Vault-13

HARTFORD FDS EXCHANGE TRADED HTAB

SCHRDRS TAX BD · ETP · CUSIP 41653L404

57 institutional holders +2 vs Q3 2024
16,944,36116.9m shares reported held*
$328.1mreported value*
4 new 31 added 14 reduced 3 sold out net bought ≈ $41.9m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.36.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 12Q4 22: 18Q1 23: 28Q2 23: 38Q3 23: 39Q4 23: 43Q1 24: 54Q2 24: 58Q3 24: 55Q4 24: 5757Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202212
Q4 202218
Q1 202328
Q2 202338
Q3 202339
Q4 202343
Q1 202454
Q2 202458
Q3 202455
Q4 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 21 bought or addedQ1 23: 6 cut or sold outQ2 23: 28 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 27 bought or addedQ3 23: 14 cut or sold outQ4 23: 28 bought or addedQ4 23: 15 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 13 cut or sold outQ2 24: 40 bought or addedQ2 24: 16 cut or sold outQ2 24Q3 24: 46 bought or addedQ3 24: 7 cut or sold outQ4 24: 35 bought or addedQ4 24: 17 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023216
Q2 2023285
Q3 20232714
Q4 20232815
Q1 20243913
Q2 20244016
Q3 2024467
Q4 20243517

Biggest buyers

Amplius Wealth Advisors, LLC Added +1,019,668+1.0m
LPL Financial LLC Added +403,827+403.8k
CPC Advisors, LLC Added +231,460+231.5k
JANE STREET GROUP, LLC New +178,594+178.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +146,503+146.5k
IAG Wealth Partners, LLC Added +136,013+136.0k
Mariner, LLC New +125,000+125.0k
ENVESTNET ASSET MANAGEMENT INC Added +93,392+93.4k
TRUIST FINANCIAL CORP Added +84,432+84.4k
JONES FINANCIAL COMPANIES LLLP Added +76,799+76.8k

Biggest sellers

ERn Financial, LLC Reduced -317,416-317.4k
OSAIC HOLDINGS, INC. Reduced -126,617-126.6k
Cambridge Investment Research Advisors, Inc. Reduced -97,645-97.6k
Patriot Financial Group Insurance Agency, LLC Reduced -59,874-59.9k
Global Retirement Partners, LLC Sold out -6,264-6.3k
UBS Group AG Sold out -3,966-4.0k
WEST MICHIGAN ADVISORS, LLC Reduced -3,423-3.4k
Trademark Financial Management, LLC Reduced -2,559-2.6k
Arete Wealth Advisors, LLC Reduced -1,554-1.6k
Element Wealth, LLC Reduced -762-762

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TRUIST FINANCIAL CORP 13G · institution new · filed 2026-10-19 6.6% new 833.2k≈ $16.0m 2026-10-19

Fell to 5% or below in the last year: Bank of New York Mellon Corp (0.4%, 2026-10-07)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,655,9832.7m $51.4m $51.4m 0.02% Added +403.8k +403,827
2 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,975,5382.0m $38.2m $38.2m 0.01% Reduced -475 -475
3 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,833,8821.8m $35.5m $35.5m 0.01% First filing
4 Amplius Wealth Advisors, LLC 3.52% of their portfolio BLUE BELL, PA 1,775,1731.8m $34.4m $34.4m 3.52% Added +1.0m +1,019,668
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,088,1421.1m $21.1m $21.1m 0.00% Added +56.5k +56,471
6 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 965,736965.7k $18.7m $18.7m 0.03% Added +84.4k +84,432
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 950,312950.3k $18.4m $18.4m 0.01% Added +93.4k +93,392
8 IAG Wealth Partners, LLC 2.51% of their portfolio WAUKESHA, WI 735,334735.3k $14.2m $14.2m 2.51% Added +136.0k +136,013
9 YARGER WEALTH STRATEGIES, LLC 5.38% of their portfolio WESTERVILLE, OH 482,110482.1k $9.3m $9.3m 5.38% Added +28.6k +28,571
10 Main Street Financial Solutions, LLC 0.86% of their portfolio NEWTOWN, PA 450,428450.4k $8.7m $8.7m 0.86% Added +11.7k +11,693
11 Wealthcare Advisory Partners LLC 0.24% of their portfolio WEST CHESTER, PA 437,511437.5k $8.5m $8.5m 0.24% Added +22.5k +22,537
12 CPC Advisors, LLC 1.12% of their portfolio Atlanta, GA 425,308425.3k $8.2m $8.2m 1.12% Added +231.5k +231,460
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 323,554323.6k $6.3m $6.3m 0.01% Added +146.5k +146,503
14 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 232,019232.0k $4.5m $4.5m 0.01% Added +6.6k +6,571
15 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 189,176189.2k $3.7m $3.7m 0.00% Added +76.8k +76,799
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 178,594178.6k $3.5m $3.5m 0.01% New
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 177,037177.0k $3.4m $3.4m 0.01% Reduced -126.6k -126,617
18 Element Wealth, LLC 1.52% of their portfolio RIDGELAND, MS 150,072150.1k $2.9m $2.9m 1.52% Reduced -762 -762
19 Capital Asset Advisory Services LLC 0.14% of their portfolio Williamston, MI 149,041149.0k $2.9m $2.9m 0.14% Added +7.8k +7,844
20 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 149,030149.0k $2.9m $2.9m 0.07% Added +8.4k +8,397
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 141,639141.6k $2.7m $2.7m 0.01% Reduced -97.6k -97,645
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 141,113141.1k $2.7m $2.7m 0.00% Added +5.4k +5,425
23 Mariner, LLC 0.00% of their portfolio Overland Park, KS 125,000125.0k $2.4m $2.4m 0.00% New
24 LifeGoal Investments, LLC 2.39% of their portfolio SARATOGA SPRINGS, NY 113,916113.9k $2.2m $2.2m 2.39% First filing
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 103,760103.8k $2.0m $2.0m 0.00% Added +17.2k +17,231
26 ERn Financial, LLC 0.30% of their portfolio MIDDLETON, WI 101,844101.8k $2.0m $2.0m 0.30% Reduced -317.4k -317,416
27 Patriot Financial Group Insurance Agency, LLC 0.20% of their portfolio Westborough, MA 78,48078.5k $1.5m $1.5m 0.20% Reduced -59.9k -59,874
28 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 66,45466.5k $1.3m $1.3m 0.07% Added +2.5k +2,482
29 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 55,93555.9k $1.1m $1.1m 0.01% Unchanged
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.06% of their portfolio BIRMINGHAM, AL 52,59052.6k $1.0m $1.0m 0.06% Added +6.6k +6,630
31 JOURNEY STRATEGIC WEALTH LLC 0.03% of their portfolio SUMMIT, NJ 40,40340.4k $782.2k $782.2k 0.03% Added +2.8k +2,843
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 40,20040.2k $778.3k $778.3k 0.00% New
33 Leelyn Smith, LLC 0.14% of their portfolio GENEVA, IL 39,34739.3k $761.8k $761.8k 0.14% Added +422 +422
34 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 37,60437.6k $728.0k $728.0k 0.00% Added +8.3k +8,309
35 Opal Wealth Advisors, LLC 0.22% of their portfolio JERICHO, NY 37,17937.2k $719.8k $719.8k 0.22% Added +17.8k +17,822
36 EverSource Wealth Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 33,86033.9k $655.5k $655.5k 0.04% Added +8.8k +8,822
37 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 33,64733.6k $651.4k $651.4k 0.02% Reduced -128 -128
38 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 33,05733.1k $640.0k $640.0k 0.05% Reduced -1.6k -1,554
39 Stonebridge Financial Group, LLC 0.07% of their portfolio Wormleysburg, PA 32,73732.7k $633.8k $633.8k 0.07% First filing
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 32,73632.7k $633.8k $633.8k 0.00% Reduced -436 -436
41 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 32,19532.2k $647.8k $647.8k 0.01% Reduced -130 -130
42 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 29,79929.8k $576.9k $576.9k 0.00% Added +4.3k +4,260
43 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 29,25129.3k $568.7k $568.7k 0.01% Reduced -296 -296
44 Prostatis Group LLC 0.15% of their portfolio HANOVER, MD 27,10027.1k $524.7k $524.7k 0.15% Added +5.0k +5,000
45 USAdvisors Wealth Management, LLC 0.16% of their portfolio EDEN PRAIRIE, MN 25,99926.0k $503.0k $503.0k 0.16% Added +4.2k +4,216
46 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 25,95025.9k $502.4k $502.4k 0.00% Added +2.1k +2,130
47 WEST MICHIGAN ADVISORS, LLC 0.13% of their portfolio HOLLAND, MI 22,96223.0k $446.4k $446.4k 0.13% Reduced -3.4k -3,423
48 Fermata Advisors, LLC 0.08% of their portfolio SONOMA, CA 21,88121.9k $423.6k $423.6k 0.08% New
49 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 13,94513.9k $270.0k $270.0k 0.03% Added +1.0k +1,010
50 Keystone Financial Services, LLC 0.22% of their portfolio OMAHA, NE 12,65412.7k $245.0k $245.0k 0.22% First filing
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,19512.2k $236.0k $236.0k 0.00% Added +63 +63
52 Trademark Financial Management, LLC 0.15% of their portfolio Bloomington, MN 10,07210.1k $195.0k $195.0k 0.15% Reduced -2.6k -2,559
53 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,6475.6k $109.3k $109.3k 0.00% Added +239 +239
54 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,4555.5k $105.6k $105.6k 0.00% Reduced -104 -104
55 Westside Investment Management, Inc. 0.01% of their portfolio SANTA MONICA, CA 2,0002.0k $38.7k $38.7k 0.01% Unchanged
56 Tanglewood Legacy Advisors, LLC 0.01% of their portfolio HOUSTON, TX 1,2751.3k $24.7k $24.7k 0.01% Unchanged
57 Graney & King, LLC 0.01% of their portfolio LATHAM, NY 500500 $9.7k $9.7k 0.01% First filing