Vault-13

HARTFORD FDS EXCHANGE TRADED TRPA

AAA CLO ETF · ETP · CUSIP 41653L602

26 institutional holders +0 vs Q1 2026
2,212,5942.2m shares reported held*
$86.0mreported value*
6 new 10 added 9 reduced 6 sold out net bought ≈ $5.5m (+141.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.87.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 24Q4 22: 25Q1 23: 23Q2 23: 21Q3 23: 20Q4 23: 28Q1 24: 27Q2 24: 23Q3 24: 20Q4 24: 29Q1 25: 28Q2 25: 30Q3 25: 30Q4 25: 30Q1 26: 26Q2 26: 2626Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202224
Q4 202225
Q1 202323
Q2 202321
Q3 202320
Q4 202328
Q1 202427
Q2 202423
Q3 202420
Q4 202429
Q1 202528
Q2 202530
Q3 202530
Q4 202530
Q1 202626
Q2 202626

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 8 bought or addedQ3 24: 11 cut or sold outQ4 24: 16 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 20 bought or addedQ1 25: 11 cut or sold outQ2 25: 17 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 20 bought or addedQ3 25: 11 cut or sold outQ4 25: 15 bought or addedQ4 25: 17 cut or sold outQ4 25Q1 26: 13 bought or addedQ1 26: 18 cut or sold outQ2 26: 16 bought or addedQ2 26: 15 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024811
Q4 20241610
Q1 20252011
Q2 20251713
Q3 20252011
Q4 20251517
Q1 20261318
Q2 20261615

Biggest buyers

Convergence Financial, LLC Added +96,617+96.6k
JANE STREET GROUP, LLC New +45,290+45.3k
RAYMOND JAMES FINANCIAL INC Added +41,121+41.1k
CITADEL ADVISORS LLC New +35,277+35.3k
JONES FINANCIAL COMPANIES LLLP Added +17,372+17.4k
Private Advisor Group, LLC Added +16,852+16.9k
CITIGROUP INC New +16,067+16.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +13,274+13.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +6,594+6.6k
AXXCESS WEALTH MANAGEMENT, LLC New +6,392+6.4k

Biggest sellers

LPL Financial LLC Reduced -54,854-54.9k
Mariner, LLC Sold out -33,147-33.1k
ROYAL BANK OF CANADA Reduced -19,175-19.2k
FLOW TRADERS U.S. LLC Sold out -10,256-10.3k
Independent Advisor Alliance Sold out -10,004-10.0k
ForthRight Wealth Management, LLC Reduced -8,920-8.9k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -6,206-6.2k
Kingsview Wealth Management, LLC Sold out -5,630-5.6k
OLD MISSION CAPITAL LLC Sold out -5,561-5.6k
Cetera Investment Advisers Sold out -5,275-5.3k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Schorn Wealth LLC 6.52% of their portfolio ENGLEWOOD, FL 641,399641.4k $24.9m $24.9m 6.52% Added +5.2k +5,245
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 199,971200.0k $7.8m $7.8m 0.00% Added +41.1k +41,121
3 Convergence Financial, LLC 0.60% of their portfolio COLUMBIA, MO 192,686192.7k $7.5m $7.5m 0.60% Added +96.6k +96,617
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 170,123170.1k $6.6m $6.6m 0.00% Reduced -54.9k -54,854
5 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 124,731124.7k $4.8m $4.8m 0.02% Added +4.6k +4,622
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 121,817121.8k $4.7m $4.7m 0.01% Added +13.3k +13,274
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 96,73696.7k $3.8m $3.8m 0.00% Reduced -19.2k -19,175
8 EVERGREEN CAPITAL MANAGEMENT LLC 0.06% of their portfolio Bellevue, WA 86,12086.1k $3.4m $3.4m 0.06% Added +445 +445
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 78,62978.6k $3.1m $3.1m 0.00% Added +4.0k +3,985
10 FLAGSHIP HARBOR ADVISORS, LLC 0.10% of their portfolio BOSTON, MA 67,29467.3k $2.6m $2.6m 0.10% Reduced -6.2k -6,206
11 ForthRight Wealth Management, LLC 0.65% of their portfolio ALPHARETTA, GA 65,03465.0k $2.5m $2.5m 0.65% Reduced -8.9k -8,920
12 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 56,51256.5k $2.2m $2.2m 0.00% Added +17.4k +17,372
13 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 48,00648.0k $1.9m $1.9m 0.01% Added +16.9k +16,852
14 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 45,29045.3k $1.8m $1.8m 0.00% New
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 38,73038.7k $1.5m $1.5m 0.00% Reduced -2.8k -2,830
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,27735.3k $1.4m $1.4m 0.00% New
17 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 31,98132.0k $1.2m $1.2m 0.01% Added +1.1k +1,080
18 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 25,49725.5k $990.8k $990.8k 0.01% Reduced -583 -583
19 Garden State Investment Advisory Services LLC 0.19% of their portfolio Red Bank, NJ 24,38324.4k $950.3k $950.3k 0.19% Reduced -3.0k -3,033
20 Regal Investment Advisors LLC 0.04% of their portfolio KENTWOOD, MI 17,76517.8k $690.3k $690.3k 0.04% Reduced -1.3k -1,277
21 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 16,06716.1k $624.3k $624.3k 0.00% New
22 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,05715.1k $585.1k $585.1k 0.00% Reduced -2.7k -2,693
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,5946.6k $256.2k $256.2k 0.00% New
24 AXXCESS WEALTH MANAGEMENT, LLC 0.00% of their portfolio CARLSBAD, CA 6,3926.4k $248.4k $248.4k 0.00% New
25 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 500500 $19.4k $19.4k 0.00% New
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33 $151 $151 0.00% Unchanged