Vault-13

HASHICORP INC HCP

COM CL A · Common Stock · CUSIP 418100103

242 institutional holders +29 vs Q2 2023
93,285,36693.3m shares reported held*
$2.2bnreported value*
54 new 95 added 57 reduced 27 sold out net bought ≈ $101.3m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.07. Options: 14 managers hold calls ($61.1m notional), 18 hold puts ($36.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 154Q4 22: 165Q1 23: 195Q2 23: 213Q3 23: 242242Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023195
Q2 2023213
Q3 2023242

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 128 bought or addedQ1 23: 71 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 89 cut or sold outQ2 23Q3 23: 149 bought or addedQ3 23: 84 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229855
Q1 202312871
Q2 202313089
Q3 202314984

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ4 22 calls: $26.7mQ4 22 puts: $24.0mQ4 22P/C 0.90Q1 23 calls: $28.3mQ1 23 puts: $31.9mQ1 23P/C 1.13Q2 23 calls: $63.3mQ2 23 puts: $40.9mQ2 23P/C 0.65Q3 23 calls: $61.1mQ3 23 puts: $36.1mQ3 23P/C 0.59
Numbers
QuarterCallsPutsP/C
Q4 2022$26.7m$24.0m0.90
Q1 2023$28.3m$31.9m1.13
Q2 2023$63.3m$40.9m0.65
Q3 2023$61.1m$36.1m0.59

Biggest buyers

TimesSquare Capital Management, LLC New +2,443,026+2.4m
MILLENNIUM MANAGEMENT LLC Added +1,656,888+1.7m
Atreides Management, LP New +1,375,964+1.4m
FRANKLIN RESOURCES INC New +1,176,042+1.2m
Man Group plc New +987,856+987.9k
DIMENSIONAL FUND ADVISORS LP Added +928,575+928.6k
Daventry Group, LP New +785,940+785.9k
Holocene Advisors, LP Added +598,325+598.3k
Optimus Prime Fund Management Co., Ltd. Added +575,000+575.0k
FEDERATED HERMES, INC. Added +500,400+500.4k

Biggest sellers

LORD, ABBETT & CO. LLC Sold out -1,953,890-2.0m
Point72 Asset Management, L.P. Sold out -1,321,700-1.3m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -1,215,741-1.2m
EVENTIDE ASSET MANAGEMENT, LLC Sold out -749,122-749.1k
DEUTSCHE BANK AG\ Reduced -737,906-737.9k
VOYA INVESTMENT MANAGEMENT LLC Reduced -700,160-700.2k
KCL Capital, L.P. Sold out -450,000-450.0k
Melqart Asset Management (UK) Ltd Reduced -406,089-406.1k
Rokos Capital Management LLP Reduced -361,288-361.3k
BAILLIE GIFFORD & CO Reduced -338,230-338.2k

Biggest calls

Twin Tree Management, LP Added $14.1m619.1k shares
CITADEL ADVISORS LLC Added $10.6m464.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.6m463.3k shares
JANE STREET GROUP, LLC Added $8.5m373.9k shares
SIMPLEX TRADING, LLC Added $4.6m203.6k shares
GROUP ONE TRADING LLC Added $3.6m158.0k shares
Walleye Trading LLC Added $3.4m147.0k shares
Walleye Capital LLC Added $2.4m103.7k shares
WOLVERINE TRADING, LLC Added $1.3m58.7k shares
Point72 Asset Management, L.P. New $1.1m49.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.4m457.1k shares
CITADEL ADVISORS LLC Reduced $8.0m352.2k shares
SIMPLEX TRADING, LLC Reduced $3.7m161.4k shares
Twin Tree Management, LP Added $3.1m136.5k shares
PEAK6 Investments LLC Added $1.7m75.4k shares
JANE STREET GROUP, LLC Added $1.6m71.9k shares
Point72 Asset Management, L.P. New $1.1m49.6k shares
D. E. Shaw & Co., Inc. New $1.0m43.9k shares
Walleye Trading LLC Added $977.1k42.8k shares
CSS LLC/IL Added $904.1k39.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 11,037,49911.0m $252.0m $252.0m 0.03% Reduced -124.2k -124,226
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 9,723,0009.7m $222.0m $222.0m 0.01% Added +455.2k +455,179
3 BAILLIE GIFFORD & CO 0.15% of their portfolio EDINBURGH, X0 7,050,4637.1m $161.0m $161.0m 0.15% Reduced -338.2k -338,230
4 BlackRock Inc. 0.00% of their portfolio New York, NY 4,572,5534.6m $104.4m $104.4m 0.00% Added +145.9k +145,870
5 FMR LLC 0.01% of their portfolio BOSTON, MA 4,159,1064.2m $95.0m $95.0m 0.01% Reduced -243.1k -243,135
6 INSTITUTIONAL VENTURE MANAGEMENT XVI, LLC 61.79% of their portfolio MENLO PARK, CA 3,977,2304.0m $90.8m $90.8m 61.79% Unchanged
7 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 2,503,5142.5m $57.2m $57.2m 0.06% Added +1.7m +1,656,888
8 TimesSquare Capital Management, LLC 0.87% of their portfolio NEW YORK, NY 2,443,0262.4m $55.8m $55.8m 0.87% New
9 TPG GP A, LLC 0.80% of their portfolio FORT WORTH, TX 2,019,7802.0m $46.1m $46.1m 0.80% Added +110.4k +110,438
10 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 2,005,5232.0m $45.8m $45.8m 0.05% Added +275.6k +275,585
11 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,983,3012.0m $45.3m $45.3m 0.01% Added +117.6k +117,625
12 Optimus Prime Fund Management Co., Ltd. 5.84% of their portfolio GRAND CAYMAN, E9 1,900,0001.9m $43.4m $43.4m 5.84% Added +575.0k +575,000
13 FEDERATED HERMES, INC. 0.11% of their portfolio PITTSBURGH, PA 1,817,8001.8m $41.5m $41.5m 0.11% Added +500.4k +500,400
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,550,5231.6m $35.4m $35.4m 0.00% Added +110.1k +110,085
15 MARSHALL WACE, LLP 0.08% of their portfolio LONDON, X0 1,544,6711.5m $35.3m $35.3m 0.08% Reduced -97.0k -96,982
16 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,515,3741.5m $34.6m $34.6m 0.00% Added +108.1k +108,067
17 Holocene Advisors, LP 0.15% of their portfolio New York, NY 1,466,1001.5m $33.5m $33.5m 0.15% Added +598.3k +598,325
18 Atreides Management, LP 1.09% of their portfolio BOSTON, MA 1,375,9641.4m $31.4m $31.4m 1.09% New
19 Alyeska Investment Group, L.P. 0.21% of their portfolio CHICAGO, IL 1,355,6861.4m $31.0m $31.0m 0.21% Added +92.3k +92,335
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,208,0861.2m $27.6m $27.6m 0.00% Added +110.4k +110,404
21 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 1,176,0421.2m $26.8m $26.8m 0.01% New
22 IEQ CAPITAL, LLC 0.54% of their portfolio Foster City, CA 1,165,8331.2m $26.6m $26.6m 0.54% Added +153 +153
23 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,164,5471.2m $26.6m $26.6m 0.01% Added +82.7k +82,719
24 T. Rowe Price Investment Management, Inc. 0.02% of their portfolio BALTIMORE, MD 1,014,1251.0m $23.2m $23.2m 0.02% Reduced -20.9k -20,900
25 Man Group plc 0.07% of their portfolio LONDON, X0 987,856987.9k $22.6m $22.6m 0.07% New
26 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 956,423956.4k $21.8m $21.8m 0.01% Added +928.6k +928,575
27 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 836,600836.6k $19.1m $19.1m 0.03% Reduced -155.7k -155,700
28 Elite Wealth Management, Inc. 6.00% of their portfolio KIRKLAND, WA 815,341815.3k $18.6m $18.6m 6.00% Reduced -35.4k -35,372
29 Artisan Partners Limited Partnership 0.03% of their portfolio Milwaukee, WI 810,559810.6k $18.5m $18.5m 0.03% Reduced -26.9k -26,896
30 Daventry Group, LP 11.44% of their portfolio NEW YORK, NY 785,940785.9k $17.9m $17.9m 11.44% New
31 NORGES BANK 0.00% of their portfolio OSLO, Q8 781,919781.9k $17.9m $17.9m 0.00% Unchanged
32 COATUE MANAGEMENT LLC 0.08% of their portfolio New York, NY 717,478717.5k $16.4m $16.4m 0.08% Reduced -292.9k -292,902
33 GGV Capital LLC 15.85% of their portfolio Menlo Park, CA 629,926629.9k $14.4m $14.4m 15.85% Reduced -103.8k -103,804
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 563,047563.0k $12.9m $12.9m 0.00% Added +52.8k +52,806
35 GLYNN CAPITAL MANAGEMENT LLC 2.66% of their portfolio MENLO PARK, CA 535,438535.4k $12.2m $12.2m 2.66% Reduced -105.1k -105,084
36 GILDER GAGNON HOWE & CO LLC 0.18% of their portfolio New York, NY 506,715506.7k $11.6m $11.6m 0.18% Reduced -268.4k -268,370
37 TUDOR INVESTMENT CORP ET AL 0.16% of their portfolio STAMFORD, CT 486,017486.0k $11.1m $11.1m 0.16% Added +284.5k +284,511
38 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 469,736469.7k $10.7m $10.7m 0.00% Reduced -1.2m -1,215,741
39 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 452,521452.5k $10.3m $10.3m 0.00% Added +33.8k +33,839
40 Stanley-Laman Group, Ltd. 1.71% of their portfolio Berwyn, PA 440,063440.1k $10.0m $10.0m 1.71% Added +165.5k +165,474
41 AXA S.A. 0.03% of their portfolio PARIS, I0 362,000362.0k $8.3m $8.3m 0.03% Added +112.0k +112,000
42 Cisco Systems, Inc. 1.93% of their portfolio San Jose, CA 345,778345.8k $7.9m $7.9m 1.93% Unchanged
43 Capital Research Global Investors 0.00% of their portfolio Los Angeles, CA 340,285340.3k $7.8m $7.8m 0.00% Unchanged
44 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 337,516337.5k $7.7m $7.7m 0.00% Added +32.0k +32,006
45 Polar Asset Management Partners Inc. 0.18% of their portfolio TORONTO, A6 323,200323.2k $7.4m $7.4m 0.18% Reduced -186.2k -186,200
46 Gratus Capital, LLC 0.48% of their portfolio ATLANTA, GA 306,584306.6k $7.0m $7.0m 0.48% Reduced -1.6k -1,585
47 PEREGRINE CAPITAL MANAGEMENT LLC 0.21% of their portfolio MINNEAPOLIS, MN 303,525303.5k $6.9m $6.9m 0.21% Added +10.3k +10,322
48 Melqart Asset Management (UK) Ltd 0.49% of their portfolio London, X0 303,107303.1k $6.9m $6.9m 0.49% Reduced -406.1k -406,089
49 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 295,656295.7k $6.7m $6.7m 0.01% Added +130.9k +130,895
50 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 275,934275.9k $6.3m $6.3m 0.01% Reduced -201.9k -201,920
51 Caisse de depot et placement du Quebec 0.02% of their portfolio Montreal, A8 274,100274.1k $6.3m $6.3m 0.02% Unchanged
52 SQN Investors LP 3.62% of their portfolio Menlo Park, CA 273,800273.8k $6.3m $6.3m 3.62% New
53 Summit Trail Advisors, LLC 0.22% of their portfolio NEW YORK, NY 257,476257.5k $5.9m $5.9m 0.22% Reduced -5.6k -5,566
54 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 253,908253.9k $5.8m $5.8m 0.01% Reduced -4.5k -4,452
55 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 247,633247.6k $5.7m $5.7m 0.00% Added +54.2k +54,157
56 Cresset Asset Management, LLC 0.04% of their portfolio Chicago, IL 243,962244.0k $5.6m $5.6m 0.04% Added +21.7k +21,699
57 Founders Circle Capital LLC 5.92% of their portfolio Campbell, CA 226,858226.9k $5.2m $5.2m 5.92% Unchanged
58 Walleye Capital LLC 0.08% of their portfolio NEW YORK, NY 223,920223.9k $5.1m $5.1m 0.08% Added +22.3k +22,296
59 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 219,640219.6k $5.0m $5.0m 0.00% Added +78.3k +78,328
60 Nishkama Capital, LLC 1.64% of their portfolio DORADO, PR 214,582214.6k $4.9m $4.9m 1.64% New
61 HarbourVest Partners LLC 1.62% of their portfolio Boston, MA 209,331209.3k $4.8m $4.8m 1.62% Unchanged
62 Ensign Peak Advisors, Inc 0.01% of their portfolio SALT LAKE CITY, UT 206,950206.9k $4.7m $4.7m 0.01% Reduced -210.6k -210,556
63 Swiss National Bank 0.00% of their portfolio ZURICH, V8 203,500203.5k $4.6m $4.6m 0.00% Added +15.6k +15,600
64 Rokos Capital Management LLP 0.16% of their portfolio LONDON, X0 188,543188.5k $4.4m $4.4m 0.16% Reduced -361.3k -361,288
65 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 184,886184.9k $4.2m $4.2m 0.01% Added +63.6k +63,620
66 Tabor Asset Management, LP 2.17% of their portfolio NEW YORK, NY 181,507181.5k $4.1m $4.1m 2.17% Reduced -42.9k -42,851
67 Flight Deck Capital, LP 4.67% of their portfolio SAN FRANCISCO, CA 167,636167.6k $3.8m $3.8m 4.67% New
68 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 167,289167.3k $3.8m $3.8m 0.02% New
69 ExodusPoint Capital Management, LP 0.05% of their portfolio NEW YORK, NY 160,186160.2k $3.7m $3.7m 0.05% Added +107.2k +107,187
70 Nicholas Investment Partners, LP 0.27% of their portfolio RANCHO SANTA FE, CA 157,188157.2k $3.6m $3.6m 0.27% Reduced -385 -385
71 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.04% of their portfolio FRANKFORT, KY 153,826153.8k $3.5m $3.5m 0.04% Reduced -1.0k -1,000
72 FIFTH THIRD BANCORP 0.02% of their portfolio CINCINNATI, OH 152,000152.0k $3.5m $3.5m 0.02% Reduced -60 -60
73 FORMULA GROWTH LTD 1.17% of their portfolio MONTREAL, A8 150,000150.0k $3.4m $3.4m 1.17% Added +50.0k +50,000
74 PDT Partners, LLC 0.43% of their portfolio New York, NY 148,162148.2k $3.4m $3.4m 0.43% Added +31.9k +31,937
75 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 142,300142.3k $3.2m $3.2m 0.00% Added +9.1k +9,100
76 Gerber Kawasaki Wealth & Investment Management 0.21% of their portfolio SANTA MONICA, CA 134,468134.5k $3.1m $3.1m 0.21% Unchanged
77 Granahan Investment Management, LLC 0.11% of their portfolio WALTHAM, MA 133,077133.1k $3.0m $3.0m 0.11% Added +70.4k +70,403
78 Greenland Capital Management LP 0.36% of their portfolio NEW YORK, NY 132,690132.7k $3.0m $3.0m 0.36% Added +85.5k +85,527
79 Mitsubishi UFJ Trust & Banking Corp 0.01% of their portfolio TOKYO, M0 131,160131.2k $3.0m $3.0m 0.01% Added +2.1k +2,060
80 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 130,581130.6k $3.0m $3.0m 0.04% Added +121.3k +121,281
81 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 127,378127.4k $2.9m $2.9m 0.01% Added +72.1k +72,131
82 PURSUE WEALTH PARTNERS LLC 2.00% of their portfolio ALAMO, CA 123,578123.6k $2.8m $2.8m 2.00% Reduced -1.8k -1,844
83 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 123,379123.4k $2.8m $2.8m 0.00% Added +41.6k +41,571
84 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 118,818118.8k $2.7m $2.7m 0.00% Added +2.6k +2,552
85 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 118,405118.4k $2.7m $2.7m 0.00% New
86 CAPITAL FUND MANAGEMENT S.A. 0.04% of their portfolio PARIS, I0 115,877115.9k $2.6m $2.6m 0.04% Added +71.3k +71,331
87 Amundi 0.00% of their portfolio Paris, I0 107,336107.3k $2.3m $2.3m 0.00% Added +75.6k +75,588
88 BRIGHTON JONES LLC 0.12% of their portfolio SEATTLE, WA 104,023104.0k $2.4m $2.4m 0.12% Reduced -20.0k -19,993
89 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 103,516103.5k $2.4m $2.4m 0.00% Reduced -3.6k -3,576
90 SYCOMORE ASSET MANAGEMENT 0.58% of their portfolio PARIS, I0 99,00099.0k $2.3m $2.3m 0.58% New
91 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 94,33394.3k $2.2m $2.2m 0.00% Reduced -2.8k -2,816
92 Legal & General Group Plc 0.00% of their portfolio London, X0 91,57891.6k $2.1m $2.1m 0.00% Added +8.8k +8,786
93 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 86,41886.4k $2.0m $2.0m 0.00% Added +2.3k +2,304
94 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 85,73785.7k $2.0m $2.0m 0.01% Added +16.0k +15,969
95 Magnus Financial Group LLC 0.26% of their portfolio NEW YORK, NY 78,24578.2k $1.8m $1.8m 0.26% Unchanged
96 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 76,51876.5k $1.7m $1.7m 0.00% Reduced -2.0k -2,050
97 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 76,12676.1k $1.7m $1.7m 0.00% Reduced -53.4k -53,358
98 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 76,00076.0k $1.7m $1.7m 0.00% Reduced -284.7k -284,696
99 JACOB ASSET MANAGEMENT OF NEW YORK LLC 2.43% of their portfolio HERMOSA BEACH, CA 75,33575.3k $1.7m $1.7m 2.43% Added +3.7k +3,705
100 SOROS FUND MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 75,00075.0k $1.7m $1.7m 0.03% Added +20.0k +20,000