their portfolio KIRKLAND, WA 635,101635.1k $15.0m $15.0m 4.41% Reduced -180.2k -180,240
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 626,926626.9k $14.8m $14.8m 0.00% Added +63.9k +63,879
38 GLYNN CAPITAL MANAGEMENT LLC 2.63% of their portfolio MENLO PARK, CA 596,000596.0k $14.1m $14.1m 2.63% Added +60.6k +60,562
39 Capital Research Global Investors 0.00% of their portfolio Los Angeles, CA 495,316495.3k $11.7m $11.7m 0.00% Added +155.0k +155,031
40 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 467,768467.8k $11.1m $11.1m 0.00% Added +15.2k +15,247
41 Stanley-Laman Group, Ltd. 1.51% of their portfolio Berwyn, PA 418,284418.3k $9.9m $9.9m 1.51% Reduced -21.8k -21,779
42 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 418,005418.0k $9.9m $9.9m 0.02% Added +375.1k +375,055
43 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio JUPITER, FL 407,174407.2k $9.6m $9.6m 0.04% Added +239.9k +239,885
44 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 394,699394.7k $9.3m $9.3m 0.01% Added +362.3k +362,258
45 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 383,500383.5k $9.1m $9.1m 0.02% New
46 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 373,250373.2k $8.8m $8.8m 0.00% Added +35.7k +35,734
47 PATHWAY CAPITAL MANAGEMENT, LP 9.73% of their portfolio Irvine, CA 367,964368.0k $8.7m $8.7m 9.73% New
48 Man Group plc 0.02% of their portfolio LONDON, X0 365,486365.5k $8.6m $8.6m 0.02% New
49 AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio Greenwich, CT 362,282362.3k $8.6m $8.6m 0.02% Added +328.7k +328,743
50 TUDOR INVESTMENT CORP ET AL 0.12% of their portfolio STAMFORD, CT 361,766361.8k $8.6m $8.6m 0.12% Reduced -124.3k -124,251
51 GILDER GAGNON HOWE & CO LLC 0.12% of their portfolio New York, NY 354,927354.9k $8.4m $8.4m 0.12% Reduced -151.8k -151,788
52 Cisco Systems, Inc. 1.79% of their portfolio San Jose, CA 345,778345.8k $8.2m $8.2m 1.79% Unchanged
53 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 337,270337.3k $8.0m $8.0m 0.00% Added +272.7k +272,749
54 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 305,317305.3k $7.2m $7.2m 0.03% Added +260.1k +260,117
55 Artemis Investment Management LLP 0.10% of their portfolio EDINBURGH, X0 301,381301.4k $7.1m $7.1m 0.10% New
56 Gratus Capital, LLC 0.40% of their portfolio ATLANTA, GA 299,072299.1k $7.1m $7.1m 0.40% Reduced -7.5k -7,512
57 Caisse de depot et placement du Quebec 0.02% of their portfolio Montreal, A8 298,928298.9k $7.1m $7.1m 0.02% Added +24.8k +24,828
58 CenterBook Partners LP 0.86% of their portfolio GREENWICH, CT 297,382297.4k $7.0m $7.0m 0.86% Added +250.4k +250,366
59 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 272,407272.4k $6.4m $6.4m 0.01% New
60 Cresset Asset Management, LLC 0.04% of their portfolio Chicago, IL 265,377265.4k $6.3m $6.3m 0.04% Added +21.4k +21,415
61 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 257,884257.9k $6.1m $6.1m 0.00% Added +10.3k +10,251
62 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 257,800257.8k $6.1m $6.1m 0.01% Added +115.5k +115,500
63 Think Investments LP 1.51% of their portfolio San Francisco, CA 257,000257.0k $6.1m $6.1m 1.51% New
64 PEREGRINE CAPITAL MANAGEMENT LLC 0.18% of their portfolio MINNEAPOLIS, MN 256,395256.4k $6.1m $6.1m 0.18% Reduced -47.1k -47,130
65 Granahan Investment Management, LLC 0.18% of their portfolio WALTHAM, MA 230,704230.7k $5.5m $5.5m 0.18% Added +97.6k +97,627
66 Founders Circle Capital LLC 5.50% of their portfolio Campbell, CA 226,858226.9k $5.4m $5.4m 5.50% Unchanged
67 PRELUDE CAPITAL MANAGEMENT, LLC 0.46% of their portfolio NEW YORK, NY 225,332225.3k $5.3m $5.3m 0.46% New
68 Harber Asset Management LLC 1.22% of their portfolio Asheville, NC 222,000222.0k $5.2m $5.2m 1.22% New
69 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 209,635209.6k $5.0m $5.0m 0.01% Added +24.7k +24,749
70 HarbourVest Partners LLC 1.66% of their portfolio Boston, MA 209,331209.3k $4.9m $4.9m 1.66% Unchanged
71 COATUE MANAGEMENT LLC 0.02% of their portfolio New York, NY 205,737205.7k $4.9m $4.9m 0.02% Reduced -511.7k -511,741
72 SYCOMORE ASSET MANAGEMENT 1.07% of their portfolio PARIS, I0 202,639202.6k $5.0m $5.0m 1.07% Added +103.6k +103,639
73 UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO 0.78% of their portfolio AUSTIN, TX 199,566199.6k $4.7m $4.7m 0.78% New
74 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 198,795198.8k $4.7m $4.7m 0.01% Added +122.7k +122,669
75 Swiss National Bank 0.00% of their portfolio ZURICH, V8 198,200198.2k $4.7m $4.7m 0.00% Reduced -5.3k -5,300
76 CAPITAL FUND MANAGEMENT S.A. 0.05% of their portfolio PARIS, I0 182,298182.3k $4.3m $4.3m 0.05% Added +66.4k +66,421
77 Amundi 0.00% of their portfolio Paris, I0 175,180175.2k $3.9m $3.9m 0.00% Added +67.8k +67,844
78 Octahedron Capital Management L.P. 5.39% of their portfolio BURLINGAME, CA 172,500172.5k $4.1m $4.1m 5.39% Added +143.0k +143,000
79 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 162,108162.1k $3.8m $3.8m 0.00% Reduced -57.5k -57,532
80 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 153,450153.4k $3.6m $3.6m 0.04% Added +22.9k +22,869
81 FIFTH THIRD BANCORP 0.02% of their portfolio CINCINNATI, OH 152,000152.0k $3.6m $3.6m 0.02% Unchanged
82 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 151,520151.5k $3.6m $3.6m 0.01% Reduced -124.4k -124,414
83 BOOTHBAY FUND MANAGEMENT, LLC 0.12% of their portfolio NEW YORK, NY 150,280150.3k $3.6m $3.6m 0.12% New
84 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.03% of their portfolio FRANKFORT, KY 146,104146.1k $3.5m $3.5m 0.03% Reduced -7.7k -7,722
85 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 139,052139.1k $3.3m $3.3m 0.01% Added +62.5k +62,534
86 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 136,492136.5k $3.2m $3.2m 0.00% Added +42.2k +42,159
87 Nicholas Investment Partners, LP 0.37% of their portfolio RANCHO SANTA FE, CA 134,498134.5k $3.2m $3.2m 0.37% Reduced -22.7k -22,690
88 Gerber Kawasaki Wealth & Investment Management 0.19% of their portfolio SANTA MONICA, CA 134,468134.5k $3.2m $3.2m 0.19% Unchanged
89 Trexquant Investment LP 0.07% of their portfolio STAMFORD, CT 133,577133.6k $3.2m $3.2m 0.07% New
90 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 120,109120.1k $2.8m $2.8m 0.00% Added +1.3k +1,291
91 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 119,128119.1k $2.8m $2.8m 0.00% Added +75.0k +75,027
92 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 118,422118.4k $2.8m $2.8m 0.00% Added +68.8k +68,790
93 Walleye Trading LLC 0.04% of their portfolio NEW YORK, NY 118,334118.3k $2.8m $2.8m 0.04% Added +86.3k +86,317
94 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 117,544117.5k $2.8m $2.8m 0.01% Added +31.8k +31,807
95 Mitsubishi UFJ Trust & Banking Corp 0.01% of their portfolio TOKYO, M0 110,860110.9k $2.6m $2.6m 0.01% Reduced -20.3k -20,300
96 CloudAlpha Capital Management Limited/Hong Kong 0.37% of their portfolio HONG KONG, K3 109,005109.0k $2.6m $2.6m 0.37% New
97 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 105,704105.7k $2.5m $2.5m 0.00% Added +2.2k +2,188
98 ExodusPoint Capital Management, LP 0.03% of their portfolio NEW YORK, NY 104,177104.2k $2.5m $2.5m 0.03% Reduced -56.0k -56,009
99 PDT Partners, LLC 0.27% of their portfolio New York, NY 101,951102.0k $2.4m $2.4m 0.27% Reduced -46.2k -46,211
100 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 101,875101.9k $2.4m $2.4m 0.00% Added +15.5k +15,457