HARTFORD FDS EXCHANGE TRADED TRPA
AAA CLO ETF · ETP · CUSIP 41653L602
23
institutional holders
-2 vs Q4 2022
1.1m
shares reported held*
$42.8mreported value*
4 new
5 added
9 reduced
6 sold out
net sold ≈ $20.2m (-528.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.22.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 24 |
| Q4 2022 | 25 |
| Q1 2023 | 23 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 13 | 9 |
| Q1 2023 | 9 | 15 |
Biggest buyers
| Prosperity Financial Group, Inc. | New | +31.3k |
| Cetera Advisor Networks LLC | New | +10.0k |
| Atria Wealth Solutions, Inc. | New | +8.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +1.9k |
| Raleigh Capital Management Inc. | New | +1.7k |
| LPL Financial LLC | Added | +1.2k |
| STIFEL FINANCIAL CORP | Added | +547 |
| EVERGREEN CAPITAL MANAGEMENT LLC | Added | +421 |
| Quad-Cities Investment Group, LLC | Added | +55 |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -267.2k |
| Financial Planning & Information Services, Inc. | Reduced | -101.7k |
| Wealthcare Advisory Partners LLC | Sold out | -82.7k |
| CITADEL ADVISORS LLC | Reduced | -65.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -27.2k |
| HighTower Advisors, LLC | Sold out | -14.9k |
| Marshall Financial Group, LLC | Sold out | -7.6k |
| Baird Financial Group, Inc. | Sold out | -5.7k |
| TRUIST FINANCIAL CORP | Reduced | -4.4k |
| UBS Group AG | Sold out | -2.6k |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| EVERGREEN CAPITAL MANAGEMENT LLC 0.74% of their portfolio | 428.3k $16.4m | Added +421 |
| Financial Planning & Information Services, Inc. 2.61% of their portfolio | 352.4k $13.5m | Reduced -101.7k |
| LPL Financial LLC 0.00% of their portfolio | 98.7k $3.8m | Added +1.2k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 80.3k $3.1m | Reduced -267.2k |
| Prosperity Financial Group, Inc. 1.21% of their portfolio | 31.3k $1.2m | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 17.2k $656.9k | Added +547 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 12.8k $488.9k | Reduced -27.2k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 10.8k $413.4k | Reduced -65.3k |
| Quad-Cities Investment Group, LLC 0.28% of their portfolio | 10.8k $411.1k | Added +55 |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 10.3k $394.8k | Reduced -4.4k |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 10.0k $381.8k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 10.0k $380.6k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 8.1k $309.0k | Reduced -1.0k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 8.0k $305.3k | New |
| Rehmann Capital Advisory Group 0.02% of their portfolio | 6.5k $247.5k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 6.3k $240.8k | Reduced -1.0k |
| Madison Wealth Partners, Inc 0.10% of their portfolio | 5.4k $206.4k | Reduced -436 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 5.3k $203.2k | Added +1.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 3.3k $125.2k | Reduced -436 |
| Raleigh Capital Management Inc. 0.03% of their portfolio | 1.7k $66.0k | New |
| Westside Investment Management, Inc. 0.01% of their portfolio | 1.2k $45.8k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 456 $17.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |